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Datang Environment Industry Group Co., Ltd. — Share Issue/Capital Change 2016
Nov 2, 2016
49815_rns_2016-11-02_947b99a8-96bd-44c2-8f9e-0588e97f74da.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
Staple your “This Application Form uses the same terms as defined in the prospectus of Datang Environment Industry Group Co., Ltd. (the Company”) dated November 3, 2016 (the “Prospectus”). 本申請表格使用大唐環境產業集團股份有限公司(「本公司」)於2016年11月3日刊發的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public here Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United 請將股款 States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港公開發售股份。若無根據美國《證券法》登記 緊訂在此 或豁免登記,香港公開發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全
whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也不論全 部或部分)本申請表格及招股章程。 Companies and Available for InspectionCopies of the Prospectus, all related Application Forms and the other documents specified in the ” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies “Documents Delivered to the Registrar of in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “Hong Kong Stock Exchange“SFC”) and the Registrar of Companies of ”), Hong Kong Securities Clearing Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件已按《公司﹙清盤及雜項 條文﹚條例》第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「香港聯交 所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的 內容概不負責。 Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 (A joint stock company incorporated in the People’s Republic of China with limited liability) (在中華人民共和國註冊成立的股份有限公司) Stock code : 1272 股份代號: 1272 Maximum Offer Price : HK$4.74 per Hong Kong Public Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價:每股香港公開發售股份4.74港元,另加1.0%經紀佣 金、0.0027%證監會交易徵費及0.005%香港聯交所 交易費(申請時以港元悉數支付,可予以退款) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 一 。 招股章程尚有其他關於申請程序的其他資料,本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Datang Environment Industry Group Co., Ltd. 致:大唐環境產業集團股份有限公司 Sole Sponsor 獨家保薦人 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 The Hong Kong Underwriters 香港承銷商 Applicants’ declaration’ declaration declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款及條 application procedures in this Application Form 件以及申請程序。見本申請表格「填交本申請表格的 and the Prospectus. Please refer to the “Effect of 效用」一節。 completing and submitting this Application Form” section of this Application Form.
Applicants’ declaration’ declaration declaration
一 警告:任何人士只限作出 次為其利益而進行的認 。 一 購申請 請參閱「填交本申請表格的效用」 節最後 。 四點
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of the “Effect of completing and submitting this Application Form” section.
- 僅供識別
* For identification purposes only
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期: / / D日 M月 Y年 Number of Hong Kong Public Offer Shares applied for (not more than Cheque/banker’s cashier order number 27,000,000 shares) 支票╱銀行本票號碼 申請香港公開發售股份數目(不超過27,000,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者)(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 1) 香港商業登記號碼(請刪除不港商業登記號碼(請刪除不商業登記號碼(請刪除不登記號碼(請刪除不記號碼(請刪除不(請刪除不 適用者)用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地 址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名 人若不填寫本節,是項認購申請將視作為 閣下利益提出。請填寫 每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 姓名╱名稱 及香港 地址 )
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者)(請刪除不適用者)**
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 香港商業登記號碼(請刪除不港商業登記號碼(請刪除不商業登記號碼(請刪除不登記號碼(請刪除不記號碼(請刪除不(請刪除不** 適用者)用者)
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身 份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照 號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
How to make your application
| 1. 2. 3. |
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) 1,000 4,787.77 35,000 167,571.78 700,000 3,351,435.49 2,000 9,575.53 40,000 191,510.60 800,000 3,830,211.98 3,000 14,363.29 45,000 215,449.43 900,000 4,308,988.48 4,000 19,151.06 50,000 239,388.25 1,000,000 4,787,764.98 5,000 23,938.83 60,000 287,265.90 2,000,000 9,575,529.96 6,000 28,726.59 70,000 335,143.55 3,000,000 14,363,294.94 7,000 33,514.36 80,000 383,021.20 4,000,000 19,151,059.92 8,000 38,302.12 90,000 430,898.85 5,000,000 23,938,824.90 9,000 43,089.88 100,000 478,776.50 6,000,000 28,726,589.88 10,000 47,877.65 200,000 957,553.00 7,000,000 33,514,354.86 15,000 71,816.48 300,000 1,436,329.49 8,000,000 38,302,119.84 20,000 95,755.30 400,000 1,915,105.99 9,000,000 43,089,884.82 25,000 119,694.13 500,000 2,393,882.49 10,000,000 47,877,649.80 30,000 143,632.95 600,000 2,872,658.99 15,000,000 71,816,474.70 20,000,000 95,755,299.60 27,000,000(1) 129,269,654.46 (1)Maximum number of Hong Kong Public Offer Shares you may apply for. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – DATANG ENVIRONMENT PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. Sample樣板 |
