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Datang Environment Industry Group Co., Ltd. Share Issue/Capital Change 2016

Nov 2, 2016

49815_rns_2016-11-02_8fb8402d-e754-4968-a201-d1afa1dffcf7.pdf

Share Issue/Capital Change

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Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記 將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 This Application Form uses the same terms as defined in the prospectus of Datang Environment Industry Group Co., Ltd. (the “Company”) Staple your dated November 3, 2016 (the “Prospectus”).本申請表格使用大唐環境產業集團股份有限公司（「本公司」）於2016年11月3日刊發的招股章程（「招股章程」）所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public here Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港公開發售股份。若無根據美國《證券法》登記 緊訂在此 或豁免登記，香港公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論 全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件已按《公司﹙清盤及雜項 條文﹚條例》第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「香港聯交 所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的 內容概不負責。 Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 (A joint stock company incorporated in the People’s Republic of China with limited liability) （在中華人民共和國註冊成立的股份有限公司） Stock code : 1272 股份代號 : 1272 Maximum Offer Price : HK$4.74 per Hong Kong Public Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港公開發售股份4.74港元，另加1.0%經紀佣 金、0.0027%證監會交易徵費及0.005%香港聯交所 交易費（申請時以港元悉數支付，可予以退款） You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 一 。 招股章程尚有其他關於申請程序的其他資料，本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Datang Environment Industry Group Co., Ltd. 致：大唐環境產業集團股份有限公司 Sole Sponsor 獨家保薦人 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 The Hong Kong Underwriters 香港承銷商 Applicants’ declaration ’ declaration declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程的條款及條 application procedures in this Application Form 件以及申請程序。見本申請表格「填交本申請表格的 and the Prospectus. Please refer to the “Effect of 效用」一節。 completing and submitting this Application Form” section of this Application Form.

Applicants’ declaration ’ declaration declaration

一 警告：任何人士只限作出 次為其利益而進行的認 。 一 購申請 請參閱「填交本申請表格的效用」 節最後 。 四點

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of the “Effect of completing and submitting this Application Form” section.

  • 僅供識別

  • For identification purpose only

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記 將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

Signed by (all) applicant(s)(all joint applicants must sign): For Broker use 此欄供經紀填 Lodged by 遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）: Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期： / / D日 M月 Y年 Number of Hong Kong Public Offer Shares applied for (not more than 27,000,000 shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請香港公開發售股份數目(不超過27,000,000股股份） Name of bank on which cheque/Banker’s cashier order is drawn (see “How to Total amount 總額 make your application” section) 兌現支票╱銀行本票的銀行名稱（見「申請手 續」一節） HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登 記號碼（請刪除不適用者） Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱（如有） of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人 的香港身份證號碼╱護照號碼╱香港商業登記號碼（ 請刪除不適用者） 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香 港地址（以英文填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if THIS BOX MUST BE DULY COMPLETED you do not complete this section. Please provide an account number or 必須填妥此欄 identification code for each (joint) beneficial owner. 由代名人遞交：代名 人若不填寫本節，是項認購申請將視作為 閣下利益提出。請填寫 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與 每名（聯名）實益擁有人的賬戶號碼或識別編碼。 者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong For designated CCASS Participant or Corporate CCASS Investor Participant, Kong in BLOCK letters 請用英文 正楷 填寫 姓名╱名稱 及香港 地址 ) please also affix the company chop bearing its company name 指定的中央結算 系統參與者或中央結算系統公司投資者戶口持有人，請加蓋顯示公司名 稱的公司印鑑

