Regulatory Filings • Jun 19, 2012
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Download Source FileN-Q 1 daxor_nq.htm FORM N-Q
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER 811-22684
Daxor Corporation
(Exact name of registrant as specified in charter)
350 Fifth Avenue, Suite 7120
New York, New York 10118
(Address of principal offices)(Zip code)
David Frankel, Daxor Corporation
350 Fifth Avenue, Suite 7120
New York, New York 10118
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212-330-8500
Date of Fiscal Year End: December 31
Date of Reporting Period: March 31, 2012
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Item 1. Schedule of Investments
Daxor Corporation
Schedule of Investments
March 31, 2012 (Unaudited)
| Market Value | ||
|---|---|---|
| COMMON STOCKS - 147.18% | ||
| Banking - 19.97% | ||
| Diversified Banks – 19.40% | ||
| Bank of America Corp. | 584,795 | $ 5,596,488 |
| Citigroup, Inc. | 21,730 | 794,231 |
| Goldman Sachs Group | 5,000 | 621,850 |
| $ 7,012,569 | ||
| Regional Banks - 0.57% | ||
| First Niagara Financial Group, Inc. | 5,000 | $ 49,200 |
| Popular, Inc. (a) | 17,000 | 34,850 |
| Sun Trust Banks, Inc. | 5,000 | 120,850 |
| $ 204,900 | ||
| Total Banking | $ 7,217,469 | |
| Bio Technology-0.17% | ||
| Mannkind Corp. (a) | 25,000 | $ $61,750 |
| Broadcasting & Cable Television-1.11% | ||
| Netflix, Inc. (a) | 3,500 | $ 402,640 |
| Chemical Manuafacturing-1.48% | ||
| USEC, Inc. (a) | 504,700 | $ 534,982 |
| Communication Services-0.82% | ||
| Clearwire Corp. (a) | 11,000 | $ 25,080 |
| Frontier Communications Corp. | 12,500 | 52,125 |
| Research in Motion Ltd. (a) | 15,000 | 220,500 |
| $ 297,705 | ||
| Consumer Products and Services-0.22% | ||
| CROCS, Inc.(a) | 1,000 | $ 20,920 |
| NutriSystem, Inc. | 5,000 | 56,150 |
| PHH Corp.(a) | 79 | 1,222 |
| $ 78,292 | ||
| Diversified Computer Systems-0.99% | ||
| Hewlett Packard | 15,000 | $ 357,450 |
| Diversified Machinery-0.28% | ||
| General Electric | 5,000 | $ 100,350 |
| Insurance-0.43% | ||
| American International Group, Inc. (a) | 5,000 | $ 154,150 |
| Investment Services-0.14% | ||
| United States Natural Gas Fund, LLP | 3,212 | $ 51,135 |
| Iron and Steel-0.16% | ||
| AK Steel Holding Corp. | 7,500 | $ 56,700 |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Market Value | ||
|---|---|---|
| COMMON STOCKS-147.18% | ||
| Oil & Gas Operations-0.17% | ||
| Exco Resources, Inc. | 2,500 | $ 16,575 |
| Williams Companies, Inc. | 1,200 | 36,972 |
| WPX Energy Inc. (a) | 400 | 7,204 |
| $ 60,751 | ||
| Real Estate-0.33% | ||
| KB Home | 5,000 | $ 44,500 |
| St. Joe Co.(a) | 3,956 | 75,204 |
| $ 119,704 | ||
| Semi Conductors-0.81% | ||
| Advanced Micro Devices, Inc. (a) | 5,000 | $ 40,100 |
| First Solar, Inc. (a) | 10,100 | 253,005 |
| $ 293,105 | ||
| Utilities-119.78% | ||
| Electric Utilities-118.27% | ||
| Ameren Corp. | 4,000 | $ 130,320 |
| American Electric Power Co. Inc. | 22,600 | 871,908 |
| Avista Corp. | 14,396 | 368,250 |
| Calpine Corp. (a) | 1,328 | 22,855 |
| Centerpoint Energy, Inc. | 5,000 | 98,600 |
| CH Energy Group, Inc. | 39,400 | 2,629,162 |
| CMS | 41,500 | 913,000 |
| DTE Energy Co. | 47,000 | 2,586,410 |
| Duke Energy Corp. | 54,351 | 1,141,914 |
| Dynegy Inc. (a) | 15,000 | 8,400 |
| Edison International | 7,000 | 297,570 |
| Entergy Corp. | 125,145 | 8,409,744 |
| Exelon Corp. | 131,674 | 5,162,937 |
| Firstenergy Corp. | 98,286 | 4,480,859 |
| Great Plains Energy Inc. | 21,000 | 425,670 |
| Hawaiian Electric Industries, Inc. | 58,200 | 1,475,370 |
| Integrys Energy Group, Inc. | 4,500 | 238,455 |
| National Grid PLC Shares | 62,951 | 3,177,766 |
| National Grid PLC ADR | 30,392 | 305,806 |
| NISOURCE Inc. | 44,000 | 1,071,400 |
| Northeast Utilities | 28,200 | 1,046,784 |
| NRG Energy, Inc. (a) | 11,500 | 180,205 |
| NSTAR | 10,000 | 486,300 |
| NV Energy, Inc. | 1,500 | 24,180 |
| Pepco Holdings Inc. | 2,201 | 41,577 |
| PG & E Corp. | 7,000 | 303,870 |
| Pinnacle West Capital Corp. | 31,002 | 1,484,996 |
| PNM Resources, Inc. | 78,750 | 1,441,125 |
| Teco Energy, Inc. | 2,000 | 35,100 |
| UIL Holdings Corp. | 22,332 | 776,260 |
| UNITIL Corp. | 52,900 | 1,419,307 |
| Westar Energy, Inc. | 42,941 | 1,199,342 |
| XCEL Energy, Inc. | 19,050 | 504,254 |
| $ 42,759,696 | ||
| Natural Gas Utilities-1.51% | ||
| Southwest Gas Corp. | 1,000 | $ 42,740 |
| Spectra Energy Corp. | 15,925 | 502,434 |
| $ 545,174 |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Market Value | |||
|---|---|---|---|
| COMMON STOCKS – 147.18% | |||
| Total Utilities | $ 43,304,870 | ||
| Waste Management-0.32% | |||
| Veolia Environnment SA ADR (a) | 7,100 | $ 117,221 | |
| Total Common Stock (Cost $31,471,635)-147.18% | $ 53,208,274 | ||
| Preferred Stocks-5.85% | |||
| Diversified Banks-4.36% | |||
| Bank of America Corp., 8.20 % Callable | 1,000 | $ 25,690 | |
| Bank of America Corp., 6.204% Series D | 1,000 | 24,250 | |
| Bank of America Corp., 7.25% Series J Div Perp | 6,000 | 151,380 | |
| Bank of America Corp., 7.250% Series L | 700 | 685,230 | |
| Bank of America Corp., 8.625% Preferred Callable | 2,000 | 51,280 | |
| Barclays Bank PLC ADR, 8.125% Series 5 Callable | 2,500 | 63,600 | |
| Citigroup, 6.35% Callable Due 03/15/67 | 1,200 | 29,232 | |
| Deutsche Bank Contingent Capital Trust III Preferred, Div 7.60% | 10,000 | 256,600 | |
| Goldman Sachs Group, 6.20% Series B Callable | 1,000 | 25,000 | |
| JP Morgan Chase & Co., 8.625% Series J callable | 1,500 | 40,725 | |
| US Bancorp, 7.875% Callable | 2,000 | 53,720 | |
| Wells Fargo Capital XII, 7.875% Callable Due 03/15/68 | 2,000 | 52,040 | |
| Wells Fargo Company, 8.00 % Series J Non-Cumulative | 4,000 | 116,240 | |
| $ 1,574,987 | |||
| Electric Utilities-1.42% | |||
| Consolidated Edison, Callable Series A | 1,300 | $ 137,837 | |
| Duquesne Light Co. Preferred, 3.75% Callable | 400 | 16,200 | |
| Pacific Gas & Electric, 5% Series D | 1,000 | 25,000 | |
| Pacific Gas & Electric, 5% Series E | 1,100 | 27,335 | |
| Pacific Gas & Electric, 6% Series A | 4,200 | 126,126 | |
| Southern California Edison, 4.32% Callable | 5,500 | 121,935 | |
| Southern California Edison, 4.78% Callable | 2,500 | 60,025 | |
| $ 514,458 | |||
| Life Insurance-0.07% | |||
| MetLife Inc., Series B | 1,000 | $ 25,310 | |
| Total Preferred Stock (Cost $1,568,106)-5.85% | $ 2,114,755 | ||
| Total Investment in Securities (Cost $33,039,741) -153.03% | $ 55,323,029 | ||
| Cash restricted as collateral for short sale obligations- 70.74% (b) | $ 25,572,206 | ||
| Other Assets - 20.31% | $ 7,342,931 | ||
| Total Assets-244.08% | $ 88,238,166 | ||
| Total Liabilities – (144.08%) | (52,087,122 | ) | |
| Net Assets-100.00% | $ 36,151,044 |
At March 31, 2012, the net unrealized appreciation based on cost for financial reporting purposes of $22,283,288 was as follows:
| Aggregate gross unrealized appreciation for all investments for which there was an excess of value over cost | $ | |
|---|---|---|
