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DAVITA INC. — Director's Dealing 2016
May 18, 2016
30643_dirs_2016-05-17_65c75faf-f3b8-47a2-964d-ebd3526b3248.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2016-05-13
Reporting Person: HILGER JAMES K (Interim CFO and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-13 | Common Stock | A | 1654 | — | Acquired | 21130 | Direct |
| 2016-05-16 | Common Stock | S | 3983 | $75.5896 | Disposed | 17147 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-13 | Stock Appreciation Rights | $75.42 | A | 6615 | Acquired | 2021-05-13 | Common Stock (6615) | Direct |
Footnotes
F1: The Restricted Stock Units were granted on 5/13/2016. 50% will vest on 5/15/2019 and the remaining 50% will vest on 5/15/2020.
F2: This amount includes 330 shares acquired under Issuer's employee stock purchase plan on 12/31/2015.
F3: Represents the weighted average sale price of $75.5896. The range of prices for the sale of these shares was $75.22 - $75.87, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The Stock Appreciation Rights were granted on 5/13/2016. 50% will vest on 5/13/2019 and the remaining 50% will vest on 5/13/2020.