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DAVITA INC. — Director's Dealing 2021
Jun 24, 2021
30643_dirs_2021-06-23_a3e90100-7ec7-4407-ae82-330af9cdc8e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2021-06-22
Reporting Person: YALE PHYLLIS R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-22 | Common Stock | M | 4579 | $78.44 | Acquired | 14125 | Direct |
| 2021-06-22 | Common Stock | D | 2889 | $124.36 | Disposed | 11236 | Direct |
| 2021-06-22 | Common Stock | M | 7178 | $66.17 | Acquired | 18414 | Direct |
| 2021-06-22 | Common Stock | D | 3820 | $124.36 | Disposed | 14594 | Direct |
| 2021-06-22 | Common Stock | S | 5048 | $124.3266 | Disposed | 9546 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | Stock Appreciation Rights | $78.44 | M | 4579 | Disposed | 2021-07-11 | Common Stock (4579.0) | Direct |
| 2021-06-22 | Stock Appreciation Rights | $66.17 | M | 7178 | Disposed | 2022-06-16 | Common Stock (7178.0) | Direct |
Footnotes
F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2: Represents the weighted average sale price of $124.3266. The range of prices for the sale of these shares was $124.311 - $124.431 rounded to the nearest thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The Stock Appreciation Rights were granted on July 11, 2016. 100% vested on June 20, 2017.
F4: Price previously reported as $13.234 on Form 4 filed on June 20, 2017.
F5: The Stock Appreciation Rights were granted on June 16, 2017. 100% vested on June 16, 2018.