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DAVITA INC. — Director's Dealing 2013
May 15, 2013
30643_dirs_2013-05-15_608d5fed-9fad-4f0a-b751-6a9b5e62e397.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2013-05-13
Reporting Person: Shapiro David T (Chief Special Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-13 | Common Stock | M | 10833 | $46.26 | Acquired | 15648 | Direct |
| 2013-05-13 | Common Stock | F | 3820 | $131.19 | Disposed | 11828 | Direct |
| 2013-05-13 | Common Stock | S | 7013 | $129.8254 | Disposed | 4815 | Direct |
| 2013-05-13 | Common Stock | M | 1000 | $63.40 | Acquired | 5815 | Direct |
| 2013-05-13 | Common Stock | F | 484 | $131.19 | Disposed | 5331 | Direct |
| 2013-05-13 | Common Stock | S | 516 | $130.37 | Disposed | 4815 | Direct |
| 2013-05-15 | Common Stock | S | 1250 | $129.4292 | Disposed | 3565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | Stock Appreciation Right | $46.26 | M | 10833 | Disposed | 2014-03-02 | Common Stock (10833) | Direct |
| 2013-05-13 | Stock Appreciation Right | $63.40 | M | 1000 | Disposed | 2015-03-31 | Common Stock (1000) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $129.11 - $130.37. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The range of prices for the sale of these shares was $129.18 - $129.68. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.
F4: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 33.3% on the second anniversary of the grant date, and 8.33% every 3 months thereafter.