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DAVITA INC. — Director's Dealing 2021
Aug 12, 2021
30643_dirs_2021-08-11_118bc07d-06a8-402d-b5a2-fbd1d3da0ccc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2021-08-09
Reporting Person: ACKERMAN JOEL (CFO and Treasuer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-09 | Common Stock | M | 145159 | $68.89 | Acquired | 180659 | Direct |
| 2021-08-09 | Common Stock | D | 75093 | $133.17 | Disposed | 105566 | Direct |
| 2021-08-09 | Common Stock | F | 37226 | $133.17 | Disposed | 68340 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-09 | Stock Appreciation Rights | $68.89 | M | 145159 | Disposed | 2022-02-21 | Common Stock (145159.0) | Direct |
Footnotes
F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3: The Stock Appreciation Rights were granted on February 21, 2017, which vested 50% each on February 21, 2020 and February 21, 2021.
F4: Expiration date incorrectly reported as February 21, 2021 on Form 4/A filed on February 23, 2017.