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DAVITA INC. — Director's Dealing 2021
Sep 8, 2021
30643_dirs_2021-09-08_fde8c586-8b4c-41fb-8dbb-8800ffff2bb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2021-09-03
Reporting Person: STAFFIERI MICHAEL DAVID (Chief Operating Officer, DKC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-03 | Common Stock | M | 37101 | $65.48 | Acquired | 117783 | Direct |
| 2021-09-03 | Common Stock | D | 18195 | $133.52 | Disposed | 99588 | Direct |
| 2021-09-03 | Common Stock | F | 10192 | $133.52 | Disposed | 89396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | Stock Appreciation Rights | $65.48 | M | 37101 | Disposed | 2022-06-06 | Common Stock (37101.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42431 | Indirect |
Footnotes
F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3: The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021.
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