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DAVITA INC. — Director's Dealing 2018
Apr 11, 2018
30643_dirs_2018-04-10_4c540082-b162-4932-831f-bde417522e4d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2018-03-31
Reporting Person: HEARTY JAMES O (Chief Compliance Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 997 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | 2019-07-24 | Common Stock (450.0) | Direct | |
| Restricted Stock Units | $0.0 | 2020-09-02 | Common Stock (746.0) | Direct | |
| Restricted Stock Units | $0.0 | 2021-08-13 | Common Stock (827.0) | Direct | |
| Restricted Stock Units | $0.0 | 2022-09-06 | Common Stock (457.0) | Direct | |
| Stock Appreciation Rights | $69.38 | 2019-04-24 | Common Stock (3601.0) | Direct | |
| Stock Appreciation Rights | $75.42 | 2021-05-13 | Common Stock (3308.0) | Direct | |
| Stock Appreciation Rights | $65.48 | 2022-06-06 | Common Stock (2283.0) | Direct |
Footnotes
F1: These restricted stock units are scheduled to vest 50% each on 6/2/2018 and 6/2/2019, subject to continued service through each applicable vesting date.
F2: These restricted stock units are scheduled to vest 50% each on 5/15/2019 and 5/15/2020, subject to continued service through each applicable vesting date.
F3: These restricted stock units are scheduled to vest 50% each on 5/15/2020 and 5/15/2021, subject to continued service through each applicable vesting date.
F4: The Stock Appreciation Rights were granted on 4/24/2014. 50% vested on 4/24/2017 and the remaining 50% will vest on 4/24/2018.
F5: The Stock Appreciation Rights were granted on 5/13/2016. 50% will vest on 5/13/2019 and the remaining 50% will vest on 5/13/2020.
F6: The Stock Appreciation Rights were granted on 6/6/2017. 50% will vest on 5/15/2020 and the remaining 50% will vest on 5/15/2021.