AI assistant
DAVITA INC. — Director's Dealing 2011
Dec 21, 2011
30643_dirs_2011-12-21_072bdcbc-f182-43c8-8ca6-9e4a3e65d1fb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC (DVA)
CIK: 0000927066
Period of Report: 2011-12-20
Reporting Person: ZUMWALT LEANNE M (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-20 | Common Stock | M | 15000 | $52.12 | Acquired | 16643 | Direct |
| 2011-12-20 | Common Stock | F | 10693 | $73.12 | Disposed | 5950 | Direct |
| 2011-12-20 | Common Stock | S | 4307 | $74.3586 | Disposed | 1643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-20 | Stock Appreciation Right | $52.12 | M | 15000 | Disposed | 2012-03-14 | Common Stock (15000) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $74.34 - $74.39. The filer undertakes to provide staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
F2: Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan", effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months threafter.