（See paragraph 2 in the section “How to make your application”） （請參閱「申請手續」一節第2段）

For Internal use 此欄供內部使用

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記 將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央 結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士）或香 港商業登記號碼（如屬法人團體）；請參閱「申請手續」一節第2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬個別 人士，必須填寫 閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身份證號碼，否 則請填寫護照號碼）；如屬法人團體，請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款，退款支票上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身 份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性，亦會轉交第三方作資料核 實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司，而： • 該公司主要從事證券買賣業務；及 • 閣下對該公司可行使法定控制權， 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法人團 體）其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1.
2.
3.
 Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public
Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Public Offer Shares
applied for
Amount payable
on application
(HK$)
 No. of Hong Kong
Public Offer Shares
applied for
Amount payable
on application
(HK$)
 No. of Hong Kong
Public Offer Shares
applied for
Amount payable
on application
(HK$)
1,000
4,787.77
2,000
9,575.53
3,000
14,363.29
4,000
19,151.06
5,000
23,938.83
6,000
28,726.59
7,000
33,514.36
8,000
38,302.12
9,000
43,089.88
10,000
47,877.65
15,000
71,816.48
20,000
95,755.30
25,000
119,694.13
30,000
143,632.95
 35,000
167,571.78
40,000
191,510.60
45,000
215,449.43
50,000
239,388.25
60,000
287,265.90
70,000
335,143.55
80,000
383,021.20
90,000
430,898.85
100,000
478,776.50
200,000
957,553.00
300,000
1,436,329.49
400,000
1,915,105.99
500,000
2,393,882.49
600,000
2,872,658.99
樣		 700,000
3,351,435.49
800,000
3,830,211.98
900,000
4,308,988.48
1,000,000
4,787,764.98
2,000,000
9,575,529.96
3,000,000
14,363,294.94
4,000,000
19,151,059.92
5,000,000
23,938,824.90
6,000,000
28,726,589.88
7,000,000
33,514,354.86
8,000,000
38,302,119.84
9,000,000
43,089,884.82
10,000,000
47,877,649.80
15,000,000
71,816,474.70
20,000,000
95,755,299.60
27,000,000(1)
129,269,654.46
板
(1)
Maximum number of Hong Kong Public Offer Shares you may apply for.
You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the
Application Form. Only written signatures will be accepted (and not by way of personal chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
•
the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and
insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
•
the form must contain your NAME and Hong Kong I.D. Card number;
•
your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
•
the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint
investor participants;
•
your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
•
the form must contain your company NAME and Hong Kong Business Registration number;
•
your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its
company name or other similar matters may render your application invalid.
Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be
accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your
cheque or banker’s cashier order does not meet all the following requirements:
Sample
The cheque must:
 Banker’s cashier order must:
•
be in Hong Kong dollars;
•
not be post-dated;
•
be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – DATANG ENVIRONMENT
PUBLIC OFFER”;
•
be crossed “Account Payee Only”;
•
be drawn on your Hong Kong dollar bank account in Hong
Kong; and
•
show your account name, which must either be pre-printed
on the cheque, or be endorsed on the back by a person
authorised by the bank. This account name must correspond
with your name. If it is a joint application, the account
name must be the same as the first-named applicant’s name.		 •
be issued by a licensed bank in Hong Kong, and have
your name certified on the back by a person authorised
by the bank. The name on the banker’s cashier order
must correspond with your name. If it is a joint
application, the name on the back of the banker’s cashier
order must be the same as the first-named applicant’s
name.

• the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited District Branch name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road Sheung Wan Branch Shop 1–4, G/F, Tung Hip Commercial Building, 244–248 Des Voeux Road Central North Point (King's Centre) Branch 193–209 King's Road, North Point Chai Wan Branch Block B, Walton Estate, 341–343 Chai Wan Road, Chai Wan Kowloon Mong Kok Branch 589 Nathan Road, Mong Kok Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Lam Tin Branch Shop 12, 49 Kai Tin Road, Lam Tin New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan Kau Yuk Road Branch 18–24 Kau Yuk Road, Yuen Long Ma On Shan Plaza Branch Shop 2103, Level 2, Ma On Shan Plaza, Sai Sha Road, Ma On Shan Wing Lung Bank Limited District Branch name Address Hong Kong Island Head Office 45 Des Voeux Road Central Johnston Road Branch 118 Johnston Road Kennedy Town Branch 28 Catchick Street Kowloon Mongkok Branch B/F Wing Lung Bank Centre, 636 Nathan Road Tsim Sha Tsui Branch 4 Carnarvon Road San Po Kong Branch 8 Shung Ling Street New Territories Tsuen Wan Branch 251 Sha Tsui Road 5. Your Application Form can be lodged at these times: — Thursday, November 3, 2016 9:00 a.m. to 5:00 p.m. — Friday, November 4, 2016 9:00 a.m. to 5:00 p.m. — Saturday, November 5, 2016 9:00 a.m. to 1:00 p.m. — Monday, November 7, 2016 9:00 a.m. to 5:00 p.m. Tuesday, November 8, 2016 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, November 8, 2016. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for Hong Kong Public Offer Shares” section of the Prospectus.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的 其中一個數目，否則不受理。

