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DAVITA INC. — Director's Dealing 2012
Aug 8, 2012
30643_dirs_2012-08-08_f2283e0a-cd8d-4c15-924e-4318b62fe495.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC (DVA)
CIK: 0000927066
Period of Report: 2012-08-06
Reporting Person: Kogod Dennis (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-06 | Common Stock | M | 66667 | $50.37 | Acquired | 105854 | Direct |
| 2012-08-06 | Common Stock | F | 33821 | $99.29 | Disposed | 72033 | Direct |
| 2012-08-06 | Common Stock | S | 32846 | $96.00 | Disposed | 39187 | Direct |
| 2012-08-06 | Common Stock | M | 115851 | $46.26 | Acquired | 155038 | Direct |
| 2012-08-06 | Common Stock | F | 53976 | $99.29 | Disposed | 101062 | Direct |
| 2012-08-06 | Common Stock | S | 61875 | $96.92 | Disposed | 39187 | Direct |
| 2012-08-07 | Common Stock | M | 46649 | $46.26 | Acquired | 85836 | Direct |
| 2012-08-07 | Common Stock | F | 22543 | $95.73 | Disposed | 63293 | Direct |
| 2012-08-07 | Common Stock | S | 24106 | $96.0117 | Disposed | 39187 | Direct |
| 2012-08-07 | Common Stock | M | 60375 | $63.40 | Acquired | 99562 | Direct |
| 2012-08-07 | Common Stock | F | 39986 | $95.73 | Disposed | 59576 | Direct |
| 2012-08-07 | Common Stock | S | 20389 | $97.0066 | Disposed | 39187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-06 | Stock Appreciation Right | $50.37 | M | 66667 | Disposed | 2013-02-28 | Common Stock (66667) | Direct |
| 2012-08-06 | Stock Appreciation Right | $46.26 | M | 115851 | Disposed | 2014-03-02 | Common Stock (115851) | Direct |
| 2012-08-07 | Stock Appreciation Right | $46.26 | M | 46649 | Disposed | 2014-03-02 | Common Stock (46649) | Direct |
| 2012-08-07 | Stock Appreciation Right | $63.40 | M | 60375 | Disposed | 2015-03-31 | Common Stock (60375) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $96.00 - $99.36. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The range of prices for the sale of these shares was $96.00 - $96.08. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: The range of prices for the sale of these shares was $97.00- $97.09. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F4: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.
F5: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan, (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date and 6.25% every three months thereafter.