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) No. of Hong Kong Public Offer Shares applied for Amount payable on application (HK$) 1,000 4,787.77 35,000 167,571.78 700,000 3,351,435.49 2,000 9,575.53 40,000 191,510.60 800,000 3,830,211.98 3,000 14,363.29 45,000 215,449.43 900,000 4,308,988.48 4,000 19,151.06 50,000 239,388.25 1,000,000 4,787,764.98 5,000 23,938.83 60,000 287,265.90 2,000,000 9,575,529.96 6,000 28,726.59 70,000 335,143.55 3,000,000 14,363,294.94 7,000 33,514.36 80,000 383,021.20 4,000,000 19,151,059.92 8,000 38,302.12 90,000 430,898.85 5,000,000 23,938,824.90 9,000 43,089.88 100,000 478,776.50 6,000,000 28,726,589.88 10,000 47,877.65 200,000 957,553.00 7,000,000 33,514,354.86 15,000 71,816.48 300,000 1,436,329.49 8,000,000 38,302,119.84 20,000 95,755.30 400,000 1,915,105.99 9,000,000 43,089,884.82 25,000 119,694.13 500,000 2,393,882.49 10,000,000 47,877,649.80 30,000 143,632.95 600,000 2,872,658.99 15,000,000 71,816,474.70 20,000,000 95,755,299.60 27,000,000(1) 129,269,654.46 (1)Maximum number of Hong Kong Public Offer Shares you may apply for. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – DATANG ENVIRONMENT PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. Sample樣板 |
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| The cheque must: |
Banker’s cashier order must: |
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| • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – DATANG ENVIRONMENT PUBLIC OFFER”; • be crossed “Account Payee Only”; S |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited District Branch name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road Sheung Wan Branch Shop 1–4, G/F, Tung Hip Commercial Building, 244–248 Des Voeux Road Central North Point (King's Centre) Branch 193–209 King's Road, North Point Chai Wan Branch Block B, Walton Estate, 341–343 Chai Wan Road, Chai Wan Kowloon Mong Kok Branch 589 Nathan Road, Mong Kok Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Lam Tin Branch Shop 12, 49 Kai Tin Road, Lam Tin New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan Kau Yuk Road Branch 18–24 Kau Yuk Road, Yuen Long Ma On Shan Plaza Branch Shop 2103, Level 2, Ma On Shan Plaza, Sai Sha Road, Ma On Shan Wing Lung Bank Limited District Branch name Address Hong Kong Island Head Office 45 Des Voeux Road Central Johnston Road Branch 118 Johnston Road Kennedy Town Branch 28 Catchick Street Kowloon Mongkok Branch B/F Wing Lung Bank Centre, 636 Nathan Road Tsim Sha Tsui Branch 4 Carnarvon Road San Po Kong Branch 8 Shung Ling Street New Territories Tsuen Wan Branch 251 Sha Tsui Road 5. Your Application Form can be lodged at these times: — Thursday, November 3, 2016 9:00 a.m. to 5:00 p.m. — Friday, November 4, 2016 9:00 a.m. to 5:00 p.m. — Saturday, November 5, 2016 9:00 a.m. to 1:00 p.m. — Monday, November 7, 2016 9:00 a.m. to 5:00 p.m. Tuesday, November 8, 2016 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, November 8, 2016. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Public Offer Shares” section of the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下表 所列的其中一個數目,否則恕不受理。
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可供申請認購的香港公開發售股份數目及應繳款項 | 可供申請認購的香港公開發售股份數目及應繳款項 | 可供申請認購的香港公開發售股份數目及應繳款項 | 可供申請認購的香港公開發售股份數目及應繳款項 |
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| 申請認購的 申請時 香港公開發售 應繳款項 股份數目 (港元) |
申請認購的 申請時 香港公開發售 應繳款項 股份數目 (港元) |
申請認購的 申請時 香港公開發售 應繳款項 股份數目 (港元) |
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| 1,000 4,787.77 2,000 9,575.53 3,000 14,363.29 4,000 19,151.06 5,000 23,938.83 6,000 28,726.59 7,000 33,514.36 8,000 38,302.12 9,000 43,089.88 10,000 47,877.65 15,000 71,816.48 20,000 95,755.30 25,000 119,694.13 30,000 143,632.95 |
35,000 167,571.78 40,000 191,510.60 45,000 215,449.43 50,000 239,388.25 60,000 287,265.90 70,000 335,143.55 80,000 383,021.20 90,000 430,898.85 100,000 478,776.50 200,000 957,553.00 300,000 1,436,329.49 400,000 1,915,105.99 500,000 2,393,882.49 600,000 2,872,658.99 le樣 |
