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DAVITA INC. — Director's Dealing 2017
Dec 13, 2017
30643_dirs_2017-12-12_748309fa-5a96-420f-a032-97e5c9fb1d97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC. (DVA)
CIK: 0000927066
Period of Report: 2017-12-08
Reporting Person: THIRY KENT J (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-08 | Common Stock | M | 1000000 | $55.34 | Acquired | 1000000 | Direct |
| 2017-12-08 | Common Stock | F | 824248 | $67.14 | Disposed | 175752 | Direct |
| 2017-12-08 | Common Stock | S | 81800 | $68.043 | Disposed | 93952 | Direct |
| 2017-12-08 | Common Stock | J | 93952 | — | Disposed | 0 | Direct |
| 2017-12-08 | Common Stock | J | 93952 | — | Acquired | 594436 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-08 | Stock Appreciation Rights | $55.34 | M | 1000000 | Disposed | 2017-12-18 | Common Stock (1000000.0) | Direct |
Footnotes
F1: Represents the weighted average sale price of $68.0430. The range of prices for the sale of these shares was $67.5500 - $68.2800 rounded to the nearest ten-thousandths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Transfer of shares from direct holdings to indirect holdings.
F3: The Stock Appreciation Rights were granted on 12/18/2012. 50% vested on 4/1/2015 and the remaining 50% vested on 4/1/2016.