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DAVITA INC. — Director's Dealing 2021
May 6, 2021
30643_dirs_2021-05-05_c7fdc8c9-4720-4aa9-98d7-d792b79eeb8c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2021-05-04
Reporting Person: HEARTY JAMES O (Chief Compliance Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-04 | Common Stock | M | 3308 | $75.42 | Acquired | 16874 | Direct |
| 2021-05-04 | Common Stock | D | 2064 | $120.92 | Disposed | 14810 | Direct |
| 2021-05-04 | Common Stock | F | 360 | $120.92 | Disposed | 14450 | Direct |
| 2021-05-04 | Common Stock | S | 884 | $121.885 | Disposed | 13566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-04 | Stock Appreciation Rights | $75.42 | M | 3308 | Disposed | 2021-05-13 | Common Stock (3308.0) | Direct |
Footnotes
F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3: Represents the weighted average sale price of $121.885. The range of prices for the sale of these shares was $121.88 - $121.92 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Stock Appreciation Rights were granted on May 13, 2016, which vested 50% each on May 13, 2019 and May 13, 2020.