| Aggregate gross unrealized depreciation for all investments for which there was an excess of cost over value | (4,483,605 | ) |
| Net unrealized appreciation | $ 22,283,288 |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Value of Short Position at 03/31/12 | |||
|---|---|---|---|---|
| Securities Sold Short- (70.16%) | ||||
| Apple, Inc. | (15,500 | ) | $ (9,293,024 | ) |
| Citigroup, Inc. | (3,270 | ) | (119,519 | ) |
| Coach, Inc. | (15,000 | ) | (1,159,200 | ) |
| Crocs, Inc. | (1,000 | ) | (20,920 | ) |
| Gap, Inc. | (5,000 | ) | (130,700 | ) |
| General Electric Co. | (12,500 | ) | (250,875 | ) |
| General Motors Company | (2,500 | ) | (64,125 | ) |
| Intuitive Surgical, Inc. | (18,000 | ) | (9,751,500 | ) |
| Lennar Corp. | (5,000 | ) | (135,900 | ) |
| New York Times Company | (4,000 | ) | (27,160 | ) |
| Ralph Lauren Corporation | (3,000 | ) | (522,990 | ) |
| Pool Corp. | (5,000 | ) | (187,100 | ) |
| Simon Property Group Inc. | (22,000 | ) | (3,204,960 | ) |
| St. Joe Co. | (5,000 | ) | (95,050 | ) |
| Starbucks Corporation | (5,000 | ) | (279,450 | ) |
| Toll Brothers Inc. | (5,000 | ) | (119,950 | ) |
| Total Securities Sold Short (70.16%) | $ (25,362,423 | ) |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Open Option Contracts-(18.12%) | ||||||
| Call Options- (2.11%) | ||||||
| Advanced Micro Devices, Inc. | (50 | ) | 8.00 | 04/20/2012 | $ (1,787 | ) |
| AK Steel Holding Corp. | (50 | ) | 10.00 | 06/15/2012 | (600 | ) |
| AK Steel Holding Corp. | (25 | ) | 10.00 | 09/21/2012 | (750 | ) |
| American International Group, Inc. | (50 | ) | 27.00 | 05/18/2012 | (20,500 | ) |
| Apple, Inc. | (16 | ) | 490.00 | 04/20/2012 | (176,645 | ) |
| Bank of America Corp. | (100 | ) | 7.00 | 04/20/2012 | (25,800 | ) |
| Bank of America Corp. | (100 | ) | 8.00 | 04/20/2012 | (16,200 | ) |
| Bank of America Corp. | (100 | ) | 9.00 | 04/20/2012 | (7,460 | ) |
| Bank of America Corp. | (150 | ) | 7.00 | 05/18/2012 | (39,450 | ) |
| Bank of America Corp. | (150 | ) | 8.00 | 05/18/2012 | (25,779 | ) |
| Bank of America Corp. | (150 | ) | 9.00 | 05/18/2012 | (14,025 | ) |
| Bank of America Corp. | (100 | ) | 10.00 | 05/18/2012 | (4,440 | ) |
| Bank of America Corp. | (50 | ) | 11.00 | 05/18/2012 | (835 | ) |
| Bank of America Corp. | (50 | ) | 12.00 | 05/18/2012 | (350 | ) |
| Bank of America Corp. | (300 | ) | 13.00 | 05/18/2012 | (1,087 | ) |
| Bank of America Corp. | (50 | ) | 14.00 | 05/18/2012 | (100 | ) |
| Bank of America Corp. | (50 | ) | 15.00 | 05/18/2012 | (150 | ) |
| Bank of America Corp. | (50 | ) | 12.00 | 06/15/2012 | (600 | ) |
| Bank of America Corp. | (50 | ) | 13.00 | 06/15/2012 | (300 | ) |
| Bank of America Corp. | (50 | ) | 12.00 | 07/20/2012 | (950 | ) |
| Bank of America Corp. | (50 | ) | 13.00 | 07/20/2012 | (550 | ) |
| Bank of America Corp. | (50 | ) | 14.00 | 07/20/2012 | (2,400 | ) |
| Bank of America Corp. | (50 | ) | 7.00 | 08/17/2012 | (13,925 | ) |
| Bank of America Corp. | (50 | ) | 8.00 | 08/17/2012 | (9,900 | ) |
| Bank of America Corp. | (150 | ) | 9.00 | 08/17/2012 | (19,800 | ) |
| Bank of America Corp. | (250 | ) | 10.00 | 08/17/2012 | (20,000 | ) |
| Bank of America Corp. | (100 | ) | 11.00 | 08/17/2012 | (4,650 | ) |
| Bank of America Corp. | (100 | ) | 10.00 | 11/16/2012 | (10,363 | ) |
| Bank of America Corp. | (50 | ) | 11.00 | 11/16/2012 | (3,349 | ) |
| Bank of America Corp. | (50 | ) | 10.00 | 01/18/2013 | (6,150 | ) |
| Bank of America Corp. | (50 | ) | 12.50 | 01/18/2013 | (300 | ) |
| Bank of America Corp. | (200 | ) | 15.00 | 01/18/2013 | (3,929 | ) |
| Citigroup, Inc. | (50 | ) | 45.00 | 05/18/2012 | (300 | ) |
| Citigroup, Inc. | (50 | ) | 40.00 | 06/15/2012 | (4,150 | ) |
| Citigroup, Inc. | (50 | ) | 40.00 | 09/21/2012 | (8,850 | ) |
| Clearwire Corp. | (50 | ) | 4.00 | 06/15/2012 | (375 | ) |
| Dynegy Inc. | (150 | ) | 4.00 | 06/15/2012 | (29 | ) |
| Exco Resources, Inc. | (100 | ) | 17.00 | 06/15/2012 | (0 | ) |
| First Solar, Inc. | (50 | ) | 40.00 | 04/20/2012 | (150 | ) |
| First Solar, Inc. | (50 | ) | 40.00 | 06/15/2012 | (1,050 | ) |
| First Solar, Inc. | (50 | ) | 45.00 | 06/15/2012 | (472 | ) |
| First Solar, Inc. | (50 | ) | 50.00 | 06/15/2012 | (250 | ) |
| First Solar, Inc. | (50 | ) | 55.00 | 06/15/2012 | (137 | ) |
| First Solar, Inc. | (50 | ) | 60.00 | 06/15/2012 | (60 | ) |
| First Solar, Inc. | (50 | ) | 45.00 | 09/21/2012 | (2,175 | ) |
| First Solar, Inc. | (50 | ) | 50.00 | 09/21/2012 | (1,206 | ) |
| Frontier Communications Corp. | (75 | ) | 6.00 | 08/17/2012 | (375 | ) |
| General Electric Co. | (50 | ) | 19.00 | 04/20/2012 | (5,965 | ) |
| General Motors Co. | (25 | ) | 23.00 | 06/15/2012 | (8,125 | ) |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name
of Issuer | | | | Expiration Date | | |
| --- | --- | --- | --- | --- | --- | --- |
| Call Options- (2.11%) | | | | | | |
| Goldman Sachs Group | (50 | ) | 110.00 | 04/20/2012 | $ (74,125 | ) |
| Hewlett Packard Co. | (60 | ) | 26.00 | 04/20/2012 | (240 | ) |
| KB Homes | (50 | ) | 10.00 | 04/20/2012 | (700 | ) |
| Mannkind Corp. | (185 | ) | 3.00 | 05/18/2012 | (1,218 | ) |
| Mannkind Corp. | (200 | ) | 3.00 | 08/17/2012 | (3,700 | ) |
| Netflix, Inc. | (50 | ) | 120.00 | 04/20/2012 | (17,000 | ) |
| Netflix, Inc. | (50 | ) | 120.00 | 06/15/2012 | (52,375 | ) |
| NRG Energy, Inc. | (50 | ) | 19.00 | 06/15/2012 | (250 | ) |
| NRG Energy, Inc. | (65 | ) | 20.00 | 09/21/2012 | (650 | ) |
| NutriSystem, Inc. | (50 | ) | 14.00 | 09/21/2012 | (1,500 | ) |
| Popular, Inc. | (95 | ) | 2.00 | 04/20/2012 | (903 | ) |
| Popular, Inc. | (75 | ) | 2.50 | 04/20/2012 | (4 | ) |
| Research In Motion, Ltd. | (50 | ) | 20.00 | 06/15/2012 | (1,377 | ) |
| St. Joe Co. | (100 | ) | 17.00 | 06/15/2012 | (23,000 | ) |
| St. Joe Co. | (100 | ) | 18.00 | 06/15/2012 | (16,250 | ) |
| St. Joe Co. | (75 | ) | 19.00 | 06/15/2012 | (7,875 | ) |
| St. Joe Co. | (200 | ) | 20.00 | 06/15/2012 | (12,500 | ) |
| St. Joe Co. | (50 | ) | 21.00 | 06/15/2012 | (1,875 | ) |
| St. Joe Co. | (100 | ) | 20.00 | 01/18/2013 | (16,500 | ) |
| St. Joe Co. | (100 | ) | 22.00 | 01/18/2013 | (10,000 | ) |
| St. Joe Co. | (100 | ) | 25.00 | 01/18/2013 | (6,000 | ) |
| Suntrust Banks, Inc. | (50 | ) | 20.00 | 04/20/2012 | (21,250 | ) |
| United States Natural Gas | (50 | ) | 10.00 | 04/20/2012 | (0 | ) |
| United States Natural Gas | (26 | ) | 30.00 | 07/20/2012 | (58 | ) |
| USEC, Inc. | (200 | ) | 2.00 | 04/20/2012 | (1,000 | ) |
| USEC, Inc. | (100 | ) | 4.50 | 04/20/2012 | (500 | ) |
| USEC, Inc. | (50 | ) | 1.50 | 07/20/2012 | (375 | ) |
| USEC, Inc. | (400 | ) | 2.00 | 07/20/2012 | (6,000 | ) |
| USEC, Inc. | (100 | ) | 2.50 | 07/20/2012 | (500 | ) |
| USEC, Inc. | (200 | ) | 2.00 | 10/19/2012 | (1,500 | ) |
| USEC, Inc. | (100 | ) | 2.00 | 01/18/2013 | (900 | ) |
| USEC, Inc. | (200 | ) | 3.50 | 01/18/2013 | (3,000 | ) |
| USEC, Inc. | (300 | ) | 5.00 | 01/18/2013 | (3,000 | ) |
| USEC, Inc. | (125 | ) | 7.00 | 01/18/2013 | (625 | ) |
| Veolia Environnement SA ADR | (19 | ) | 12.50 | 04/20/2012 | (7,694 | ) |
