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DAVITA INC. — Director's Dealing 2016
Jul 13, 2016
30643_dirs_2016-07-13_c0458772-e7c0-49fe-bcad-880f579daeeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2016-07-11
Reporting Person: JIGANTI JEANINE MARIE (Chief Compliance Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-11 | Common Stock | M | 938 | $48.68 | Acquired | 5716 | Direct |
| 2016-07-11 | Common Stock | F | 585 | $78.07 | Disposed | 5131 | Direct |
| 2016-07-11 | Common Stock | S | 353 | $78.5118 | Disposed | 4478 | Direct |
| 2016-07-11 | Common Stock | S | 938 | $78.5131 | Disposed | 3840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-11 | Stock Appreciation Rights | $48.68 | M | 938 | Disposed | 2017-07-09 | Common Stock (938) | Direct |
Footnotes
F1: The exercise and sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2016.
F2: Represents the weighted average sale price of $78.5118. The range of prices for the sale of these shares was $78.49 - $78.53, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price of $78.5131. The range of prices for the sale of these shares was $78.49 - $78.52, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The Stock Appreciation Rights were granted on 7/9/2012. 25% vested on 7/9/2013, then 6.25% vested every three months thereafter.