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DAVITA INC. — Director's Dealing 2014
Apr 2, 2014
30643_dirs_2014-04-02_2f8eced0-fefa-419a-8752-7e7e5baaa4e7.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-03-28
Reporting Person: STAFFIERI MICHAEL DAVID (COO, Kidney Care)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $31.70 | 2015-03-31 | Common Stock (54000) | Direct | |
| Stock Appreciation Right | $34.515 | 2015-09-30 | Common Stock (120000) | Direct | |
| Stock Appreciation Right | $41.505 | 2016-03-29 | Common Stock (120000) | Direct | |
| Stock Appreciation Right | $37.185 | 2016-08-09 | Common Stock (40000) | Direct | |
| Stock Appreciation Right | $55.34 | 2017-12-18 | Common Stock (25200) | Direct | |
| Stock Appreciation Right | $58.94 | 2018-03-19 | Common Stock (50800) | Direct |
Footnotes
F1: Restricted Stock Units, granted on 3/31/10, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vest 33.3% on second, third, and fourth anniversaries of the grant date.
F2: Stock Appreciation Rights, granted on 3/31/2010, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 33.3% on the second anniversary of the grant date and 8.33% every three months thereafter.
F3: Stock Appreciation Rights, granted on 9/30/2010, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, then 6.25% every three months thereafter.
F4: Stock Appreciation Rights, granted on 3/29/2011, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 50% on the third anniversary and vest 50% on the fourth anniversary of the grant date.
F5: Stock Appreciation Rights, granted on 8/9/2011, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, which vests 50% each on the third anniversary of the grant date and 8.33% every three months thereafter.
F6: Stock Appreciation Rights, granted on 12/18/2012, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, which vests 50% each on 4/1/2015 and 4/1/2016.
F7: Stock Appreciation Rights, granted on 3/19/2013, pursuant to the DaVita HealthCare Partners Inc. 2011 Incentive Award Plan, which vests 50% each on the third and fourth anniversaries of the grant date.