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DAVITA INC. — Director's Dealing 2016
Aug 12, 2016
30643_dirs_2016-08-11_9f081024-9488-4523-a669-7940513d650b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2016-08-09
Reporting Person: STAFFIERI MICHAEL DAVID (COO, Kidney Care)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Common Stock | M | 40000 | $37.185 | Acquired | 52279 | Direct |
| 2016-08-09 | Common Stock | F | 19738 | $75.36 | Disposed | 32541 | Direct |
| 2016-08-09 | Common Stock | S | 20262 | $73.0872 | Disposed | 12279 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Stock Appreciation Rights | $37.185 | M | 40000 | Disposed | 2016-08-09 | Common Stock (40000) | Direct |
Footnotes
F1: The exercise and sale reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2016.
F2: Represents the weighted average sale price of $73.0872. The range of prices for the sale of these shares was $72.43 - $73.93, rounded to the nearest hundredth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The Stock Appreciation Rights were granted on 8/9/2011. 50% vested on 8/9/2014, then 8.33% vested every three months thereafter.