2.
3.
 可供申請認購的香港公開發售股份數目及應繳款項
 可供申請認購的香港公開發售股份數目及應繳款項
 可供申請認購的香港公開發售股份數目及應繳款項
 可供申請認購的香港公開發售股份數目及應繳款項
申請認購的
申請時
香港公開發售
應繳款項
股份數目
（港元）
 申請認購的
申請時
香港公開發售
應繳款項
股份數目
（港元）
 申請認購的
申請時
香港公開發售
應繳款項
股份數目
（港元）
1,000
4,787.77
2,000
9,575.53
3,000
14,363.29
4,000
19,151.06
5,000
23,938.83
6,000
28,726.59
7,000
33,514.36
8,000
38,302.12
9,000
43,089.88
10,000
47,877.65
15,000
71,816.48
20,000
95,755.30
25,000
119,694.13
30,000
143,632.95
 35,000
167,571.78
40,000
191,510.60
45,000
215,449.43
50,000
239,388.25
60,000
287,265.90
70,000
335,143.55
80,000
383,021.20
90,000
430,898.85
100,000
478,776.50
200,000
957,553.00
300,000
1,436,329.49
400,000
1,915,105.99
500,000
2,393,882.49
600,000
2,872,658.99
e樣		 700,000
3,351,435.49
800,000
3,830,211.98
900,000
4,308,988.48
1,000,000
4,787,764.98
2,000,000
9,575,529.96
3,000,000
14,363,294.94
4,000,000
19,151,059.92
5,000,000
23,938,824.90
6,000,000
28,726,589.88
7,000,000
33,514,354.86
8,000,000
38,302,119.84
9,000,000
43,089,884.82
10,000,000
47,877,649.80
15,000,000
71,816,474.70
20,000,000
95,755,299.60
27,000,000(1)
129,269,654.46
板
(1)
閣下可申請認購的香港公開發售股份最高數目。
閣下作為申請人，必須按照下列指示以英文填妥表格，並於申請表格次頁簽署，只接納親筆簽名（不得以個人印
章代替）。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：
•
該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫參與者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有 閣下的姓名和香港身份證號碼；
•
須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；
•
須在適當方格內填寫 閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有 閣下的公司名稱和香港商業登記號碼；
•
須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。
中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）或其他類似事項如有不確或遺漏，
均可能導致申請無效。
閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一張獨立開出銀行本
票。支票或銀行本票必須符合以下所有規定，否則有關的認購申請不獲接納：
Sampl
支票必須：
 銀行本票必須：
•
為港元；
•
不得為期票；
•
註明抬頭人為「中國銀行（香港）代理人有限公司 — 大唐環境公開發售」；
•
劃線註明「只准入抬頭人賬戶」；
•
從 閣下在香港的港元銀行賬戶中開出；及
•
顯示 閣下的賬戶名稱，而該賬戶名稱必須已預
印在支票上，或由有關銀行授權的人士在支票背
書。賬戶名稱必須與 閣下姓名╱名稱相同。如
屬聯名申請，該賬戶名稱必須與排名首位申請人
的姓名╱名稱相同。		 •
須由香港持牌銀行開出，並由有關銀行授權的
人士在銀行本票背面簽署核證 閣下姓名╱名
稱。銀行本票所示姓名╱名稱必須與 閣下姓
名╱名稱相同。如屬聯名申請，銀行本票背面
所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