700,000 3,351,435.49 800,000 3,830,211.98 900,000 4,308,988.48 1,000,000 4,787,764.98 2,000,000 9,575,529.96 3,000,000 14,363,294.94 4,000,000 19,151,059.92 5,000,000 23,938,824.90 6,000,000 28,726,589.88 7,000,000 33,514,354.86 8,000,000 38,302,119.84 9,000,000 43,089,884.82 10,000,000 47,877,649.80 15,000,000 71,816,474.70 20,000,000 95,755,299.60 27,000,000(1) 129,269,654.46 板 |
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| (1) 閣下可申請認購的香港公開發售股份最高數目。 以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一張獨立開 出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: mp |
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| 支票必須: |
銀行本票必須: |
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| • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 — 大唐環境公開發售」; • 劃線註明「只准入抬頭人賬戶」 ; a |
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| • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 已預印在支票上,或由有關銀行授權的人士 在支票背書。賬戶名稱必須與 閣下姓名╱ 名稱相同。如屬聯名申請,賬戶名稱必須與 排名首位申請人的姓名╱名稱相同。 |
• 須由香港持牌銀行開出,並由有關銀行授權 的人士在銀行本票背面簽署核證 閣下姓 名╱名稱。銀行本票所示姓名╱名稱須與 閣下姓名╱名稱相同。如屬聯名申請,銀行 本票背面所示姓名╱名稱必須與排名首位申 請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
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請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分行特設 的收集箱: 中國銀行(香港)有限公司 地區 分行 地址 港島區 中銀大廈分行 花園道1號3樓 上環分行 德輔道中244–248號東協商業大廈地下1–4號舖 北角英皇中心分行 北角英皇道193–209號 柴灣分行 柴灣道341–343號宏德居B座 九龍區 旺角分行 旺角彌敦道589號 黃埔花園分行 紅磡黃埔花園第一期商場G8B號 藍田分行 藍田啟田道49號12號舖 新界區 荃新天地分行 荃灣楊屋道1號荃新天地地下65號舖 教育路分行 元朗教育路18–24號 馬鞍山廣場分行 馬鞍山西沙路馬鞍山廣場L2層2103號 永隆銀行有限公司 地區 分行 地址 港島區 總行 德輔道中45號 莊士敦道分行 莊士敦道118號 堅尼地城分行 吉席街28號 九龍區 旺角分行 彌敦道636號永隆銀行中心地庫 尖沙咀分行 加拿分道4號 新蒲崗分行 崇齡街8號 新界區 荃灣分行 沙咀道251號 5. 閣下可於下列時間遞交申請表格: 2016年11月3日(星期四)— 上午九時正至下午五時正 2016年11月4日(星期五)— 上午九時正至下午五時正 2016年11月5日(星期六)— 上午九時正至下午一時正 2016年11月7日(星期一)— 上午九時正至下午五時正 2016年11月8日(星期二)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為2016年11月8日中午十二時正。本公司將於當日上午十一時四十五分至中午十二 時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程「如何申請香港 公開發售股份」一節「惡劣天氣對辦理申請登記的影響」)。
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閣下可於下列時間遞交申請表格:
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 (A joint stock company incorporated in the People’s Republic of China with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you have received and read the Prospectus and have only relied on the information and representations A. Who can apply contained in the Prospectus in making your application and 1. You and any person(s) for whose benefit you are applying will not rely on any other information or representations must be 18 years of age or older and must have a Hong except those in any supplement to the Prospectus; Kong address. • confirm that you are aware of the restrictions on the Global 2. If you are a firm, the application must be in the individual members’ names. Offering in the Prospectus; 3. The number of joint applicants may not exceed 4. • agree that none of the Company, the Joint Global 4. If you are a body corporate, the application must be Coordinators, the Underwriters, their respective directors, signed by a duly authorised officer, who must state his officers, employees, partners, agents, advisers and any other representative capacity, and stamped with your corporation’s parties involved in the Global Offering is or will be liable chop. for any information and representations not in the Prospectus 5. You must be outside the United States, not be a United (and any supplement to it); States Person (as defined in Regulation S under the U.S. • undertake and confirm that you or the person(s) for whose Securities Act) and not be a legal or natural person of the benefit you have made the application have not applied for PRC. or taken up, or indicated an interest for, and will not apply 6. Unless permitted by the Listing Rules, you cannot apply for for or take up, or indicate an interest for, any Offer Shares any Hong Kong Public Offer Shares if you are: • an existing beneficial owner of shares in the Company under the International Offering nor participated in the International Offering; and/or any of its subsidiaries; • an Eligible Director; • agree to disclose to the Company, our H Share Registrar, • a connected person of the Company or will become a receiving banks, the Joint Global Coordinators, the connected person of the Company immediately upon Underwriters and/or their respective advisers and agents any