| Total Call Options | | | | | $ (761,237 | ) |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Abercrombie & Fitch Co. | (50 | ) | 40.00 | 04/20/2012 | $ (300 | ) |
| Abercrombie & Fitch Co. | (50 | ) | 35.00 | 05/18/2012 | (500 | ) |
| Abercrombie & Fitch Co. | (50 | ) | 40.00 | 05/18/2012 | (1,900 | ) |
| Abercrombie & Fitch Co. | (50 | ) | 35.00 | 08/17/2012 | (3,675 | ) |
| Abercrombie & Fitch Co. | (50 | ) | 30.00 | 01/18/2013 | (5,553 | ) |
| AES Corporation | (50 | ) | 10.00 | 05/18/2012 | (750 | ) |
| AES Corporation | (50 | ) | 10.00 | 08/17/2012 | (750 | ) |
| AK Steel Holding Corp. | (90 | ) | 10.00 | 06/15/2012 | (23,130 | ) |
| AK Steel Holding Corp. | (50 | ) | 7.00 | 09/21/2012 | (3,807 | ) |
| Alcoa, Inc. | (50 | ) | 8.00 | 04/20/2012 | (100 | ) |
| Alcoa, Inc. | (50 | ) | 7.00 | 07/20/2012 | (300 | ) |
| Alcoa, Inc. | (50 | ) | 8.00 | 07/20/2012 | (700 | ) |
| Altria Group Inc. | (50 | ) | 20.00 | 06/15/2012 | (125 | ) |
| Altria Group Inc. | (50 | ) | 21.00 | 09/21/2012 | (550 | ) |
| Altria Group Inc. | (50 | ) | 17.50 | 01/18/2013 | (1,050 | ) |
| Ameren Corp. | (100 | ) | 25.00 | 06/15/2012 | (752 | ) |
| Ameren Corp. | (50 | ) | 22.50 | 09/21/2012 | (601 | ) |
| Ameren Corp. | (50 | ) | 22.50 | 01/18/2013 | (1,518 | ) |
| American Electric Power Co. Inc. | (50 | ) | 31.00 | 08/17/2012 | (1,000 | ) |
| American Electric Power Co. Inc. | (75 | ) | 30.00 | 01/18/2013 | (4,478 | ) |
| American Express Company | (50 | ) | 20.00 | 01/18/2013 | (953 | ) |
| American International Group, Inc. | (50 | ) | 18.00 | 05/18/2012 | (0 | ) |
| American International Group, Inc. | (50 | ) | 20.00 | 05/18/2012 | (200 | ) |
| American International Group, Inc. | (50 | ) | 22.00 | 05/18/2012 | (200 | ) |
| American International Group, Inc. | (50 | ) | 23.00 | 05/18/2012 | (250 | ) |
| American International Group, Inc. | (50 | ) | 24.00 | 05/18/2012 | (250 | ) |
| American International Group, Inc. | (50 | ) | 25.00 | 05/18/2012 | (400 | ) |
| American International Group, Inc. | (50 | ) | 18.00 | 08/17/2012 | (1,150 | ) |
| American International Group, Inc. | (50 | ) | 19.00 | 08/17/2012 | (1,250 | ) |
| American International Group, Inc. | (50 | ) | 20.00 | 08/17/2012 | (825 | ) |
| Amgen Inc. | (50 | ) | 42.50 | 07/20/2012 | (1,100 | ) |
| Apple, Inc. | (20 | ) | 360.00 | 04/20/2012 | (14 | ) |
| Apple, Inc. | (20 | ) | 370.00 | 04/20/2012 | (28 | ) |
| Apple, Inc. | (40 | ) | 380.00 | 04/20/2012 | (116 | ) |
| Apple, Inc. | (20 | ) | 390.00 | 04/20/2012 | (94 | ) |
| Apple, Inc. | (20 | ) | 410.00 | 04/20/2012 | (228 | ) |
| Apple, Inc. | (10 | ) | 420.00 | 04/20/2012 | (160 | ) |
| Apple, Inc. | (10 | ) | 430.00 | 04/20/2012 | (217 | ) |
| Apple, Inc. | (10 | ) | 440.00 | 04/20/2012 | (268 | ) |
| Apple, Inc. | (10 | ) | 450.00 | 04/20/2012 | (332 | ) |
| Apple, Inc. | (10 | ) | 490.00 | 04/20/2012 | (779 | ) |
| Apple, Inc. | (10 | ) | 500.00 | 04/20/2012 | (969 | ) |
| Apple, Inc. | (10 | ) | 510.00 | 04/20/2012 | (1,200 | ) |
| Apple, Inc. | (5 | ) | 520.00 | 04/20/2012 | (780 | ) |
| Apple, Inc. | (15 | ) | 500.00 | 05/18/2012 | (6,165 | ) |
| Apple, Inc. | (10 | ) | 450.00 | 06/15/2012 | (2,580 | ) |
| AstraZeneca PLC | (50 | ) | 40.00 | 04/20/2012 | (250 | ) |
| AstraZeneca PLC | (50 | ) | 40.00 | 07/20/2012 | (2,500 | ) |
| AstraZeneca PLC | (50 | ) | 40.00 | 01/18/2013 | (9,125 | ) |
| AT&T, Inc. | (50 | ) | 27.00 | 04/20/2012 | (100 | ) |
| AT&T, Inc. | (50 | ) | 25.00 | 07/20/2012 | (519 | ) |
| AT&T, Inc. | (50 | ) | 27.00 | 07/20/2012 | (1,070 | ) |
| AT&T, Inc. | (50 | ) | 25.00 | 10/19/2012 | (1,564 | ) |
| Bank of America Corp. | (100 | ) | 5.00 | 04/20/2012 | (100 | ) |
| Bank of America Corp. | (100 | ) | 5.50 | 04/20/2012 | (100 | ) |
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Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Bank of America Corp. | (225 | ) | 6.00 | 04/20/2012 | $ (179 | ) |
| Bank of America Corp. | (100 | ) | 7.00 | 04/20/2012 | (200 | ) |
| Bank of America Corp. | (100 | ) | 8.00 | 04/20/2012 | (500 | ) |
| Bank of America Corp. | (50 | ) | 9.00 | 04/20/2012 | (925 | ) |
| Bank of America Corp. | (100 | ) | 5.00 | 05/18/2012 | (147 | ) |
| Bank of America Corp. | (100 | ) | 5.50 | 05/18/2012 | (200 | ) |
| Bank of America Corp. | (225 | ) | 6.00 | 05/18/2012 | (668 | ) |
| Bank of America Corp. | (200 | ) | 7.00 | 05/18/2012 | (1,200 | ) |
| Bank of America Corp. | (350 | ) | 8.00 | 05/18/2012 | (5,600 | ) |
| Bank of America Corp. | (400 | ) | 10.00 | 05/18/2012 | (33,718 | ) |
| Bank of America Corp. | (125 | ) | 11.00 | 05/18/2012 | (19,873 | ) |
| Bank of America Corp. | (250 | ) | 12.00 | 05/18/2012 | (62,500 | ) |
| Bank of America Corp. | (25 | ) | 13.00 | 05/18/2012 | (8,688 | ) |
| Bank of America Corp. | (150 | ) | 10.00 | 06/15/2012 | (14,550 | ) |
| Bank of America Corp. | (50 | ) | 15.00 | 06/15/2012 | (525 | ) |
| Bank of America Corp. | (250 | ) | 8.00 | 06/15/2012 | (5,625 | ) |
| Bank of America Corp. | (250 | ) | 9.00 | 06/15/2012 | (12,125 | ) |
| Bank of America Corp. | (50 | ) | 14.00 | 06/15/2012 | (500 | ) |
| Bank of America Corp. | (50 | ) | 16.00 | 06/15/2012 | (575 | ) |
| Bank of America Corp. | (150 | ) | 10.00 | 07/20/2012 | (16,800 | ) |
| Bank of America Corp. | (150 | ) | 7.00 | 07/20/2012 | (2,550 | ) |
| Bank of America Corp. | (150 | ) | 8.00 | 07/20/2012 | (4,950 | ) |
| Bank of America Corp. | (150 | ) | 9.00 | 07/20/2012 | (9,600 | ) |
| Bank of America Corp. | (150 | ) | 4.00 | 08/17/2012 | (600 | ) |
| Bank of America Corp. | (250 | ) | 5.00 | 08/17/2012 | (1,489 | ) |
| Bank of America Corp. | (100 | ) | 5.50 | 08/17/2012 | (800 | ) |
| Bank of America Corp. | (250 | ) | 6.00 | 08/17/2012 | (2,651 | ) |
| Bank of America Corp. | (150 | ) | 7.00 | 08/17/2012 | (3,150 | ) |
| Bank of America Corp. | (150 | ) | 8.00 | 08/17/2012 | (6,085 | ) |
| Bank of America Corp. | (150 | ) | 9.00 | 08/17/2012 | (10,950 | ) |
| Bank of America Corp. | (125 | ) | 10.00 | 08/17/2012 | (15,500 | ) |
| Bank of America Corp. | (150 | ) | 11.00 | 08/17/2012 | (28,425 | ) |
| Bank of America Corp. | (75 | ) | 5.00 | 11/16/2012 | (900 | ) |
| Bank of America Corp. | (275 | ) | 6.00 | 11/16/2012 | (5,696 | ) |
| Bank of America Corp. | (275 | ) | 7.00 | 11/16/2012 | (9,641 | ) |
| Bank of America Corp. | (325 | ) | 8.00 | 11/16/2012 | (19,274 | ) |
| Bank of America Corp. | (275 | ) | 9.00 | 11/16/2012 | (26,197 | ) |
| Bank of America Corp. | (100 | ) | 10.00 | 11/16/2012 | (14,600 | ) |
| Bank of America Corp. | (50 | ) | 5.00 | 12/21/2012 | (700 | ) |
| Bank of America Corp. | (50 | ) | 6.00 | 12/21/2012 | (1,150 | ) |
| Bank of America Corp. | (125 | ) | 7.00 | 12/21/2012 | (5,250 | ) |
| Bank of America Corp. | (175 | ) | 8.00 | 12/21/2012 | (11,725 | ) |
| Bank of America Corp. | (100 | ) | 9.00 | 12/21/2012 | (10,400 | ) |
| Bank of America Corp. | (100 | ) | 10.00 | 12/21/2012 | (15,500 | ) |
| Bank of America Corp. | (100 | ) | 11.00 | 12/21/2012 | (21,850 | ) |
| Bank of America Corp. | (100 | ) | 12.00 | 12/21/2012 | (29,350 | ) |