  1. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家分行特設 的收集箱： 中國銀行（香港）有限公司 地區 分行 地址 港島區 中銀大廈分行 花園道1號3樓 上環分行 德輔道中244–248號東協商業大廈地下1–4號舖 北角英皇中心分行 北角英皇道193–209號 柴灣分行 柴灣道341–343號宏德居B座 九龍區 旺角分行 旺角彌敦道589號 黃埔花園分行 紅磡黃埔花園第一期商場G8B號 藍田分行 藍田啟田道49號12號舖 新界區 荃新天地分行 荃灣楊屋道1號荃新天地地下65號舖 教育路分行 元朗教育路18–24號 馬鞍山廣場分行 馬鞍山西沙路馬鞍山廣場L2層2103號 永隆銀行有限公司 地區 分行 地址 港島區 總行 德輔道中45號 莊士敦道分行 莊士敦道118號 堅尼地城分行 吉席街28號 九龍區 旺角分行 彌敦道636號永隆銀行中心地庫 尖沙咀分行 加拿分道4號 新蒲崗分行 崇齡街8號 新界區 荃灣分行 沙咀道251號 5. 閣下可於下列時間遞交申請表格： 2016年11月3日（星期四）— 上午九時正至下午五時正 2016年11月4日（星期五）— 上午九時正至下午五時正 2016年11月5日（星期六）— 上午九時正至下午一時正 2016年11月7日（星期一）— 上午九時正至下午五時正 2016年11月8日（星期二）— 上午九時正至中午十二時正 6. 截止遞交申請的時間為2016年11月8日中午十二時正。本公司將於當日上午十一時四十五分至中午十二 時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見招股章程「如何申請香港 公開發售股份」一節「惡劣天氣對辦理申請登記的影響」）。

  2. 閣下可於下列時間遞交申請表格：

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 (A joint stock company incorporated in the People’s Republic of China with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you have received and read the Prospectus and have only relied on the information and representations A. Who can apply contained in the Prospectus in making your application and 1. You and any person(s) for whose benefit you are applying will not rely on any other information or representations must be 18 years of age or older and must have a Hong except those in any supplement to the Prospectus; Kong address. • confirm that you are aware of the restrictions on the Global 2. If you are a firm, the application must be in the individual Offering in the prospectus; members’ names. • agree that none of the Company, the Joint Global 3. The number of joint applicants may not exceed 4. Coordinators, the Underwriters, their respective directors, 4. If you are a body corporate, the application must be officers, employees, partners, agents, advisers and any signed by a duly authorised officer, who must state his other parties involved in the Global Offering is or will be representative capacity, and stamped with your corporation’s liable for any information and representations not in the chop. Prospectus (and any supplement to it); 5. You must be outside the United States, not be a United • undertake and confirm that you or the person(s) for whose States Person (as defined in Regulation S under the U.S. benefit you have made the application have not applied for Securities Act) and not be a legal or natural person of the or taken up, or indicated an interest for, and will not apply PRC. for or take up, or indicate an interest for, any Offer Shares 6. Unless permitted by the Listing Rules, you cannot apply for under the International Offering nor participated in the any Hong Kong Public Offer Shares if you are: International Offering; • an existing beneficial owner of shares in the Company • agree to disclose to the Company, our H Share Registrar, and/or any of its subsidiaries; receiving banks, the Joint Global Coordinators, the • an Eligible Director; Underwriters and/or their respective advisers and agents any • a connected person of the Company or will become a personal data which they may require about you and the connected person of the Company immediately upon person(s) for whose benefit you have made the application; completion of the Global Offering; • if the laws of any place outside Hong Kong apply to your • an associate or close associate of any of the above; or application, agree and warrant that you have complied • have been allocated or have applied for or indicated with all such laws and none of the Company, the Joint an interest in any Offer Shares under the International Global Coordinators and the Underwriters nor any of their Offering. respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer B. If you are a nominee to purchase, or any action arising from your rights and You, as a nominee, may make more than one application for obligations under the terms and conditions contained in the the Hong Kong Public Offer Shares by: (i) giving electronic Prospectus and this Application Form; instructions to HKSCC via Central Clearing and Settlement • agree that once your application has been accepted, you System (“CCASS”) (if you are a CCASS Participant); or (ii) may not rescind it because of an innocent misrepresentation; using a WHITE or YELLOW Application Form, and lodge • agree that your application will be governed by the laws of more than one application in your own name on behalf of Hong Kong; different beneficial owners. • represent, warrant and undertake that (i) you understand C. Effect of completing and submitting this Application Form that the Hong Kong Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) By completing and submitting this Application Form, you (and you and any person for whose benefit you are applying for if you are joint applicants, each of you jointly and severally) for the Hong Kong Public Offer Shares are outside the United yourself or as an agent or a nominee on behalf of each person for States (as defined in Regulation S) or are a person described whom you act: • undertake to execute all relevant documents and instruct and in paragraph (h)(3) of Rule 902 of Regulation S; • warrant that the information you have provided is true and authorise the Company and/or the Joint Global Coordinators (or their agents or nominees), as agents of the Company, to accurate; • agree to accept the Hong Kong Public Offer Shares applied for, execute any documents for you and to do on your behalf all or any lesser number allocated to you under the application; things necessary to register any Hong Kong Public Offer • authorise the Company to place the name of the HKSCC Shares allocated to you in the name of HKSCC Nominees as Nominees on the Company’s register of members as the required by the Articles of Association;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have fulfilled the criteria mentioned in “Personal Collection” section in the Prospectus to collect refund cheque(s) in person;

