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DAVITA INC. — Director's Dealing 2014
May 13, 2014
30643_dirs_2014-05-13_224696aa-abb7-486d-acef-fa105ebcdd73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-05-08
Reporting Person: Rivera Kim M (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-08 | Common Stock | M | 30000 | $30.50 | Acquired | 35143 | Direct |
| 2014-05-08 | Common Stock | F | 13500 | $67.78 | Disposed | 21643 | Direct |
| 2014-05-08 | Common Stock | S | 16500 | $67.6644 | Disposed | 5143 | Direct |
| 2014-05-08 | Common Stock | S | 1111 | $67.8000 | Disposed | 4032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-08 | Stock Appreciation Rights | $30.50 | M | 30000 | Disposed | 2015-01-08 | Common Stock (30000) | Direct |
Footnotes
F1: Represents the weighted average sale price of $67.6644. The range of prices for the sale of these shares was $67.36 - $68.00, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Stock Appreciation Rights granted on 1/8/2010, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% one year from the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.