| Bank of America Corp. | (50 | ) | 2.50 | 01/18/2013 | (300 | ) |
| Bank of America Corp. | (50 | ) | 3.00 | 01/18/2013 | (300 | ) |
| Bank of America Corp. | (50 | ) | 4.00 | 01/18/2013 | (600 | ) |
| Bank of America Corp. | (200 | ) | 5.00 | 01/18/2013 | (3,976 | ) |
| Bank of America Corp. | (150 | ) | 7.50 | 01/18/2013 | (9,183 | ) |
| Bank of New York Corporation | (50 | ) | 14.00 | 09/21/2012 | (1,040 | ) |
| Bank of New York Corporation | (50 | ) | 15.00 | 09/21/2012 | (1,247 | ) |
| Bank of New York Corporation | (50 | ) | 16.00 | 09/21/2012 | (1,455 | ) |
| Beazer Homes USA, Inc. | (50 | ) | 2.00 | 05/18/2012 | (142 | ) |
Field: Page; Sequence: 9
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Berkshire Hathaway, Inc. | (50 | ) | 50.00 | 06/15/2012 | $ (105 | ) |
| Berkshire Hathaway, Inc. | (50 | ) | 60.00 | 09/21/2012 | (2,072 | ) |
| Best Buy Co. Inc. | (50 | ) | 20.00 | 06/15/2012 | (1,875 | ) |
| Best Buy Co. Inc. | (50 | ) | 21.00 | 06/15/2012 | (2,750 | ) |
| Best Buy Co. Inc. | (50 | ) | 22.00 | 06/15/2012 | (4,050 | ) |
| Best Buy Co. Inc. | (50 | ) | 25.00 | 06/15/2012 | (11,425 | ) |
| Best Buy Co. Inc. | (50 | ) | 20.00 | 09/21/2012 | (4,856 | ) |
| Best Buy Co. Inc. | (50 | ) | 21.00 | 09/21/2012 | (6,349 | ) |
| Blackstone Group LP | (50 | ) | 10.00 | 06/15/2012 | (200 | ) |
| BP PLC | (50 | ) | 30.00 | 04/20/2012 | (47 | ) |
| BP PLC | (50 | ) | 35.00 | 04/20/2012 | (183 | ) |
| BP PLC | (50 | ) | 38.00 | 04/20/2012 | (329 | ) |
| BP PLC | (50 | ) | 40.00 | 04/20/2012 | (561 | ) |
| BP PLC | (50 | ) | 30.00 | 07/20/2012 | (613 | ) |
| BP PLC | (50 | ) | 35.00 | 07/20/2012 | (1,320 | ) |
| BP PLC | (50 | ) | 30.00 | 10/19/2012 | (1,643 | ) |
| BP PLC | (100 | ) | 38.00 | 10/19/2012 | (9,859 | ) |
| BP PLC | (100 | ) | 25.00 | 01/18/2013 | (2,948 | ) |
| Chubb Corporation | (50 | ) | 45.00 | 07/20/2012 | (519 | ) |
| Chubb Corporation | (50 | ) | 40.00 | 01/18/2013 | (2,039 | ) |
| Cisco Systems, Inc. | (100 | ) | 15.00 | 04/20/2012 | (3 | ) |
| Cisco Systems, Inc. | (50 | ) | 16.00 | 04/20/2012 | (15 | ) |
| Cisco Systems, Inc. | (100 | ) | 15.00 | 07/20/2012 | (598 | ) |
| Cisco Systems, Inc. | (50 | ) | 16.00 | 07/20/2012 | (464 | ) |
| Cisco Systems, Inc. | (50 | ) | 15.00 | 10/19/2012 | (1,033 | ) |
| Citigroup, Inc. | (50 | ) | 32.00 | 04/20/2012 | (600 | ) |
| Citigroup, Inc. | (50 | ) | 34.00 | 04/20/2012 | (1,650 | ) |
| Citigroup, Inc. | (50 | ) | 35.00 | 04/20/2012 | (2,800 | ) |
| Citigroup, Inc. | (50 | ) | 32.00 | 05/18/2012 | (2,200 | ) |
| Citigroup, Inc. | (50 | ) | 33.00 | 05/18/2012 | (2,950 | ) |
| Citigroup, Inc. | (50 | ) | 35.00 | 05/18/2012 | (5,525 | ) |
| Citigroup, Inc. | (50 | ) | 25.00 | 06/15/2012 | (750 | ) |
| Citigroup, Inc. | (50 | ) | 28.00 | 06/15/2012 | (1,400 | ) |
| Citigroup, Inc. | (50 | ) | 30.00 | 06/15/2012 | (2,250 | ) |
| Citigroup, Inc. | (35 | ) | 35.00 | 06/15/2012 | (5,355 | ) |
| Citigroup, Inc. | (75 | ) | 25.00 | 09/21/2012 | (3,565 | ) |
| Citigroup, Inc. | (50 | ) | 28.00 | 09/21/2012 | (4,100 | ) |
| Citigroup, Inc. | (50 | ) | 30.00 | 09/21/2012 | (5,750 | ) |
| Citigroup, Inc. | (100 | ) | 40.00 | 09/21/2012 | (51,500 | ) |
| Citigroup, Inc. | (100 | ) | 25.00 | 12/21/2012 | (8,500 | ) |
| Citigroup, Inc. | (100 | ) | 27.00 | 12/21/2012 | (11,300 | ) |
| Citigroup, Inc. | (100 | ) | 30.00 | 12/21/2012 | (17,500 | ) |
| Citigroup, Inc. | (50 | ) | 32.00 | 12/21/2012 | (11,600 | ) |
| Citigroup, Inc. | (75 | ) | 25.00 | 01/18/2013 | (7,730 | ) |
| Citigroup, Inc. | (100 | ) | 40.00 | 01/18/2013 | (61,500 | ) |
| Clorox Company | (50 | ) | 60.00 | 04/20/2012 | (250 | ) |
| Clorox Company | (50 | ) | 60.00 | 07/20/2012 | (1,500 | ) |
| Coach, Inc. | (50 | ) | 40.00 | 05/18/2012 | (34 | ) |
| Coach, Inc. | (50 | ) | 45.00 | 05/18/2012 | (500 | ) |
| Coach, Inc. | (50 | ) | 50.00 | 05/18/2012 | (2,500 | ) |
| Coach, Inc. | (50 | ) | 45.00 | 06/15/2012 | (500 | ) |
| Coach, Inc. | (50 | ) | 50.00 | 06/15/2012 | (1,000 | ) |
| Coach, Inc. | (50 | ) | 30.00 | 08/17/2012 | (230 | ) |
| Coach, Inc. | (50 | ) | 35.00 | 08/17/2012 | (511 | ) |
| Coach, Inc. | (50 | ) | 40.00 | 08/17/2012 | (940 | ) |
Field: Page; Sequence: 10
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Coach, Inc. | (50 | ) | 45.00 | 08/17/2012 | $ (1,502 | ) |
| Coach, Inc. | (50 | ) | 50.00 | 08/17/2012 | (500 | ) |
| Coach, Inc. | (50 | ) | 30.00 | 01/18/2013 | (1,750 | ) |
| Coach, Inc. | (50 | ) | 35.00 | 01/18/2013 | (2,750 | ) |
| Coach, Inc. | (50 | ) | 40.00 | 01/18/2013 | (3,625 | ) |
| Coach, Inc. | (50 | ) | 45.00 | 01/18/2013 | (5,250 | ) |
| Coach, Inc. | (50 | ) | 50.00 | 01/18/2013 | (7,375 | ) |
| ConocoPhillips | (50 | ) | 50.00 | 05/18/2012 | (450 | ) |
| Consolidated Edison, Inc. | (50 | ) | 45.00 | 08/17/2012 | (750 | ) |
| Consolidated Edison, Inc. | (50 | ) | 40.00 | 01/18/2013 | (1,865 | ) |
| Consolidated Edison, Inc. | (50 | ) | 45.00 | 01/18/2013 | (2,963 | ) |
| Crocs, Inc. | (50 | ) | 17.00 | 04/20/2012 | (100 | ) |
| Crocs, Inc. | (50 | ) | 10.00 | 06/15/2012 | (250 | ) |
| Crocs, Inc. | (50 | ) | 13.00 | 06/15/2012 | (500 | ) |
| Crocs, Inc. | (50 | ) | 15.00 | 06/15/2012 | (1,125 | ) |
| Delta Air Lines Inc. | (50 | ) | 7.00 | 06/15/2012 | (610 | ) |
| Delta Air Lines Inc. | (50 | ) | 7.00 | 09/21/2012 | (1,533 | ) |
| Delta Air Lines Inc. | (50 | ) | 7.50 | 01/18/2013 | (3,446 | ) |
| Duke Energy Corp. | (50 | ) | 18.00 | 04/20/2012 | (0 | ) |
| Duke Energy Corp. | (50 | ) | 18.00 | 07/20/2012 | (669 | ) |
| Duke Energy Corp. | (75 | ) | 15.00 | 01/18/2013 | (1,393 | ) |
| Dynegy, Inc. | (50 | ) | 2.00 | 06/15/2012 | (7,254 | ) |
| Eli Lilly & Co. | (75 | ) | 25.00 | 01/18/2013 | (746 | ) |
| Exco Resources, Inc. | (50 | ) | 5.00 | 06/15/2012 | (588 | ) |
| Exco Resources, Inc. | (50 | ) | 13.00 | 06/15/2012 | (31,991 | ) |
| Exco Resources, Inc. | (100 | ) | 15.00 | 06/15/2012 | (83,965 | ) |
| Exco Resources, Inc. | (50 | ) | 16.00 | 06/15/2012 | (47,000 | ) |
| Exco Resources, Inc. | (75 | ) | 17.00 | 06/15/2012 | (77,960 | ) |
| Exco Resources, Inc. | (50 | ) | 5.00 | 09/21/2012 | (1,734 | ) |
| First Solar, Inc. | (50 | ) | 30.00 | 06/15/2012 | (32,746 | ) |
| First Solar, Inc. | (50 | ) | 45.00 | 06/15/2012 | (101,375 | ) |
| First Solar, Inc. | (50 | ) | 50.00 | 06/15/2012 | (126,375 | ) |
| First Solar, Inc. | (100 | ) | 55.00 | 06/15/2012 | (301,625 | ) |
| First Solar, Inc. | (50 | ) | 60.00 | 06/15/2012 | (175,762 | ) |
| First Solar, Inc. | (50 | ) | 65.00 | 06/15/2012 | (201,125 | ) |
| First Solar, Inc. | (99 | ) | 75.00 | 06/15/2012 | (496,003 | ) |
| First Solar, Inc. | (50 | ) | 30.00 | 09/21/2012 | (40,375 | ) |
| First Solar, Inc. | (50 | ) | 31.00 | 09/21/2012 | (44,125 | ) |
| First Solar, Inc. | (50 | ) | 50.00 | 09/21/2012 | (128,102 | ) |
| First Solar, Inc. | (50 | ) | 55.00 | 09/21/2012 | (152,319 | ) |
| Gap Inc. | (50 | ) | 15.00 | 06/15/2012 | (205 | ) |
| Gap Inc. | (50 | ) | 16.00 | 06/15/2012 | (325 | ) |
| Gap Inc. | (50 | ) | 18.00 | 06/15/2012 | (425 | ) |