  • agree to comply with the Hong Kong Companies Ordinance and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

* For identification purposes only

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Applications for Hong Kong Public Offer Shares will not be processed and no allotment of any Hong Kong Public Offer Shares will be made until the application lists close.

  • agree that the shares to be allotted shall be issued in the Applications for Hong Kong Public Offer Shares will not be processed name of HKSCC Nominees and deposited directly into and no allotment of any Hong Kong Public Offer Shares will be made CCASS for credit to your investor participant stock account until the application lists close. or the stock account of your designated CCASS Participant; The Company expects to announce the fixed offer price, the indication

  • • agree that each of HKSCC and HKSCC Nominees reserves of the level of interest in the International Offering, the level of the right (1) not to accept any or part of such allotted shares applications under the Hong Kong Public Offer and the basis of issued in the name of HKSCC Nominees or not to accept allocation of the Hong Kong Public Offer on November 14, 2016 in such allotted shares for deposit into CCASS; (2) to cause the South China Morning Post (in English) and in the Hong Kong such allotted shares to be withdrawn from CCASS and Economic Times (in Chinese), the website of the Hong Kong Stock issued in your name at your own risk and costs; and (3) to Exchange at www.hkexnews.hk and the Company’s website at and the Company’s website at cause such allotted shares to be issued in your name (or, if www.dteg.com.cn. Results of allocations in Hong Kong Public Offer, m.cn. Results of allocations in Hong Kong Public Offer, .cn. Results of allocations in Hong Kong Public Offer, n. Results of allocations in Hong Kong Public Offer, . Results of allocations in Hong Kong Public Offer, Results of allocations in Hong Kong Public Offer, you are a joint applicant, to the first-named applicant) and in and the Hong Kong Identity Card/passport/Hong Kong business such a case, to post the certificates for such allotted shares registration numbers of successful applicants (where applicable) will at your own risk to the address on your application form be available on the above websites. by ordinary post or to make available the same for your collection; If your application for Hong Kong Public Offer Shares is

  • • agree that each of HKSCC and HKSCC Nominees may successful (in whole or in part) adjust the number of allotted shares issued in the name of If your application is wholly or partially successful, your Share HKSCC Nominees; certificate(s) (subject to their becoming valid certificates of

  • • agree that neither HKSCC nor HKSCC Nominees shall title provided that the Hong Kong Public Offering has become have any liability for the information and representations unconditional and not having been terminated at 8:00 a.m. (Hong not so contained in the Prospectus and this application form; Kong time) on November 15, 2016) will be issued in the name of

