Regulatory Filings • Jun 13, 2018
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Download Source FileN-PX/A 1 formn-pxa.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX/A
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number 811-22684
DAXOR CORPORATION
(Exact name of registrant as specified in charter)
350 Fifth Avenue
Suite 4740
New York, NY 10118
(Address of principal executive offices) (Zip code)
Michael Feldschuh
350 Fifth Avenue
Suite 4740
New York, NY 10118
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-212-330-8500
Date of fiscal year end: December 31, 2017
Date of reporting period: July 1, 2016 to June 30, 2017
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Explanatory Note
The registrant is amending the Form N-PX for the reporting period from July, 1, 2016 through June 30, 2017 to list all issuers or other parties that solicited a proxy regarding an issuer, the meeting date, and a summary of the proposals. During the reporting period, proxies were reviewed for proposals company management supported that were contrary to the registrant’s interest. If any had been identified, those proxies would have been voted reflecting the registrant’s contrary position, but none were identified. As the registrant determined that it was in agreement with each management proposal (and there were no proposals made other than by management), the registrant elected not to vote the proxies to help conserve resources in light of management and structural changes, which was permitted by the registrant’s policies and procedures.
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For each matter identified in the table below (unless otherwise noted): (a) the matter was proposed by the issuer; and (b) as noted above, Daxor did not cast its vote on the matter.
| Issuer | Symbol | CUSIP
Number | Mtg.
Date | Proposal
* |
| --- | --- | --- | --- | --- |
| Ameren
Corp | AEE | 023608102 | 4/27/2017 | 1,2,3,4,5 |
| American
Electric Power | AEP | 025537101 | 4/25/2017 | 1,2,3,4,6 |
| Avangrid
Inc. | AGR | 05351W103 | 6/22/2017 | 1,2,3,7 |
| Avista
Corporation Common | AVA | 05379B107 | 5/11/2017 | 1,2,3,4,8 |
| Centerpoint
Energy, Inc | CNP | 15189T107 | 4/27/2017 | 1,2,3,4 |
| Centrus
Energy | LEU | 15643U104 | 5/31/2017 | 1,2,3,4,6,
9 |
| CMS
ENERGY CORP | CMS | 125896100 | 5/5/2017 | 1,2,3,4,5 |
| DTE
ENERGY CO | DTE | 233331107 | 5/4/2017 | 1,2,3,4,5 |
| Duke
Energy Corporation | DUK | 26441C204 | 5/4/2017 | 1,2,3,4,5,7 |
| Edison
International | EIX | 281020107 | 4/27/2017 | 1,2,3,4,5 |
| Entergy
Corporation | ETR | 29364G103 | 5/5/2017 | 1,2,3,4,5 |
| Eversource
Energy | ES | 30040W108 | 5/3/2017 | 1,2,3,4,6,7 |
| Exelon
Corporation | EXC | 30161N101 | 4/25/2017 | 1,2,3,4 |
| Firstenergy
Corporation | FE | 337932107 | 5/16/2017 | 1,2,3,4,5,7,8 |
| Great
Plains Energy | GXP | 391164100 | 5/6/2017 | 1,2,3,10 |
| Keycorp | KEY | 493267108 | 5/18/2017 | 1,2,3,4,5 |
| NISOURCE
INC | NI | 65473P105 | 5/9/2017 | 1,2,3,4 |
| Pg
& E Corp. | PCG | 69331C108 | 5/30/2017 | 1,2,3,4,5 |
| Pinnacle
West Capital | PNW | 723484101 | 5/17/2017 | 1,2,3,4,6 |
| PNM
RES INC | PNM | 69349H107 | 5/16/2017 | 1,2,3,4,5 |
| Enbridge
Inc. | ENB | 29250N105 | 5/11/2017 | 1,2,3,5,6 |
| United
States National Gas | UNG | 912318300 | 5/9/2017 | 1,2,3,4,7 |
| WEC
Energy Group | WEC | 92939U106 | 5/4/2017 | 1,2,3,4, |
| Xcel
Energy Inc. | XEL | 98389B100 | 5/17/2017 | 1,2,3,4, |
| PACIFIC
GAS & ELECTRIC | PCG-PA | 694308206 | 5/30/2017 | 1,2,3,4, |
| SOUTHERN
CALIFORNIA EDISON | SCE-PD | 842400509 | 4/27/2017 | 1,2,3,4,5 |
*** Proposal Respecting:**
| 1. | Election
of directors. |
| --- | --- |
| 2. | Ratification
of auditors. |
| 3. | Non-binding
approval of executive compensation plan. |
| 4. | Non-binding
approval of frequency to vote on executive compensation plan. |
| 5. | Shareholder
- request for additional information and/or proposal. |
| 6. | Approval
of senior officer supplemental incentive compensation plan. |
| 7. | Approval
of amendments to company by-laws. |
| 8. | Approval
of amendment to certificate of incorporation or charter document. |
| 9. | Approval
of Section 382 Rights Agreement. |
| 10. | Approval
of identification agreement between officers and/or directors. |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Daxor Corporation
| By | /s/ Michael Feldschuh |
|---|---|
| BY: | Michael Feldschuh |
| ITS: | President |
| (Chief Executive Officer, Principal Executive Officer) |
Date: June 13, 2018
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By | /s/ John Wilkens |
|---|---|
| BY: | John Wilkens |
| ITS: | Chief Financial Officer |
| (Principal Financial Officer/Principal Accounting Officer) |
Date: June 13, 2018
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