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DAVITA INC. — Director's Dealing 2014
Jun 2, 2014
30643_dirs_2014-06-02_9cff3ce3-03e7-42bf-96aa-0f418bf2d050.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-05-29
Reporting Person: Mildenberger Laura (Chief People Ofcr, Kidney Care)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-29 | Common Stock | M | 9375 | $31.70 | Acquired | 16109 | Direct |
| 2014-05-29 | Common Stock | F | 4295 | $69.20 | Disposed | 11814 | Direct |
| 2014-05-29 | Common Stock | S | 5080 | $69.9861 | Disposed | 6734 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Stock Appreciation Rights | $31.70 | M | 9375 | Disposed | 2015-03-31 | Common Stock (9375) | Direct |
Footnotes
F1: Represents the weighted average sale price of $69.9861. The range of prices for the sale of these shares was $69.92 - $70.09, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Stock Appreciation Rights, granted on 3/31/2010, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, then 6.25% every three months thereafter.