  • • agree that neither HKSCC nor HKSCC Nominees shall be HKSCC Nominees and deposited directly into CCASS for credit to liable to you in any way; your CCASS Investor Participant stock account or the stock account

  • • declare and represent that this is the only application made of your designated CCASS Participant as instructed by you in and the only application intended by me/us to be made to your Application Form on November 14, 2016 or, in the event of a benefit me/us or the person for whose benefit I am/we are contingency, on any other date as shall be determined by HKSCC or applying; HKSCC Nominees.

  • • understand that the Company and the Joint Global • If you are applying through a designated CCASS Participant Coordinators will rely on your declarations and (other than a CCASS Investor Participant): For Hong Kong representations in deciding whether or not to make any Public Offer Shares credited to the stock account of your allotment of any of the Hong Kong Public Offer Shares designated CCASS Participant (other than a CCASS Investor to you and that you may be prosecuted for making a false Participant), you can check the number of Hong Kong Public declaration; Offer Shares allotted to you with that CCASS Participant.

  • • (if the application is made for your own benefit) warrant • If you are applying as a CCASS Investor Participant: The that no other application has been or will be made for your Company expects to publish the results of CCASS Investor benefit on a WHITE or YELLOW Application Form or by Participants’ applications together with the results of the Hong giving electronic application instructions to HKSCC or to Kong Public Offering in the South China Morning Post (in the White Form eIPO Service Provider by you or by any English) and in the Hong Kong Economic Times (in Chinese) one as your agent or by any other person; and on November 14, 2016. You should check the announcement

  • • (if you are making the application as an agent for the benefit published by the Company and report any discrepancies to of another person) warrant that (i) no other application HKSCC before 5:00 p.m. on November 14, 2016 or such other has been or will be made by you as agent for or for the date as shall be determined by HKSCC or HKSCC Nominees. benefit of that person or by that person or by any other Immediately after the credit of the Hong Kong Public Offer person as agent for that person on a WHITE or YELLOW Shares to your stock account you can check your new account Application Form or by giving electronic application balance via the CCASS Phone System and CCASS Internet instructions to HKSCC; and (ii) you have due authority to System (under the procedures contained in HKSCC’s “An sign the Application Form or give electronic application Operating Guide for Investor Participants” in effect from time instructions on behalf of that other person as their agent. to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong Public Offer

  • D. Power of attorney Shares credited to your stock account. If your application is made through an authorised attorney, the No receipt will be issued for application money paid. The Company Company and the Joint Global Coordinators may accept or reject will not issue temporary documents of title. your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority. Refund of your money If you do not receive any Hong Kong Public Offer Shares or if your

  • Determination of Offer Price and Allocation of Hong Kong Public application is accepted only in part, the Company will refund to you Offer Shares

The Company expects to announce the fixed offer price, the indication of the level of interest in the International Offering, the level of applications under the Hong Kong Public Offer and the basis of allocation of the Hong Kong Public Offer on November 14, 2016 in the South China Morning Post (in English) and in the Hong Kong Economic Times (in Chinese), the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at and the Company’s website at www.dteg.com.cn. Results of allocations in Hong Kong Public Offer, m.cn. Results of allocations in Hong Kong Public Offer, .cn. Results of allocations in Hong Kong Public Offer, n. Results of allocations in Hong Kong Public Offer, . Results of allocations in Hong Kong Public Offer, Results of allocations in Hong Kong Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

If your application for Hong Kong Public Offer Shares is successful (in whole or in part) If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Hong Kong Public Offering has become unconditional and not having been terminated at 8:00 a.m. (Hong Kong time) on November 15, 2016) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on November 14, 2016 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees. • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Hong Kong Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Hong Kong Public Offer Shares allotted to you with that CCASS Participant. • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong Kong Public Offering in the South China Morning Post (in English) and in the Hong Kong Economic Times (in Chinese) on November 14, 2016. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on November 14, 2016 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Hong Kong Public Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Hong Kong Public Offer Shares credited to your stock account.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

If you do not receive any Hong Kong Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the offer price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. The refund procedures are stated in the “Despatch/Collection of share certificates and refund monies” in the “How to Apply for Hong Kong Public Offer Shares” section of the Prospectus.