completion of the Global Offering; personal data which they may require about you and the • an associate or close associate of any of the above; or person(s) for whose benefit you have made the application; • have been allocated or have applied for or indicated • if the laws of any place outside Hong Kong apply to your an interest in any Offer Shares under the International application, agree and warrant that you have complied with Offering. all such laws and none of the Company, the Joint Global Coordinators and the Underwriters nor any of their respective B. If you are a nominee officers or advisers will breach any law outside Hong Kong You, as a nominee, may make more than one application for as a result of the acceptance of your offer to purchase, or the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement any action arising from your rights and obligations under the System (“CCASS”) (if you are a CCASS Participant); or (ii) using terms and conditions contained in the Prospectus and this a WHITE or YELLOW Application Form, and lodge more than Application Form; one application in your own name on behalf of different beneficial • agree that once your application has been accepted, you may owners. not rescind it because of an innocent misrepresentation; • agree that your application will be governed by the laws of C. Effect of completing and submitting this Application Form Hong Kong; By completing and submitting this Application Form, you (and • represent, warrant and undertake that (i) you understand if you are joint applicants, each of you jointly and severally) for that the Hong Kong Public Offer Shares have not been and yourself or as an agent or a nominee on behalf of each person for will not be registered under the U.S. Securities Act; and (ii) whom you act: • undertake to execute all relevant documents and instruct and you and any person for whose benefit you are applying for authorise the Company and/or the Joint Global Coordinators the Hong Kong Public Offer Shares are outside the United (or their agents or nominees), as agents of the Company, to States (as defined in Regulation S) or are a person described execute any documents for you and to do on your behalf all in paragraph (h)(3) of Rule 902 of Regulation S; things necessary to register any Hong Kong Public Offer • warrant that the information you have provided is true and Shares allocated to you in your name as required by the accurate; Articles of Association; •
B. If you are a nominee You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to you under the application;
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agree to comply with the Hong Kong Companies Ordinance and the Articles of Association;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
* For identification purposes only
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
If your application for Hong Kong Public Offer Shares is successful (in whole or in part)
• authorise the Company to place your name(s) on the If your application for Hong Kong Public Offer Shares is successful Company’s register of members as the holder(s) of any Hong (in whole or in part) Kong Public Offer Shares allocated to you, and the Company If you apply for 1,000,000 or more Hong Kong Public Offer Shares, and/or its agents to send any share certificate(s) and/or any you may collect your Share certificate(s) and/or refund cheque(s) in refund cheque(s) to you or the firstnamed applicant for person from: Computershare Hong Kong Investor Services Limited at joint application by ordinary post at your own risk to the Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s Road address stated on the application, unless you have fulfilled East, Wanchai Hong Kong from 9:00 a.m. to 1:00 p.m. on November the criteria mentioned in “Personal Collection” section in the 14, 2016 or such other date as notified by us in the newspapers. Prospectus to collect the share certificate(s) and/or refund If you are an individual who is eligible for personal collection, you cheque(s) in person; must not authorise any other person to collect for you. If you are a • declare and represent that this is the only application made corporate applicant which is eligible for personal collection, your and the only application intended by me/us to be made to authorised representative must bear a letter of authorisation from your benefit