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DAWSON GEOPHYSICAL CO — Director's Dealing 2017
Apr 4, 2017
34520_dirs_2017-04-04_cbadffef-b601-425c-92c8-c17fa5488458.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DAWSON GEOPHYSICAL CO (DWSN)
CIK: 0000799165
Period of Report: 2015-12-01
Reporting Person: BARRETT WILLIAM J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-01 | Dawson Geophysical Company-Common Stock $0.01 par value | A | 7947 | — | Acquired | 643192 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Dawson Geophysical Company-Common Stock $0.01 par value | 59249 | Indirect |
Footnotes
F1: On February 11, 2015, Dawson Operating Company, previously known as Dawson Geophysical Company (the "Predecessor"), merged into a subsidiary of Dawson Geophysical Company, previously known as TGC Industries, Inc. (the "Issuer") (the "Merger"). In connection with the Merger, each share of the Predecessor's common stock, par value $0.33 1/3 per share, was converted into the right to receive 1.760 shares of the Issuer's common stock, par value $0.01 per share, after giving effect to a 1-for-3 reverse stock split of the Issuer's common stock, which occurred immediately prior to the Merger. On the effective date of the Merger, the closing price of the Predecessor's common stock was $10.23, and the closing price of the Issuer's common stock was $1.95, before giving effect to the 1-for-3 reverse stock split of the Issuer's common stock.
F2: This Form 4/A amends the Form 4 filed by the Reporting Person on December 3, 2015, as amended on March 1, 2016. The amount of securities directly beneficially owned by the Reporting Person was incorrectly reported as 643,031 shares of common stock, which mistakenly excluded 161shares of common stock.
F3: Amended to disclose that Reporting Person disclaims beneficial ownership of common stock owned by spouse.