The Offer Price is expected to be fixed on or around November 8, 2016. Applicants are required to pay the maximum Offer Price of HK$4.74 for each Hong Kong Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company, and the Underwriters (themselves or through their representative) on or before November 9, 2016, the Global Offering will not proceed.

  • 如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 Datang Environment Industry Group Co., Ltd.* 大唐環境產業集團股份有限公司 （在中華人民共和國註冊成立的股份有限公司） 全球發售

  • 申請條件 • 確認 閣下已接獲及細閱招股章程，提出申請時 也僅依據招股章程載列的資料及陳述，而除招股

  • 甲. 可提出申請的人士 章程任何補充文件外，不會依賴任何其他資料或 1. 閣下及 閣下為其利益提出申請的人士必須年滿 陳述； 18歲並有香港地址。 • 確認 閣下知悉招股章程內有關全球發售的限

    1. 如 閣下為商號，申請須以個別成員名義提出。 制； 3. 聯名申請人不得超過四名。 • 同意本公司、聯席全球協調人、承銷商、彼等各 自的董事、高級職員、僱員、合夥人、代理、顧
    1. 如 閣下為法人團體，申請須經獲正式授權人員 問及參與全球發售的任何其他人士現時及日後均

  • 簽署，並註明其所屬代表身份及蓋上公司印鑑。 毋須對並非載於招股章程（及其任何補充文件）的

    1. 閣下必須身處美國境外，並非美國籍人士（定義見 任何資料及陳述負責；

  • 美國《證券法》S規例），亦非中國法人或自然人。 • 承諾及確認 閣下或 閣下為其利益提出申請的

    1. 除《上市規則》批准外，下列人士概不得申請認購 人士並無申請或接納或表示有意認購（亦不會申

  • 任何香港公開發售股份： 請或接納或表示有意認購）國際發售的任何發售

  • • 本公司及╱或其任何附屬公司股份的現有實 股份，也沒有參與國際發售；

  • 益擁有人； • 同意在本公司、H股證券登記處、收款銀行、聯

  • • 合資格董事； 席全球協調人、承銷商及╱或彼等各自的顧問及

  • • 本公司關連人士或緊隨全球發售完成後成為 代理提出要求時，向彼等披露其所要求提供有

  • 本公司關連人士的人士； 關 閣下及 閣下為其利益提出申請的人士的個

  • • 上述任何人士的聯繫人或緊密聯繫人；或 人資料； • 已獲分配或已申請或表示有意申請國際發售 • 若香港境外任何地方的法例適用於 閣下的申 的任何發售股份。 請，則同意及保證 閣下已遵守所有有關法例， 且本公司、聯席全球協調人及承銷商和彼等各自

  • 乙. 如 閣下為代名人 的高級職員或顧問概不會因接納 閣下的購買要 閣下作為代名人可提交超過一份香港公開發售股份 約，或 閣下在招股章程及本申請表格所載的條 申請，方法是：(i)透過中央結算及交收系統（「中央結 款及條件項下的權利及責任所引致的任何行動， 算系統」）向香港結算發出電子認購指示（如 閣下為 而違反香港境外的任何法例； 中央結算系統參與者）；或(ii)使用 白色 或 黃色 申請表 • 同意 閣下的申請一經接納，即不得因無意的失 格以自身名義代表不同的實益擁有人提交超過一份申 實陳述而撤銷； • 同意 閣下的申請受香港法例規管；

