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DAVITA INC. — Director's Dealing 2014
Feb 18, 2014
30643_dirs_2014-02-18_d57e7dc0-3af7-4f3f-b79f-485225d0d01f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-02-13
Reporting Person: Kogod Dennis (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-13 | Common Stock | M | 58334 | $23.13 | Acquired | 117958 | Direct |
| 2014-02-13 | Common Stock | F | 20336 | $66.35 | Disposed | 97622 | Direct |
| 2014-02-13 | Common Stock | S | 37998 | $65.2278 | Disposed | 59624 | Direct |
| 2014-02-13 | Common Stock | M | 56250 | $31.70 | Acquired | 115874 | Direct |
| 2014-02-13 | Common Stock | F | 26875 | $66.35 | Disposed | 88999 | Direct |
| 2014-02-13 | Common Stock | S | 29375 | $65.6003 | Disposed | 59624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-13 | Stock Appreciation Right | $23.13 | M | 58334 | Disposed | 2014-03-02 | Common Stock (58334) | Direct |
| 2014-02-13 | Stock Appreciation Right | $31.70 | M | 56250 | Disposed | 2015-03-31 | Common Stock (56250) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $65.07 - $65.50. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The range of prices for the sale of these shares was $65.50 - $65.70. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: Stock Appreciation Rights, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.
F4: Stock Appreciation Rights, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, then 6.25% every three months thereafter.