me/us or the person for whose benefit I am/we are corporation stamped with your corporation’s chop. Both individuals applying; and authorised representatives must produce, at the time of collection, • understand that the Company and the Joint Global evidence of identity acceptable to Computershare Hong Kong Investor Coordinators will rely on your declarations and Services Limited. representations in deciding whether or not to make any If you do not collect your Share certificate(s) and/or refund cheque(s) allotment of any of the Hong Kong Public Offer Shares personally within the time period specified for collection, they will be to you and that you may be prosecuted for making a false dispatched promptly to the address as specified on this Application declaration; Form by ordinary post at your own risk. • (if the application is made for your own benefit) warrant If you apply for less than 1,000,000 Hong Kong Public Offer Shares, that no other application has been or will be made for your your refund cheque(s) and/or share certificate(s) will be sent to the benefit on a WHITE or YELLOW Application Form or by address on the relevant Application Form on or before November 14, giving electronic application instructions to HKSCC or to 2016, by ordinary post and at your own risk. the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and Refund of your money • (if you are making the application as an agent for the benefit If you do not receive any Hong Kong Public Offer Shares or if your of another person) warrant that (i) no other application has application is accepted only in part, the Company will refund to you been or will be made by you as agent for or for the benefit of your application monies (including the related 1% brokerage, 0.0027% that person or by that person or by any other person as agent SFC transaction levy and 0.005% Hong Kong Stock Exchange trading for that person on a WHITE or YELLOW Application fee) without interest. If the offer price is less than the maximum Offer Form or by giving electronic application instructions Price, the Company will refund to you the surplus application monies to HKSCC and (ii) you have due authority to sign the (including the related 1% brokerage, 0.0027% SFC transaction levy Application Form or give electronic application instructions and 0.005% Hong Kong Stock Exchange trading fee) without interest. on behalf of that other person as their agent. The refund procedures are stated in the “Despatch/Collection of share certificates and refund monies” in the “How to Apply for Hong Kong D. Power of attorney Public Offer Shares” section of the Prospectus. If your application is made through an authorised attorney, the Company and the Joint Global Coordinators may accept or reject Application by HKSCC Nominees Limited (“HKSCC Nominees”) your application at their discretion, and on any conditions they Where this Application Form is signed by HKSCC Nominees on think fit, including evidence of the attorney’s authority. behalf of persons who have given electronic application instructions to apply for the Hong Kong Public Offer Shares, the provisions of Determination of Offer Price and Allocation of Hong Kong Public this Application Form which are inconsistent with those set out in Offer Shares the Prospectus shall not apply and provisions in the Prospectus shall The Offer Price is expected to be fixed on or around November 8, prevail. 2016. Applicants are required to pay the maximum Offer Price of Without limiting the generality of this paragraph, the following sections HK$4.74 for each Hong Kong Public Offer Share together with 1% of this Application Form are inapplicable where this form is signed by brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong HKSCC Nominees: Stock Exchange trading fee. If the Offer Price is not agreed between • “Applicants’ declaration” on the first page; the Company, and the Underwriters (themselves or through their • “Warning” on the first page; representative) on or before November 9, 2016, the Global Offering • “If you are a nominee”; will not proceed. • All representations and warranties under the “Effect of completing Applications for Hong Kong Public Offer Shares will not be processed and submitting this Application Form” section, except the first and no allotment of any Hong Kong Public Offer Shares will be made one regarding registration of Hong Kong