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DAVITA INC. — Director's Dealing 2012
Nov 8, 2012
30643_dirs_2012-11-08_743b1be4-0825-46c8-ae8b-95b518f139bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA HEALTHCARE PARTNERS INC. (DVA)
CIK: 0000927066
Period of Report: 2012-11-06
Reporting Person: THIRY KENT J (Director, Chairman & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-06 | Common Stock | M | 81000 | $43.70 | Acquired | 285427 | Direct |
| 2012-11-06 | Common Stock | F | 31713 | $111.62 | Disposed | 253714 | Direct |
| 2012-11-06 | Common Stock | S | 49287 | $113.0212 | Disposed | 204427 | Direct |
| 2012-11-07 | Common Stock | M | 81000 | $43.70 | Acquired | 285427 | Direct |
| 2012-11-07 | Common Stock | F | 30786 | $114.98 | Disposed | 254641 | Direct |
| 2012-11-07 | Common Stock | D | 50214 | $113.9273 | Disposed | 204427 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-06 | Stock Appreciation Right | $43.70 | M | 81000 | Disposed | 2013-03-11 | Common Stock (81000) | Direct |
| 2012-11-07 | Stock Appreciation Right | $43.70 | M | 81000 | Disposed | 2013-03-11 | Common Stock (81000) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $112.63 - $113.24. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The range of prices for the sale of these shares was $113.00 - $114.40. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.