| Gap Inc. | (50 | ) | 15.00 | 09/21/2012 | (692 | ) |
| Gap Inc. | (50 | ) | 16.00 | 09/21/2012 | (878 | ) |
| Gap Inc. | (50 | ) | 17.00 | 09/21/2012 | (1,112 | ) |
| Gap Inc. | (100 | ) | 15.00 | 01/18/2013 | (3,270 | ) |
| Gap Inc. | (100 | ) | 17.50 | 01/18/2013 | (5,602 | ) |
| General Electric Co. | (50 | ) | 13.00 | 04/20/2012 | (100 | ) |
| General Electric Co. | (50 | ) | 14.00 | 04/20/2012 | (100 | ) |
| General Electric Co. | (50 | ) | 15.00 | 04/20/2012 | (100 | ) |
| General Electric Co. | (100 | ) | 16.00 | 04/20/2012 | (200 | ) |
| General Electric Co. | (50 | ) | 17.00 | 04/20/2012 | (100 | ) |
| General Electric Co. | (50 | ) | 20.00 | 04/20/2012 | (1,800 | ) |
| General Electric Co. | (50 | ) | 17.00 | 05/18/2012 | (300 | ) |
Field: Page; Sequence: 11
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| General Electric Co. | (50 | ) | 18.00 | 05/18/2012 | $ (575 | ) |
| General Electric Co. | (50 | ) | 19.00 | 05/18/2012 | (1,150 | ) |
| General Electric Co. | (50 | ) | 12.00 | 06/15/2012 | (100 | ) |
| General Electric Co. | (50 | ) | 13.00 | 06/15/2012 | (200 | ) |
| General Electric Co. | (50 | ) | 14.00 | 06/15/2012 | (275 | ) |
| General Electric Co. | (100 | ) | 15.00 | 06/15/2012 | (800 | ) |
| General Electric Co. | (225 | ) | 16.00 | 06/15/2012 | (2,250 | ) |
| General Electric Co. | (75 | ) | 17.00 | 06/15/2012 | (975 | ) |
| General Electric Co. | (50 | ) | 18.00 | 06/15/2012 | (1,158 | ) |
| General Electric Co. | (100 | ) | 17.00 | 07/20/2012 | (2,200 | ) |
| General Electric Co. | (50 | ) | 11.00 | 09/21/2012 | (375 | ) |
| General Electric Co. | (50 | ) | 12.00 | 09/21/2012 | (500 | ) |
| General Electric Co. | (50 | ) | 13.00 | 09/21/2012 | (550 | ) |
| General Electric Co. | (50 | ) | 14.00 | 09/21/2012 | (775 | ) |
| General Electric Co. | (100 | ) | 15.00 | 09/21/2012 | (2,050 | ) |
| General Electric Co. | (150 | ) | 16.00 | 09/21/2012 | (6,650 | ) |
| General Electric Co. | (100 | ) | 17.00 | 09/21/2012 | (4,100 | ) |
| General Electric Co. | (100 | ) | 18.00 | 09/21/2012 | (5,759 | ) |
| General Electric Co. | (50 | ) | 21.00 | 09/21/2012 | (3,775 | ) |
| General Electric Co. | (150 | ) | 15.00 | 12/21/2012 | (6,000 | ) |
| General Electric Co. | (100 | ) | 16.00 | 12/21/2012 | (2,900 | ) |
| General Electric Co. | (100 | ) | 17.00 | 12/21/2012 | (7,000 | ) |
| General Electric Co. | (100 | ) | 18.00 | 12/21/2012 | (9,400 | ) |
| General Electric Co. | (50 | ) | 10.00 | 01/18/2013 | (800 | ) |
| General Electric Co. | (65 | ) | 12.50 | 01/18/2013 | (1,885 | ) |
| General Electric Co. | (125 | ) | 15.00 | 01/18/2013 | (6,375 | ) |
| General Electric Co. | (100 | ) | 17.50 | 01/18/2013 | (9,081 | ) |
| General Motors Company | (50 | ) | 24.00 | 04/20/2012 | (1,047 | ) |
| General Motors Company | (50 | ) | 25.00 | 04/20/2012 | (2,185 | ) |
| General Motors Company | (50 | ) | 20.00 | 06/15/2012 | (1,050 | ) |
| General Motors Company | (50 | ) | 21.00 | 06/15/2012 | (1,500 | ) |
| General Motors Company | (50 | ) | 22.00 | 06/15/2012 | (2,125 | ) |
| General Motors Company | (50 | ) | 23.00 | 06/15/2012 | (3,050 | ) |
| General Motors Company | (50 | ) | 24.00 | 06/15/2012 | (4,350 | ) |
| General Motors Company | (50 | ) | 25.00 | 06/15/2012 | (6,075 | ) |
| General Motors Company | (50 | ) | 17.00 | 09/21/2012 | (1,425 | ) |
| General Motors Company | (50 | ) | 18.00 | 09/21/2012 | (1,825 | ) |
| General Motors Company | (50 | ) | 20.00 | 09/21/2012 | (2,925 | ) |
| General Motors Company | (50 | ) | 23.00 | 09/21/2012 | (6,150 | ) |
| General Motors Company | (50 | ) | 24.00 | 09/21/2012 | (7,800 | ) |
| General Motors Company | (65 | ) | 25.00 | 09/21/2012 | (12,571 | ) |
| General Motors Company | (50 | ) | 25.00 | 12/21/2012 | (12,323 | ) |
| General Motors Company | (100 | ) | 25.00 | 01/18/2013 | (26,722 | ) |
| Goldman Sachs Group | (50 | ) | 85.00 | 04/20/2012 | (300 | ) |
| Goldman Sachs Group | (50 | ) | 95.00 | 04/20/2012 | (400 | ) |
| Goldman Sachs Group | (50 | ) | 115.00 | 04/20/2012 | (4,031 | ) |
| Goldman Sachs Group | (50 | ) | 120.00 | 04/20/2012 | (9,525 | ) |
| Goldman Sachs Group | (50 | ) | 110.00 | 05/18/2012 | (7,125 | ) |
| Goldman Sachs Group | (50 | ) | 70.00 | 07/20/2012 | (1,075 | ) |
| Goldman Sachs Group | (50 | ) | 75.00 | 07/20/2012 | (1,650 | ) |
| Goldman Sachs Group | (50 | ) | 80.00 | 07/20/2012 | (1,988 | ) |
| Goldman Sachs Group | (50 | ) | 85.00 | 07/20/2012 | (2,875 | ) |
| Goldman Sachs Group | (50 | ) | 90.00 | 07/20/2012 | (4,175 | ) |
| Goldman Sachs Group | (50 | ) | 95.00 | 07/20/2012 | (5,950 | ) |
| Goldman Sachs Group | (50 | ) | 110.00 | 07/20/2012 | (16,625 | ) |
Field: Page; Sequence: 12
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | |||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Goldman Sachs Group | (50 | ) | 115.00 | 07/20/2012 | $ (23,125 | ) |
| Goldman Sachs Group | (50 | ) | 45.00 | 01/18/2013 | (2,287 | ) |
| Goldman Sachs Group | (50 | ) | 50.00 | 01/18/2013 | (3,055 | ) |
| Goldman Sachs Group | (50 | ) | 55.00 | 01/18/2013 | (3,943 | ) |
| Goldman Sachs Group | (50 | ) | 60.00 | 01/18/2013 | (4,875 | ) |
| Goldman Sachs Group | (50 | ) | 65.00 | 01/18/2013 | (6,050 | ) |
| Goldman Sachs Group | (50 | ) | 70.00 | 01/18/2013 | (7,650 | ) |
| Goldman Sachs Group | (50 | ) | 75.00 | 01/18/2013 | (9,525 | ) |
| Goldman Sachs Group | (50 | ) | 80.00 | 01/18/2013 | (11,925 | ) |
| Goldman Sachs Group | (50 | ) | 85.00 | 01/18/2013 | (15,075 | ) |
| Green MTN Coffee 06/12 @ 30 | (50 | ) | 30.00 | 06/15/2012 | (3,450 | ) |
| Hartford Financial Services Group, Inc. | (50 | ) | 13.00 | 06/15/2012 | (375 | ) |
| Hartford Financial Services Group, Inc. | (100 | ) | 20.00 | 06/15/2012 | (9,944 | ) |
| Hartford Financial Services Group, Inc. | (65 | ) | 10.00 | 09/21/2012 | (604 | ) |
| Hartford Financial Services Group, Inc. | (50 | ) | 12.00 | 09/21/2012 | (840 | ) |
| Hartford Financial Services Group, Inc. | (50 | ) | 13.00 | 09/21/2012 | (1,165 | ) |
| Hartford Financial Services Group, Inc. | (50 | ) | 14.00 | 09/21/2012 | (1,540 | ) |
| Hartford Financial Services Group, Inc. | (100 | ) | 10.00 | 01/18/2013 | (1,650 | ) |
| Hartford Financial Services Group, Inc. | (50 | ) | 13.00 | 01/18/2013 | (2,000 | ) |
| Hewlett Packard Co. | (50 | ) | 23.00 | 05/18/2012 | (2,600 | ) |
| Hewlett Packard Co. | (50 | ) | 25.00 | 05/18/2012 | (7,825 | ) |
| Hewlett Packard Co. | (75 | ) | 30.00 | 05/18/2012 | (46,327 | ) |
| Hewlett Packard Co. | (47 | ) | 33.00 | 05/18/2012 | (42,653 | ) |
| Hewlett Packard Co. | (50 | ) | 20.00 | 08/17/2012 | (2,125 | ) |
| Hewlett Packard Co. | (50 | ) | 30.00 | 08/17/2012 | (32,000 | ) |
| Hewlett Packard Co. | (28 | ) | 32.00 | 08/17/2012 | (23,870 | ) |
| Hewlett Packard Co. | (55 | ) | 33.00 | 08/17/2012 | (220 | ) |
| Hewlett Packard Co. | (50 | ) | 20.00 | 01/18/2013 | (6,158 | ) |
| Hewlett Packard Co. | (50 | ) | 22.00 | 01/18/2013 | (9,494 | ) |
| Intel Corporation | (75 | ) | 17.00 | 07/20/2012 | (300 | ) |