Public Offer Shares in until the application lists close. the applicant’s name and the signing of documents to enable the The Company expects to announce the fixed offer price, the indication applicant to be registered as the holder of the Hong Kong Public of the level of interest in the International Offering, the level of Offer Shares; applications under the Hong Kong Public Offer and the basis of • “If your application for Hong Kong Public Offer Shares is allocation of the Hong Kong Public Offer on November 14, 2016 in successful (in whole or in part)”; and the South China Morning Post (in English), the Hong Kong Economic • “Refund of your money”. Times (in Chinese), the website of the Hong Kong Stock Exchange at The following sections in the “How to Apply for Hong Kong Public www.hkexnews.hk and the Company’s website at www.dteg.com.cn. Offer Share” section of the Prospectus are inapplicable where this form Results of allocations in Hong Kong Public Offer, and the Hong Kong is signed by HKSCC Nominees Identity Card/passport/Hong Kong business registration numbers of • “How many applications can you make”; and successful applicants (where applicable) will be available on the above • “Circumstances in which you will not be allotted offer shares”. websites.
Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:
- All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Hong Kong Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong Kong Public Offer Shares;
如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
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Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 (在中華人民共和國註冊成立的股份有限公司) 全球發售
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申請條件 • 確認 閣下已接獲及細閱招股章程,提出申 請時也僅依據招股章程載列的資料及陳述,
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甲. 可提出申請的人士 而除招股章程任何補充文件外,不會依賴任 1. 閣下及 閣下為其利益提出申請的人士必須 何其他資料或陳述; 年滿18歲並有香港地址。 • 確認 閣下知悉招股章程內有關全球發售的
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- 如 閣下為商號,申請須以個別成員名義提 限制; 出。 • 同意本公司、聯席全球協調人、承銷商、彼
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- 聯名申請人不得超過四名。 等各自的董事、高級職員、僱員、合夥人、 4. 如 閣下為法人團體,申請須經獲正式授權 代理、顧問及參與全球發售的任何其他人士 人員簽署,並註明其所屬代表身份及蓋上公 現時及日後均毋須對並非載於招股章程(及 司印鑑。 其任何補充文件)的任何資料及陳述負責;
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- 閣下必須身處美國境外,並非美國籍人士 • 承諾及確認 閣下或 閣下為其利益提出申 (定義見美國《證券法》S規例),亦非中國法 請的人士並無申請或接納或表示有意認購 人或自然人。 (亦不會申請或接納或表示有意認購)國際發
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- 除《上市規則》批准外,下列人士概不得申請 售的任何發售股份,也沒有參與國際發售; 認購任何香港公開發售股份: • 同意在本公司、H股證券登記處、收款銀 • 本公司及╱或其任何附屬公司股份的現 行、聯席全球協調人、承銷商及╱或彼等各 有實益擁有人; 自的顧問及代理提出要求時,向彼等披露其
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• 合資格董事; 所要求提供有關 閣下及 閣下為其利益提 • 本公司關連人士或緊隨全球發售完成後 出申請的人士的個人資料; 成為本公司關連人士的人士; • 若如香港境外任何地方的法例適用於 閣下
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• 上述任何人士的聯繫人或緊密聯繫人;或 的申請,則同意及保證 閣下已遵守所有有 • 已獲分配或已申請或表示有意申請國際 關法例,且本公司、聯席全球協調人及承銷 發售的任何發售股份。 商和彼等各自的高級職員或顧問概不會因接 納 閣下的購買要約,或 閣下在招股章程
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乙. 如 閣下為代名人 及本申請表格所載的條款及條件項下的權利 閣下作為代名人可提交超過一份香港公開發售 及責任所引致的任何行動,而違反香港境外 股份申請,方法是:(i)透過中央結算及交收系統 的任何法例;
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(「中央結算系統」)向香港結算發出電子認購指示 • 同意 閣下的申請一經接納,即不得因無意 (如 閣下為中央結算系統參與者);或(ii)使用 的失實陳述而撤銷; 白色 或 黃色 申請表格,以自身名義代表不同的實 • 同意 閣下的申請受香港法例規管; 益擁有人提交超過一份申請。 • 聲明、保證及承諾:(i) 閣下明白香港公開 發售股份不曾亦不會根據美國《證券法》登
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丙. 填交本申請表格的效用 記;及(ii) 閣下及 閣下為其利益申請香港 公開發售股份的人士均身處美國境外(定義
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(如屬聯名申請人,即各人共同及個別)代表 閣 下本身,或作為 閣下代其行事的每位人士的代 見S規例),或屬S規例第902條第(h)(3)段所述 的人士;
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理或代名人: • 保證 閣下提供的資料真實及準確;
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• 承諾促使所有相關文件生效,並指示及授權 • 同意接納所申請數目或根據申請分配予 閣
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本公司及╱或作為本公司代理的聯席全球協 下但數目較少的香港公開發售股份;
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調人(或彼等的代理或代名人),代表 閣下 促使任何文件生效,並為按照組織章程細則 的規定將 閣下獲分配的任何香港公開發售 股份以 閣下名義登記;
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同意遵守香港《公司條例》及組織章程細則;
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確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其 約束;
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僅供識別
如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
