AI assistant
DAVITA INC. — Director's Dealing 2014
Mar 7, 2014
30643_dirs_2014-03-07_ebf9c203-0649-4f32-a77b-9dd2da270d74.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-03-05
Reporting Person: Rodriguez Javier (President of DaVita)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock | M | 51333 | $31.70 | Acquired | 122597 | Direct |
| 2014-03-05 | Common Stock | F | 23670 | $68.75 | Disposed | 98927 | Direct |
| 2014-03-05 | Common Stock | S | 27663 | $68.3954 | Disposed | 71264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | Stock Appreciation Right | $31.70 | M | 51333 | Disposed | 2015-03-31 | Common Stock (51333) | Direct |
Footnotes
F1: Represents the weighted average sale price of $68.3954. The range of prices for the sale of these shares was $68.3407 - $68.83, rounded to the nearest hundreths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Stock Appreciation Rights, granted on 3/31/10, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 33.3% on the second anniversary of the grant date, and 8.33% every 3 months thereafter.