| Intel Corporation | (50 | ) | 18.00 | 07/20/2012 | (250 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 350.00 | 04/20/2012 | (253 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 360.00 | 04/20/2012 | (250 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 380.00 | 04/20/2012 | (400 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 400.00 | 04/20/2012 | (170 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 410.00 | 04/20/2012 | (18 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 420.00 | 04/20/2012 | (400 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 425.00 | 05/18/2012 | (1,350 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 440.00 | 05/18/2012 | (2,250 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 350.00 | 07/20/2012 | (1,700 | ) |
| Intuitive Surgical, Inc. | (20 | ) | 380.00 | 07/20/2012 | (3,800 | ) |
| Ishares Silver Trust | (50 | ) | 15.00 | 01/18/2013 | (700 | ) |
| JetBlue Airways Corporation | (50 | ) | 5.00 | 06/15/2012 | (2,000 | ) |
| Johnson & Johnson | (50 | ) | 50.00 | 04/20/2012 | (200 | ) |
| Johnson & Johnson | (50 | ) | 50.00 | 07/20/2012 | (650 | ) |
| Johnson & Johnson | (50 | ) | 45.00 | 01/18/2013 | (2,325 | ) |
| Johnson Controls Inc. | (50 | ) | 24.00 | 07/20/2012 | (1,500 | ) |
| Johnson Controls Inc. | (50 | ) | 25.00 | 07/20/2012 | (1,750 | ) |
| Johnson Controls Inc. | (50 | ) | 26.00 | 07/20/2012 | (2,250 | ) |
| Johnson Controls Inc. | (50 | ) | 27.00 | 04/20/2012 | (375 | ) |
| JPMorgan Chase & Co. | (50 | ) | 25.00 | 06/15/2012 | (225 | ) |
| JPMorgan Chase & Co. | (50 | ) | 20.00 | 09/21/2012 | (475 | ) |
| JPMorgan Chase & Co. | (50 | ) | 21.00 | 09/21/2012 | (500 | ) |
| JPMorgan Chase & Co. | (50 | ) | 22.00 | 09/21/2012 | (675 | ) |
| JPMorgan Chase & Co. | (50 | ) | 23.00 | 09/21/2012 | (725 | ) |
Field: Page; Sequence: 13
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| JPMorgan Chase & Co. | (50 | ) | 15.00 | 01/18/2013 | $ (675 | ) |
| JPMorgan Chase & Co. | (50 | ) | 18.00 | 01/18/2013 | (1,000 | ) |
| JPMorgan Chase & Co. | (50 | ) | 20.00 | 01/18/2013 | (1,275 | ) |
| KB Home | (50 | ) | 5.00 | 04/20/2012 | (200 | ) |
| KB Home | (50 | ) | 8.00 | 04/20/2012 | (850 | ) |
| KB Home | (200 | ) | 10.00 | 04/20/2012 | (24,281 | ) |
| KB Home | (31 | ) | 11.00 | 04/20/2012 | (6,664 | ) |
| KB Home | (50 | ) | 10.00 | 05/18/2012 | (7,350 | ) |
| KB Home | (50 | ) | 5.00 | 07/20/2012 | (615 | ) |
| KB Home | (50 | ) | 10.00 | 07/20/2012 | (9,023 | ) |
| KB Home | (75 | ) | 10.00 | 10/19/2012 | (16,461 | ) |
| KB Home | (50 | ) | 5.00 | 01/18/2013 | (1,775 | ) |
| KeyCorp | (100 | ) | 7.00 | 06/15/2012 | (950 | ) |
| KeyCorp | (100 | ) | 7.00 | 09/21/2012 | (2,600 | ) |
| KeyCorp | (100 | ) | 7.50 | 01/18/2013 | (5,750 | ) |
| Kraft Foods Inc. | (50 | ) | 28.00 | 06/15/2012 | (327 | ) |
| Kraft Foods Inc. | (50 | ) | 31.00 | 09/21/2012 | (1,325 | ) |
| Lennar Corp. | (50 | ) | 25.00 | 04/20/2012 | (1,300 | ) |
| Lennar Corp. | (65 | ) | 15.00 | 05/18/2012 | (228 | ) |
| Lennar Corp. | (50 | ) | 20.00 | 05/18/2012 | (650 | ) |
| Lennar Corp. | (100 | ) | 13.00 | 08/17/2012 | (1,050 | ) |
| Lennar Corp. | (50 | ) | 15.00 | 08/17/2012 | (765 | ) |
| Lennar Corp. | (50 | ) | 20.00 | 08/17/2012 | (2,475 | ) |
| Lennar Corp. | (40 | ) | 19.00 | 11/16/2012 | (2,900 | ) |
| Lennar Corp. | (50 | ) | 10.00 | 01/18/2013 | (848 | ) |
| Lennar Corp. | (50 | ) | 12.50 | 01/18/2013 | (1,458 | ) |
| Lennar Corp. | (75 | ) | 15.00 | 01/18/2013 | (3,459 | ) |
| MannKind Corp. | (50 | ) | 2.00 | 08/17/2012 | (1,300 | ) |
| Merck & Co., Inc. | (50 | ) | 25.00 | 07/20/2012 | (525 | ) |
| Merck & Co., Inc. | (50 | ) | 25.00 | 01/18/2013 | (2,175 | ) |
| Microsoft Corporation | (50 | ) | 19.00 | 07/20/2012 | (200 | ) |
| Microsoft Corporation | (50 | ) | 20.00 | 07/20/2012 | (225 | ) |
| Microsoft Corporation | (50 | ) | 21.00 | 07/20/2012 | (250 | ) |
| Microsoft Corporation | (50 | ) | 20.00 | 10/19/2012 | (650 | ) |
| Microsoft Corporation | (50 | ) | 17.50 | 01/18/2013 | (850 | ) |
| Monsanto Co. | (50 | ) | 40.00 | 07/20/2012 | (425 | ) |
| Monsanto Co. | (50 | ) | 45.00 | 07/20/2012 | (625 | ) |
| Monsanto Co. | (125 | ) | 35.00 | 01/18/2013 | (3,938 | ) |
| Monsanto Co. | (50 | ) | 40.00 | 01/18/2013 | (2,575 | ) |
| Moody’s Corp. | (100 | ) | 30.00 | 05/18/2012 | (1,174 | ) |
| Morgan Stanley | (50 | ) | 14.00 | 04/20/2012 | (150 | ) |
| Morgan Stanley | (125 | ) | 18.00 | 04/20/2012 | (3,193 | ) |
| Morgan Stanley | (100 | ) | 20.00 | 04/20/2012 | (10,000 | ) |
| Morgan Stanley | (50 | ) | 19.00 | 05/18/2012 | (4,550 | ) |
| Morgan Stanley | (50 | ) | 20.00 | 05/18/2012 | (6,975 | ) |
| Morgan Stanley | (50 | ) | 14.00 | 07/20/2012 | (1,450 | ) |
| Morgan Stanley | (50 | ) | 15.00 | 07/20/2012 | (2,025 | ) |
| Morgan Stanley | (75 | ) | 16.00 | 07/20/2012 | (4,275 | ) |
| Morgan Stanley | (50 | ) | 19.00 | 07/20/2012 | (7,325 | ) |
| Morgan Stanley | (50 | ) | 20.00 | 07/20/2012 | (9,600 | ) |
| Morgan Stanley | (50 | ) | 8.00 | 10/19/2012 | (700 | ) |
| Morgan Stanley | (50 | ) | 9.00 | 10/19/2012 | (900 | ) |
| Morgan Stanley | (50 | ) | 10.00 | 10/19/2012 | (1,175 | ) |
| Morgan Stanley | (50 | ) | 11.00 | 10/19/2012 | (1,525 | ) |
| Morgan Stanley | (50 | ) | 12.00 | 10/19/2012 | (1,900 | ) |
Field: Page; Sequence: 14
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Morgan Stanley | (50 | ) | 13.00 | 10/19/2012 | $ (2,600 | ) |
| Morgan Stanley | (50 | ) | 14.00 | 10/19/2012 | (3,350 | ) |
| Morgan Stanley | (50 | ) | 15.00 | 10/19/2012 | (4,200 | ) |
| Morgan Stanley | (100 | ) | 10.00 | 01/18/2013 | (3,709 | ) |
| Morgan Stanley | (100 | ) | 13.00 | 01/18/2013 | (7,697 | ) |
| Morgan Stanley | (75 | ) | 15.00 | 01/18/2013 | (8,895 | ) |
| Mosaic Company | (50 | ) | 35.00 | 06/15/2012 | (300 | ) |
| Mosaic Company | (50 | ) | 42.50 | 06/15/2012 | (1,375 | ) |
| Netflix, Inc. | (20 | ) | 95.00 | 04/20/2012 | (1,072 | ) |
| Netflix, Inc. | (25 | ) | 100.00 | 04/20/2012 | (2,625 | ) |
| Netflix, Inc. | (25 | ) | 105.00 | 04/20/2012 | (4,663 | ) |
| Netflix, Inc. | (50 | ) | 65.00 | 06/15/2012 | (3,600 | ) |
| Netflix, Inc. | (50 | ) | 70.00 | 06/15/2012 | (5,175 | ) |
| Netflix, Inc. | (50 | ) | 80.00 | 06/15/2012 | (10,300 | ) |
| Netflix, Inc. | (50 | ) | 85.00 | 06/15/2012 | (14,150 | ) |
| Netflix, Inc. | (50 | ) | 95.00 | 06/15/2012 | (24,875 | ) |
| Netflix, Inc. | (50 | ) | 100.00 | 06/15/2012 | (32,500 | ) |
| Netflix, Inc. | (50 | ) | 110.00 | 06/15/2012 | (52,000 | ) |
| Netflix, Inc. | (50 | ) | 140.00 | 06/15/2012 | (147,000 | ) |
| Netflix, Inc. | (50 | ) | 47.50 | 09/21/2012 | (4,393 | ) |
| Netflix, Inc. | (50 | ) | 50.00 | 09/21/2012 | (5,171 | ) |
| Netflix, Inc. | (50 | ) | 55.00 | 09/21/2012 | (7,465 | ) |
| Netflix, Inc. | (50 | ) | 60.00 | 09/21/2012 | (9,791 | ) |
| Netflix, Inc. | (50 | ) | 65.00 | 09/21/2012 | (13,225 | ) |
| Netflix, Inc. | (50 | ) | 70.00 | 09/21/2012 | (16,875 | ) |
| Netflix, Inc. | (50 | ) | 75.00 | 09/21/2012 | (21,375 | ) |
| Netflix, Inc. | (50 | ) | 80.00 | 09/21/2012 | (26,875 | ) |