• 授權本公司將 閣下的姓名╱名稱列入本公 如 閣下成功申請認購香港公開發售股份(全部或部 司股東名冊,作為 閣下獲分配的任何香港 分) 公開發售股份的持有人,並授權本公司及╱ 如 閣下申請認購1,000,000股或以上香港公開發售 或其代理以普通郵遞方式按申請所示地址 股份, 閣下可於2016年11月14日上午九時正至下 向 閣下或聯名申請的首名申請人發送任何 午一時正,親身前往香港中央證券登記有限公司(地 股票及╱或退款支票,郵誤風險由 閣下承 址為香港灣仔皇后大道東183號合和中心17樓1712– 擔,除非 閣下已符合招股章程內「親身領 1716室)領取股票及╱或退款支票。 取」一節中的條件而親身領取股票及╱或退 如 閣下為個人申請人並合資格親身領取, 閣下不 款支票; 得授權任何其他人士代領。如 閣下為公司申請人 • 聲明及表示此乃本人╱吾等為本身或本人╱ 並合資格派人領取, 閣下的授權代表須攜同蓋上公 吾等為其利益提出申請的人士提出及擬提出 司印鑑的授權書領取。個人申請人及授權代表領取 的唯一申請; 股票時均須出示香港中央證券登記有限公司接納的 • 明白本公司及聯席全球協調人將依據 閣下 身份證明文件。 的聲明及陳述而決定是否向 閣下分配任何 如 閣下並無在指定領取時間內親身領取股票及╱ 香港公開發售股份, 閣下如作出虛假聲 或退款支票,有關股票將會立刻寄往本申請表格所 示地址,郵誤風險由 閣下承擔。 明,可能會被檢控; • (如本申請為 閣下本身的利益提出)保 如 閣下申請認購1,000,000股以下香港公開發售股 份, 閣下的退款支票及╱或股票將於2016年11月 證 閣下或作為 閣下代理的任何人士或任 14日或之前以普通郵遞方式寄往本申請表格所示地 何其他人士不曾亦不會為 閣下的利益以 白 址,郵誤風險由 閣下承擔。 色 或 黃色 申請表格或向香港結算或 白表eIPO 服務供應商發出電子認購指示而提出其他申 退回款項 請;及 若 閣下未獲分配任何香港公開發售股份或申請僅 • (如 閣下作為代理為另一人士的利益提出 部分獲接納,本公司將不計利息退回 閣下的申請 申請)保證(i) 閣下(作為代理或為該人士利 股款(包括相關的1%經紀佣金、0.0027%證監會交易 益)或該人士或任何其他作為該人士代理的 徵費及0.005%香港聯交所交易費)。如最終發售價低 人士不曾亦不會以 白色 或 黃色 申請表格或向 於最高發售價,本公司將不計利息退回多收申請股 款(包括相關的1%經紀佣金、0.0027%證監會交易徵 香港結算發出電子認購指示而提出其他申 費及0.005%香港聯交所交易費)。 請;及(ii) 閣下獲正式授權作為該人士的代 有關退款程序載於招股章程「如何申請香港公開發售 理代為簽署本表格或發出電子認購指示。 股份」一節「發送╱領取股票及退回股款」一段。 丁. 授權書 香港中央結算(代理人)有限公司(「香港結算代理 如 閣下透過授權人士提出申請,本公司及聯席 人」)提出的申請 全球協調人可按其認為合適的條件(包括出示獲 如本申請表格由香港結算代理人代表發出電子認購 授權證明)酌情接納或拒絕 閣下的申請。 指示申請香港公開發售股份的人士簽署,本申請表 格與招股章程不符的條文將不適用,且以招股章程 釐定發售價及香港公開發售股份的分配 所述者為準。 預期發售價於2016年11月8日或前後釐定。申請人 在不限制此段一般應用的前提下,本申請表格的以 須繳付每股香港公開發售股份4.74港元的最高發售 下部分在香港結算代理人作簽署人的情況下並不適 用: 價,另加1%經紀佣金、0.0027%證監會交易徵費及 • 第一頁的「申請人聲明」; 0.005%香港聯交所交易費。倘若本公司與承銷商(彼 • 第一頁的「警告」; 等或透過其代表)並無於2016年11月9日或之前協定 • 「如 閣下為代名人」; 發售價,全球發售將不會進行。 • 「填交本申請表格的效用」一節項下的所有陳述及 截止登記認購申請前,概不處理香港公開發售股份 保證,惟首項有關以申請人名義登記香港公開發 的申請或配發任何香港公開發售股份。 售股份及簽署使申請人登記成為香港公開發售股 本公司預期於 2016 年 11 月 14 日在南華早報(英 份持有人的文件除外; 文)、香港經濟日報(中文)、香港聯交所網站 • 「如 閣下成功申請認購香港公開發售股份(全部 www.hkexnews.hk及本公司網站www.dteg.com.cn公佈 或部分)」; 固定發售價、國際發售踴躍程度、香港公開發售認 • 「退回款項」。 購水平及香港公開發售分配基準。香港公開發售的 招股章程「如何申請香港公開發售股份」一節的以下 分配結果以及成功申請人的香港身份證╱護照╱香 部分在香港結算代理人作簽署人的情況下並不適 港商業登記號碼(如適用)亦同於上述網站公佈。 用:
如本申請表格由香港結算代理人代表發出電子認購 指示申請香港公開發售股份的人士簽署,本申請表 格與招股章程不符的條文將不適用,且以招股章程 所述者為準。 在不限制此段一般應用的前提下,本申請表格的以 下部分在香港結算代理人作簽署人的情況下並不適 用:
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「閣下可提交的申請數目」;及
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「閣下不獲配發發售股份的情況」。
Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name
3. Transfer of personal data Personal data held by the Company and its H Share Registrar relating to the securities holders will be kept confidential but the Company and its H Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the confidential but the Company and its H Share Registrar applicant for, and holder of, Hong Kong Public Offer Shares, may, to the extent necessary for achieving any of the of the policies and practices of the Company and its H Share above purposes, disclose, obtain or transfer (whether Registrar in relation to personal data and the Personal Data within or outside Hong Kong) the personal data to, from (Privacy) Ordinance (Chapter 486 of the Laws of Hong or with any of the following: Kong) (the “Ordinance”). • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal 1. Reasons for the collection of your personal data share registrar; It is necessary for applicants and registered holders of • where applicants for securities request a deposit into securities to supply correct personal data to the Company CCASS, HKSCC or HKSCC Nominees, who will or its agents and the H Share Registrar when applying use the personal data for the purposes of operating for securities or transferring securities into or out of CCASS; their names or in procuring the services of the H Share • any agents, contractors or third-party service providers Registrar. who offer administrative, telecommunications, Failure to supply the requested data may result in your computer, payment or other services to the Company application for securities being rejected, or in delay or or the H Share Registrar in connection with their the inability of the Company or its H Share Registrar to respective business operation; effect transfers or otherwise render their services. It may • the Hong Kong Stock Exchange, the SFC and any also prevent or delay registration or transfers of the Hong other statutory regulatory or governmental bodies or Kong Public Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/ otherwise as required by laws, rules or regulations; or refund cheque(s) to which you are entitled. and It is important that securities holders inform the • any persons or institutions with