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DAVITA INC. — Director's Dealing 2014
May 13, 2014
30643_dirs_2014-05-13_85597f96-2f75-4616-b61f-bd1cdd587d83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2014-05-12
Reporting Person: Kogod Dennis (COO, HealthCare Partners)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-12 | Common Stock | M | 89375 | $43.3500 | Acquired | 148999 | Direct |
| 2014-05-12 | Common Stock | F | 57187 | $67.75 | Disposed | 91812 | Direct |
| 2014-05-12 | Common Stock | S | 32188 | $68.0613 | Disposed | 59624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-12 | Stock Appreciation Rights | $43.35 | M | 89375 | Disposed | 2016-04-13 | Common Stock (89375) | Direct |
Footnotes
F1: Represents the weighted average sale price of $68.0613. The range of prices for the sale of these shares was $68.00 - $68.23, rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
F2: Stock Appreciation Rights, granted on 4/13/2011, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita HealthCare Partners Inc. 2011 Incentive Award Plan," effective June 6, 2011), vesting 50% each on three years and four years from the grant date.