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DAVITA INC. — Director's Dealing 2011
May 9, 2011
30643_dirs_2011-05-09_8f4d8e9b-1641-4a9b-ad56-8401b605a476.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DAVITA INC (DVA)
CIK: 0000927066
Period of Report: 2011-05-05
Reporting Person: Kogod Dennis (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-05 | Common Stock | M | 4167 | $52.12 | Acquired | 41667 | Direct |
| 2011-05-05 | Common Stock | F | 2544 | $85.40 | Disposed | 39123 | Direct |
| 2011-05-05 | Common Stock | S | 1623 | $84.50 | Disposed | 37500 | Direct |
| 2011-05-05 | Common Stock | M | 12500 | $52.12 | Acquired | 50000 | Direct |
| 2011-05-05 | Common Stock | F | 7629 | $85.40 | Disposed | 42371 | Direct |
| 2011-05-05 | Common Stock | S | 4871 | $84.5082 | Disposed | 37500 | Direct |
| 2011-05-05 | Common Stock | M | 16667 | $50.37 | Acquired | 54167 | Direct |
| 2011-05-05 | Common Stock | F | 9831 | $85.40 | Disposed | 44336 | Direct |
| 2011-05-05 | Common Stock | S | 6836 | $84.9861 | Disposed | 37500 | Direct |
| 2011-05-05 | Common Stock | M | 38878 | $46.26 | Acquired | 76378 | Direct |
| 2011-05-05 | Common Stock | F | 21060 | $85.40 | Disposed | 55318 | Direct |
| 2011-05-05 | Common Stock | S | 17818 | $85.0145 | Disposed | 37500 | Direct |
| 2011-05-06 | Common Stock | M | 61122 | $46.26 | Acquired | 98622 | Direct |
| 2011-05-06 | Common Stock | F | 33474 | $84.47 | Disposed | 65148 | Direct |
| 2011-05-06 | Common Stock | S | 27648 | $84.9569 | Disposed | 37500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-05 | Stock Appreciation Right | $52.12 | M | 4167 | Disposed | 2012-03-14 | Common Stock (4167) | Direct |
| 2011-05-05 | Stock Appreciation Right | $52.12 | M | 12500 | Disposed | 2012-03-14 | Common Stock (12500) | Direct |
| 2011-05-05 | Stock Appreciation Right | $50.37 | M | 16667 | Disposed | 2013-02-28 | Common Stock (16667) | Direct |
| 2011-05-05 | Stock Appreciation Right | $46.26 | M | 38878 | Disposed | 2014-03-02 | Common Stock (38878) | Direct |
| 2011-05-06 | Stock Appreciation Right | $46.26 | M | 61122 | Disposed | 2014-03-02 | Common Stock (61122) | Direct |
Footnotes
F1: The range of prices for the sale of these shares was $84.50 - $84.80. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F2: The range of prices for the sale of these shares was $84.80 - $85.00. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: The range of prices for the sale of these shares was $85.00 - $85.12. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F4: The range of prices for the sale of these shares was $84.60 - $85.12. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F5: Stock Appreciation Right, pursuant to the 2002 Equity Compensation Plan, which vest 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date and 8.33% every four months thereafter.
F6: Stock Appreciation Right, pursuant to the 2002 Equity Compensation Plan, which vest 25% on the third anniversary of the grant date, 12.5% on the 45th month following the grant date and 12.5% every three months thereafter.