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DAWSON GEOPHYSICAL CO — Director's Dealing 2013
Dec 19, 2013
34520_dirs_2013-12-19_54701127-2705-4621-8c06-4af63b4ad02d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TGC INDUSTRIES INC (TGE)
CIK: 0000799165
Period of Report: 2013-12-13
Reporting Person: MCINNES ALLEN T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-13 | Common Stock | G | 5000 | — | Disposed | 1053291 | Direct |
| 2013-12-17 | Common Stock | S | 10270 | $7.0704 | Disposed | 1043021 | Direct |
| 2013-12-18 | Common Stock | S | 19730 | $7.19 | Disposed | 1023291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-18 | Nonqualified Stock Option | $7.18 | A | 19797 | Acquired | 2018-12-17 | Common Stock (19797) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nonqualified Stock Option | $3.52 | 2014-12-03 | Common Stock (21979) | 21979 | Direct |
| Nonqualified Stock Option | $5.73 | 2016-11-20 | Common Stock (18562) | 18562 | Direct |
| Nonqualified Stock Option | $5.60 | 2017-08-06 | Common Stock (19687) | 19687 | Direct |
Footnotes
F1: Not applicable.
F2: Currently exercisable.
F3: Fifty percent of the option shares vest on date of grant (12-18-2013) and remaining fifty percent vests one year after the date of grant (12-18-2014).
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.17, inclusive. The reporting person undertakes to provide TGC Industries, Inc., any security holder of TGC, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.29, inclusive. The reporting person undertakes to provide TGC Industries, Inc., any security holder of TGC, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.