| Netflix, Inc. | (50 | ) | 32.50 | 01/18/2013 | (3,616 | ) |
| Netflix, Inc. | (50 | ) | 35.00 | 01/18/2013 | (4,281 | ) |
| Netflix, Inc. | (50 | ) | 37.50 | 01/18/2013 | (5,289 | ) |
| Netflix, Inc. | (50 | ) | 45.00 | 01/18/2013 | (8,500 | ) |
| Netflix, Inc. | (50 | ) | 50.00 | 01/18/2013 | (11,250 | ) |
| New York Community Bancorp Inc. | (50 | ) | 10.00 | 07/20/2012 | (27 | ) |
| New York Times Company | (50 | ) | 5.00 | 04/20/2012 | (750 | ) |
| New York Times Company | (50 | ) | 6.00 | 04/20/2012 | (250 | ) |
| New York Times Company | (50 | ) | 7.00 | 04/20/2012 | (1,750 | ) |
| New York Times Company | (50 | ) | 6.00 | 07/20/2012 | (1,491 | ) |
| Newmont Mining Corp. | (50 | ) | 40.00 | 06/15/2012 | (1,081 | ) |
| Newmont Mining Corp. | (50 | ) | 40.00 | 09/21/2012 | (3,827 | ) |
| Newmont Mining Corp. | (50 | ) | 35.00 | 01/18/2013 | (4,068 | ) |
| Newmont Mining Corp. | (50 | ) | 38.00 | 01/18/2013 | (6,243 | ) |
| Newmont Mining Corp. | (50 | ) | 40.00 | 01/18/2013 | (8,131 | ) |
| NRG Energy, Inc. | (50 | ) | 15.00 | 06/15/2012 | (2,921 | ) |
| NRG Energy, Inc. | (50 | ) | 18.00 | 06/15/2012 | (12,000 | ) |
| NRG Energy, Inc. | (250 | ) | 19.00 | 06/15/2012 | (81,734 | ) |
| NRG Energy, Inc. | (100 | ) | 20.00 | 06/15/2012 | (42,500 | ) |
| NRG Energy, Inc. | (35 | ) | 22.00 | 06/15/2012 | (22,050 | ) |
| NRG Energy, Inc. | (50 | ) | 15.00 | 09/21/2012 | (5,280 | ) |
| NutriSystem, Inc. | (50 | ) | 10.00 | 06/15/2012 | (2,103 | ) |
| NutriSystem, Inc. | (50 | ) | 14.00 | 06/15/2012 | (14,755 | ) |
| Pfizer, Inc. | (50 | ) | 15.00 | 06/15/2012 | (100 | ) |
| Pfizer, Inc. | (50 | ) | 15.00 | 09/21/2012 | (450 | ) |
| Pitney Bowes Inc. | (50 | ) | 17.00 | 04/20/2012 | (1,050 | ) |
| Pitney Bowes Inc. | (50 | ) | 15.00 | 07/20/2012 | (2,125 | ) |
| Pitney Bowes Inc. | (50 | ) | 16.00 | 07/20/2012 | (3,000 | ) |
Field: Page; Sequence: 15
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| Pool Corp. | (29 | ) | 25.00 | 04/20/2012 | $ (435 | ) |
| Pool Corp. | (50 | ) | 25.00 | 07/20/2012 | (625 | ) |
| PPL Corporation | (50 | ) | 24.00 | 07/20/2012 | (500 | ) |
| PPL Corporation | (50 | ) | 25.00 | 07/20/2012 | (875 | ) |
| Ralph Lauren Corporation | (50 | ) | 75.00 | 04/20/2012 | (750 | ) |
| Ralph Lauren Corporation | (50 | ) | 80.00 | 07/20/2012 | (177 | ) |
| Ralph Lauren Corporation | (50 | ) | 55.00 | 01/18/2013 | (5,125 | ) |
| Ralph Lauren Corporation | (50 | ) | 60.00 | 01/18/2013 | (2,000 | ) |
| Research In Motion Limited | (50 | ) | 23.00 | 06/15/2012 | (42,250 | ) |
| Research In Motion Limited | (50 | ) | 25.00 | 06/15/2012 | (51,933 | ) |
| Research In Motion Limited | (50 | ) | 24.00 | 09/21/2012 | (47,917 | ) |
| Simon Property Group Inc. | (50 | ) | 60.00 | 04/20/2012 | (0 | ) |
| Simon Property Group Inc. | (50 | ) | 65.00 | 04/20/2012 | (0 | ) |
| Simon Property Group Inc. | (50 | ) | 89.80 | 04/20/2012 | (0 | ) |
| Simon Property Group Inc. | (50 | ) | 94.80 | 04/20/2012 | (250 | ) |
| Simon Property Group Inc. | (50 | ) | 99.80 | 04/20/2012 | (250 | ) |
| Simon Property Group Inc. | (30 | ) | 104.80 | 04/20/2012 | (28 | ) |
| Simon Property Group Inc. | (75 | ) | 109.80 | 04/20/2012 | (375 | ) |
| Simon Property Group Inc. | (50 | ) | 119.80 | 04/20/2012 | (425 | ) |
| Simon Property Group Inc. | (50 | ) | 120.00 | 05/18/2012 | (2,200 | ) |
| Simon Property Group Inc. | (50 | ) | 60.00 | 07/20/2012 | (300 | ) |
| Simon Property Group Inc. | (50 | ) | 65.00 | 07/20/2012 | (300 | ) |
| Simon Property Group Inc. | (50 | ) | 69.80 | 07/20/2012 | (450 | ) |
| Simon Property Group Inc. | (50 | ) | 74.80 | 07/20/2012 | (190 | ) |
| Simon Property Group Inc. | (50 | ) | 79.80 | 07/20/2012 | (475 | ) |
| Simon Property Group Inc. | (50 | ) | 84.80 | 07/20/2012 | (725 | ) |
| Simon Property Group Inc. | (50 | ) | 89.80 | 07/20/2012 | (1,100 | ) |
| Simon Property Group Inc. | (50 | ) | 99.80 | 07/20/2012 | (2,100 | ) |
| Simon Property Group Inc. | (50 | ) | 109.80 | 07/20/2012 | (3,650 | ) |
| Simon Property Group Inc. | (50 | ) | 90.00 | 10/19/2012 | (2,900 | ) |
| Simon Property Group Inc. | (50 | ) | 95.00 | 10/19/2012 | (3,875 | ) |
| Simon Property Group Inc. | (50 | ) | 100.00 | 10/19/2012 | (5,975 | ) |
| Simon Property Group Inc. | (50 | ) | 59.80 | 01/18/2013 | (2,625 | ) |
| Simon Property Group Inc. | (50 | ) | 64.80 | 01/18/2013 | (3,325 | ) |
| Simon Property Group Inc. | (50 | ) | 69.80 | 01/18/2013 | (3,475 | ) |
| Southern Company | (50 | ) | 25.00 | 01/18/2013 | (600 | ) |
| Sprint Nextel Corp. | (50 | ) | 3.00 | 05/18/2012 | (1,607 | ) |
| St. Joe Co. | (100 | ) | 17.00 | 04/20/2012 | (1,000 | ) |
| St. Joe Co. | (100 | ) | 18.00 | 04/20/2012 | (2,500 | ) |
| St. Joe Co. | (100 | ) | 20.00 | 04/20/2012 | (12,500 | ) |
| St. Joe Co. | (100 | ) | 17.00 | 05/18/2012 | (3,750 | ) |
| St. Joe Co. | (150 | ) | 18.00 | 05/18/2012 | (9,750 | ) |
| St. Joe Co. | (150 | ) | 19.00 | 05/18/2012 | (15,375 | ) |
| St. Joe Co. | (150 | ) | 15.00 | 06/15/2012 | (3,026 | ) |
| St. Joe Co. | (150 | ) | 16.00 | 06/15/2012 | (4,597 | ) |
| St. Joe Co. | (250 | ) | 17.00 | 06/15/2012 | (12,609 | ) |
| St. Joe Co. | (400 | ) | 18.00 | 06/15/2012 | (32,843 | ) |
| St. Joe Co. | (200 | ) | 19.00 | 06/15/2012 | (25,885 | ) |
| St. Joe Co. | (350 | ) | 20.00 | 06/15/2012 | (69,092 | ) |
| St. Joe Co. | (100 | ) | 21.00 | 06/15/2012 | (27,000 | ) |
| St. Joe Co. | (100 | ) | 22.00 | 06/15/2012 | (35,000 | ) |
| St. Joe Co. | (100 | ) | 15.00 | 09/21/2012 | (5,750 | ) |
| St. Joe Co. | (100 | ) | 16.00 | 09/21/2012 | (8,000 | ) |
| St. Joe Co. | (50 | ) | 17.00 | 09/21/2012 | (5,500 | ) |
| St. Joe Co. | (50 | ) | 23.00 | 09/21/2012 | (24,000 | ) |
Field: Page; Sequence: 16
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| St. Joe Co. | (150 | ) | 15.00 | 01/18/2013 | $ (14,250 | ) |
| St. Joe Co. | (50 | ) | 17.50 | 01/18/2013 | (9,500 | ) |
| St. Joe Co. | (150 | ) | 20.00 | 01/18/2013 | (46,500 | ) |
| St. Joe Co. | (50 | ) | 22.00 | 01/18/2013 | (23,000 | ) |
| Starbucks Corporation | (50 | ) | 28.00 | 04/20/2012 | (250 | ) |
| Starbucks Corporation | (50 | ) | 30.00 | 04/20/2012 | (250 | ) |
| Starbucks Corporation | (50 | ) | 32.00 | 04/20/2012 | (250 | ) |
| Starbucks Corporation | (50 | ) | 28.00 | 07/20/2012 | (402 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 15.00 | 04/20/2012 | (500 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 23.00 | 04/20/2012 | (1,550 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 20.00 | 05/18/2012 | (975 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 14.00 | 07/20/2012 | (525 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 15.00 | 07/20/2012 | (575 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 18.00 | 10/19/2012 | (3,300 | ) |
| Sun Trust Banks, Inc. | (75 | ) | 20.00 | 10/19/2012 | (8,213 | ) |
| Sun Trust Banks, Inc. | (50 | ) | 15.00 | 01/18/2013 | (2,675 | ) |
| Sun Trust Banks, Inc. | (100 | ) | 17.50 | 01/18/2013 | (8,950 | ) |
| Sun Trust Banks, Inc. | (100 | ) | 20.00 | 01/18/2013 | (14,800 | ) |
