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DAVITA INC. — Director's Dealing 2014
Dec 2, 2014
30643_dirs_2014-12-02_16046f84-c1fc-4203-811b-3b4cd900b7b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-12-01
Reporting Person: Rivera Kim M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-01 | Common Stock | M | 15000 | $43.35 | Acquired | 17921 | Direct |
| 2014-12-01 | Common Stock | F | 8497 | $76.53 | Disposed | 9424 | Direct |
| 2014-12-01 | Common Stock | S | 6503 | $76.0776 | Disposed | 2921 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Stock Appreciation Rights | $43.35 | M | 15000 | Disposed | 2016-04-13 | Common Stock (15000) | Direct |
Footnotes
F1: Represents the weighted average sale price of $76.0776. The range of prices for the sale of these shares was $76.06 - $76.11, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Stock Appreciation Rights, granted on 4/13/2011, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 50% each on three years and four years from the grant date.