which the securities’ Company and the H Share Registrar immediately of any holders have or propose to have dealings, such as inaccuracies in the personal data supplied. their bankers, solicitors, accountants or stockbrokers etc. 2. Purposes The personal data of the securities holders may be used, 4. Retention of personal data held, processed, and/or stored (by whatever means) for The Company and its H Share Registrar will keep the the following purposes: personal data of the applicants and holders of securities • processing your application and refund cheque, for as long as necessary to fulfil the purposes for which where applicable, verification of compliance with the personal data were collected. Personal data which the terms and application procedures set out in is no longer required will be destroyed or dealt with in this Application Form and the Prospectus and accordance with the Ordinance. announcing results of allocation of the Hong Kong Public Offer Shares; 5. Access to and correction of personal data • compliance with applicable laws and regulations in Securities holders have the right to ascertain whether the Hong Kong and elsewhere; Company or the H Share Registrar hold their personal • registering new issues or transfers into or out of data, to obtain a copy of that data, and to correct any the names of securities’ holders including, where data that is inaccurate. The Company and the H Share applicable, HKSCC Nominees; • maintaining or updating the register of securities’ Registrar have the right to charge a reasonable fee for the processing of such requests. holders of the Company; • verifying securities holders’ identities; All requests for access to data or correction of data • establishing benefit entitlements of securities’ should be addressed to us, at our registered address holders of the Company, such as dividends, rights disclosed in the “Corporate Information” section of issues, bonus issues, etc.; the Prospectus or as notified from time to time, for • distributing communications from the Company and the attention of the company secretary, or our H Share its subsidiaries; Registrar for the attention of the privacy compliance • compiling statistical information and securities’ officer. holder profiles; • disclosing relevant information to facilitate claims By signing an Application Form or by giving electronic on entitlements; and application instructions to HKSCC, you agree to all of the • any other incidental or associated purposes relating above. to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格
個人資料
3. 轉交個人資料
本公司及其H股證券登記處所持有關證券持有人 的個人資料將會保密,但本公司及其H股證券 登記處可以在為達到上述任何目的之必要情況 下,向下列任何人士披露,獲取或轉交(無論在 香港境內或境外)有關個人資料:
個人資料收集聲明
此項個人資料收集聲明是向香港公開發售股份的申 請人和持有人說明有關本公司及其H股證券登記處 有關個人資料和香港法例第486章《個人資料(私隱) 條例》(「《條例》」)方面的政策和慣例。(「《條例》」)方面的政策和慣例。
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條例》(「《條例》」)方面的政策和慣例。(「《條例》」)方面的政策和慣例。 • 本公司委任的代理人,例如財務顧問、收款 銀行和主要海外股份過戶登記處;
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收集 閣下個人資料的原因 • (如證券申請人要求將證券存於中央結算系 證券申請人及登記持有人以本身名義申請證券 統)香港結算或香港結算代理人;彼等將會 或轉讓或受讓證券時或尋求H股證券登記處的服 就中央結算系統的運作使用有關個人資料; 務時,必須向本公司或其代理人及H股證券登記 • 向本公司或H股證券登記處提供與其各自業 處提供準確個人資料。 務營運有關的行政、電訊、電腦、付款或其 未能提供所要求的資料可能導致 閣下申請證 他服務的任何代理人、承包商或第三方服務 券被拒或延遲,或本公司或其H股證券登記處無 供應商; 法落實轉讓或提供服務。此舉也可能妨礙或延 • 香港聯交所、證監會及任何其他法定監管機 遲登記或轉讓 閣下成功申請的香港公開發售 關或政府部門或遵照其他法例、規則或法 股份及╱或寄發 閣下應得的股票及╱或退款 規;及 支票。 • 證券持有人與其進行或擬進行交易的任何人 證券持有人所提供的個人資料如有任何錯誤, 士或機構,例如彼等的銀行、律師、會計師 須立即通知本公司及H股證券登記處。 或股票經紀等。 目的 4. 個人資料的保留 證券持有人的個人資料可被採用及以任何方式 本公司及其H股證券登記處將按收集個人資料 持有,處理及╱或保存,以作下列用途: 所需的用途保留證券申請人及持有人的個人資 • 處理 閣下的申請及退款支票(如適用)、核 料。無需保留的個人資料將會根據條例銷毀或 實是否符合本申請表格及招股章程載列的條 處理。 款和申請程序以及公佈香港公開發售股份的 分配結果; 5. 查閱和更正個人資料
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• 遵守香港及其他地區的適用法律及法規; 證券持有人有權確定本公司或H股證券登記處是 • 以證券持有人(包括香港結算代理人(如適 否持有其個人資料,並有權索取有關該資料的 用))的名義登記新發行證券或轉讓或受讓證 副本並更正任何不準確資料。本公司和H股證券 券; 登記處有權就處理任何查閱資料的要求收取合
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• 存置或更新本公司證券持有人的名冊; 理費用。 • 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程 • 確定本公司證券持有人的受益權利,例如股 「公司資料」一節所披露或不時通知的本公司註 息、供股和紅股等; 冊地址送交公司秘書,或向本公司的H股證券登
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• 分發本公司及其附屬公司的通訊; 記處的私隱事務主任提出。 • 編製統計數據和證券持有人資料; • 披露有關資料以便就權益索償;及 閣下簽署申請表格或向香港結算發出電子認購指 • 與上述有關的任何其他附帶或相關目的及╱ 示,即表示同意上述各項。 或使本公司及H股證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱ 或 證券持有人不時同意的任何其他目的。
1. 收集 閣下個人資料的原因
2. 目的
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