| TD Ameritrade Holding Corporation | (50 | ) | 13.00 | 05/18/2012 | (9 | ) |
| Teco Energy, Inc. | (50 | ) | 15.00 | 05/18/2012 | (500 | ) |
| Teco Energy, Inc. | (50 | ) | 15.00 | 08/17/2012 | (1,003 | ) |
| Teva Pharmaceutical Industries Limited | (50 | ) | 40.00 | 06/15/2012 | (1,950 | ) |
| Time Warner Cable Inc. | (50 | ) | 40.00 | 07/20/2012 | (10 | ) |
| Toll Brothers Inc. | (50 | ) | 19.00 | 04/20/2012 | (19 | ) |
| Toll Brothers Inc. | (50 | ) | 13.00 | 06/15/2012 | (500 | ) |
| Toll Brothers Inc. | (50 | ) | 14.00 | 06/15/2012 | (750 | ) |
| Toll Brothers Inc. | (50 | ) | 15.00 | 06/15/2012 | (750 | ) |
| Toll Brothers Inc. | (50 | ) | 15.00 | 09/21/2012 | (1,000 | ) |
| Toll Brothers Inc. | (50 | ) | 16.00 | 09/21/2012 | (1,500 | ) |
| Toll Brothers Inc. | (50 | ) | 15.00 | 01/18/2013 | (2,389 | ) |
| UBS AG | (50 | ) | 10.00 | 06/15/2012 | (625 | ) |
| UBS AG | (350 | ) | 13.00 | 06/15/2012 | (19,938 | ) |
| UBS AG | (150 | ) | 15.00 | 06/15/2012 | (23,097 | ) |
| UBS AG | (50 | ) | 10.00 | 09/21/2012 | (1,500 | ) |
| UBS AG | (50 | ) | 11.00 | 09/21/2012 | (2,250 | ) |
| UBS AG | (50 | ) | 12.00 | 09/21/2012 | (3,250 | ) |
| UBS AG | (50 | ) | 13.00 | 09/21/2012 | (4,750 | ) |
| UBS AG | (50 | ) | 10.00 | 01/18/2013 | (2,750 | ) |
| United States Natural Gas | (59 | ) | 10.00 | 04/20/2012 | (35,518 | ) |
| United States Natural Gas | (50 | ) | 8.00 | 07/20/2012 | (20,122 | ) |
| United States Natural Gas | (275 | ) | 9.00 | 07/20/2012 | (138,149 | ) |
| United States Natural Gas | (50 | ) | 10.00 | 07/20/2012 | (29,625 | ) |
| United States Oil | (50 | ) | 25.00 | 07/20/2012 | (225 | ) |
| US Bancorp | (50 | ) | 22.00 | 06/15/2012 | (450 | ) |
| US Bancorp | (50 | ) | 21.00 | 09/21/2012 | (1,200 | ) |
| USEC, Inc. | (100 | ) | 1.50 | 04/20/2012 | (4,514 | ) |
| USEC, Inc. | (75 | ) | 3.00 | 04/20/2012 | (14,625 | ) |
| USEC, Inc. | (47 | ) | 4.00 | 04/20/2012 | (13,748 | ) |
| USEC, Inc. | (100 | ) | 1.00 | 07/20/2012 | (1,485 | ) |
| USEC, Inc. | (150 | ) | 1.50 | 07/20/2012 | (7,125 | ) |
| USEC, Inc. | (200 | ) | 2.00 | 07/20/2012 | (19,000 | ) |
| USEC, Inc. | (100 | ) | 2.50 | 07/20/2012 | (14,250 | ) |
| USEC, Inc. | (312 | ) | 4.00 | 07/20/2012 | (91,260 | ) |
| USEC, Inc. | (503 | ) | 5.00 | 07/20/2012 | (198,685 | ) |
| USEC, Inc. | (200 | ) | 1.50 | 01/18/2013 | (12,000 | ) |
Field: Page; Sequence: 17
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
| Name of Issuer | Expiration Date | Value | ||||
|---|---|---|---|---|---|---|
| Put Options-(16.01%) | ||||||
| USEC, Inc. | (300 | ) | 2.00 | 01/18/2013 | $ (31,093 | ) |
| USEC, Inc. | (728 | ) | 2.50 | 01/18/2013 | (105,560 | ) |
| USEC, Inc. | (150 | ) | 3.00 | 01/18/2013 | (29,292 | ) |
| Verizon Communications Inc. | (50 | ) | 30.00 | 07/20/2012 | (800 | ) |
| Verizon Communications Inc. | (50 | ) | 30.00 | 10/19/2012 | (1,999 | ) |
| Verizon Communications Inc. | (50 | ) | 31.00 | 10/19/2012 | (2,455 | ) |
| Verizon Communications Inc. | (50 | ) | 20.00 | 01/18/2013 | (607 | ) |
| Wells Fargo Company | (50 | ) | 18.00 | 07/20/2012 | (325 | ) |
| Wells Fargo Company | (50 | ) | 19.00 | 07/20/2012 | (375 | ) |
| Wells Fargo Company | (100 | ) | 20.00 | 07/20/2012 | (839 | ) |
| Wells Fargo Company | (50 | ) | 15.00 | 01/18/2013 | (987 | ) |
| Wells Fargo Company | (50 | ) | 17.50 | 01/18/2013 | (1,430 | ) |
| Wells Fargo Company | (100 | ) | 20.00 | 01/18/2013 | (4,395 | ) |
| Total | ||||||
| Put Options | $ (5,789,065 | ) | ||||
| Total | ||||||
| Call and Put Option Contracts-(18.12%) | $ (6,550,302 | ) | ||||
| Margin loans payable-(40.20%) (c) | $ (14,533,085 | ) | ||||
| Liabilities in excess of other assets-(15.60%) | $ (5,641,312 | ) | ||||
| TOTAL LIABILITIES –(144.08)% | $ (52,087,122 | ) |
Field: Page; Sequence: 18
Field: /Page
Daxor Corporation
Schedule of Investments (Continued)
March 31, 2012 (Unaudited)
The Corporation utilizes various methods to measure the fair value of most of its investments on a recurring basis. GAAP establishes a hierarchy that prioritizes inputs to valuation methods. The three levels of input are:
Level 1 – Unadjusted quoted prices in active markets for identical assets and liabilities that the Fund has the ability to access.
Level 2 – Observable inputs other than quoted prices included in level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.
Level 3 – Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Company’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3.
The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety.
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The following tables summarize the inputs used as of March 31, 2012 for the Corporation’s assets and liabilities measured at fair value:
| Assets * — Common Stocks | $ 53,208,274 | Level 2 — — | — | $ 53,208,274 |
|---|---|---|---|---|
| Preferred Stocks | 2,114,755 | — | — | 2,114,755 |
| Restricted Cash (b) | 25,572,206 | — | — | 25,572,206 |
| Other Assets | — | $ 7,342,931 | 7,342,931 | |
| Total | $ 80,895,235 | — | $ 7,342,931 | $ 88,238,166 |
The Fund did not hold any Level 3 securities during the period. The Level 3 assets of $7,342,931 are used in the conduct of the Company’s other trade and business. There were no transfers into and out of Level 1 & 2 during the period.
(a) Non-income producing investment.
(b) Restricted cash held by Company’s brokers to satisfy margin requirements.
(c) Short-Term debt due to brokers secured by the Company’s investments in marketable securities.
Securities valuation policies and other investment related disclosures will be incorporated by reference to the annual and semi-annual reports to be filed with the Securities and Exchange Commission on Form N-CSR.
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ITEM 2. CONTROLS AND PROCEDURES
(a) The Chief Executive Officer and the Chief Financial Officer have concluded that the registrant’s disclosure controls and procedures are effective based on their evaluation of the disclosure controls and procedures required by Rule 30a-3(b) under the Investment Company Act of 1940 and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date within 90 days of the filing of this report.
(b) There were no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that have materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
ITEM 3. EXHIBITS
Certifications required pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 are filed herewith as Exhibit A.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Daxor Corporation
| By (Signature and Title) |
|---|
| BY: Joseph Feldschuh |
| ITS: President |
| (Chief Executive Officer/Chairman of |
| the Board of Directors/Principal Executive Officer) |
Date: May 23, 2012
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
| By (Signature and Title) |
|---|
| BY: David Frankel |
| ITS: Chief Financial Officer |
| (Principal Financial Officer/Principal |
| Accounting Officer) |
Date: May 23, 2012
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