  • 請。 • 聲明、保證及承諾：(i) 閣下明白香港公開發 售股份不曾亦不會根據美國《證券法》登記；及

  • 丙. 填交本申請表格的效用 (ii) 閣下及 閣下為其利益申請香港公開發售股

  • 閣下填妥並遞交本申請表格，即表示 閣下（如屬聯 份的人士均身處美國境外（定義見S規例），或屬S

  • 名申請人，即各人共同及個別）代表 閣下本身，或 規例第902條第(h)(3)段所述的人士；

  • 作為 閣下代其行事的每位人士的代理或代名人： • 保證 閣下提供的資料真實及準確；

  • • 承諾促使所有相關文件生效，並指示及授權本公 • 同意接納所申請數目或根據申請分配予 閣下但

  • 司及╱或作為本公司代理的聯席全球協調人（或 數目較少的香港公開發售股份；

  • 彼等的代理或代名人），代表 閣下促使任何文 • 授權本公司將香港結算代理人的名稱列入本公司

  • 件生效，並為按照組織章程細則的規定將 閣下 股東名冊，作為 閣下獲分配的任何香港公開

  • 獲分配的任何香港公開發售股份以香港結算代理 發售股份的持有人，並授權本公司及╱或其代理

  • 人的名義登記；

    • 授權本公司將香港結算代理人的名稱列入本公司 股東名冊，作為 閣下獲分配的任何香港公開 發售股份的持有人，並授權本公司及╱或其代理 將任何股票存入中央結算系統及╱或以普通郵遞 方式按申請所示地址向 閣下或聯名申請的首名 申請人發送任何退款支票，郵誤風險由 閣下承 擔，除非 閣下已符合招股章程內「親身領取」一 節中的條件而親身領取退款支票；

  • 同意遵守香港《公司條例》及組織章程細則；

  • 確認 閣下已細閱招股章程及本申請表格所載的 條款及條件以及申請程序，並同意受其約束；

  • 僅供識別

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 • 同意獲配發的股份是以香港結算代理人的名義發 截止登記認購申請前概不處理香港公開發售股份的申請 行，並直接存入中央結算系統，以便記存於 閣 或配發任何香港公開發售股份。 下的中央結算系統投資者戶口持有人股份戶口 本公司預期於2016年11月14日在南華早報（英文）、香港 或 閣下的指定中央結算系統參與者股份戶口； 經濟日報（中文）、香港聯交所網站www.hkexnews.hk及本 • 同意香港結算及香港結算代理人各自保留權利(1) 公司網站www.dteg.com.cn公佈固定發售價、國際發售踴 不接納以香港結算代理人名義發行的該等獲配發 躍程度、香港公開發售認購水平及香港公開發售分配基 的任何或部分股份，或不接納該等獲配發的股份 準。香港公開發售的分配結果以及成功申請人的香港身 存入中央結算系統；(2)促使該等獲配發的股份從 份證╱護照╱香港商業登記號碼（如適用）亦同於上述網 中央結算系統提取，並轉入 閣下名下，有關風 站公佈。 險及費用概由 閣下自行承擔；及(3)促使該等獲 配發的股份以 閣下名義發行（或如屬聯名申請 如 閣下成功申請認購香港公開發售股份（全部或部分） 人，則以排名首位申請人的名義發行），而在此 如 閣下的申請全部或部分獲接納， 閣下的股票（前提 情況下，會以普通郵遞方式將該等獲配發股份的 是到2016年11月15日上午八時正（香港時間）香港公開發2016年11月15日上午八時正（香港時間）香港公開發年11月15日上午八時正（香港時間）香港公開發11月15日上午八時正（香港時間）香港公開發月15日上午八時正（香港時間）香港公開發15日上午八時正（香港時間）香港公開發日上午八時正（香港時間）香港公開發 股票寄往 閣下在申請表格上所示地址（郵誤風 售成為無條件而並無終止，股票成為有效的所有權證明） 險概由 閣下自行承擔）或提供該等股票予 閣 下領取； 將以香港結算代理人名義發出，並按 閣下在申請表格 • 同意香港結算及香港結算代理人均可調整獲配發 的指示於2016年11月14日或在特別情況下由香港結算或2016年11月14日或在特別情況下由香港結算或年11月14日或在特別情況下由香港結算或11月14日或在特別情況下由香港結算或月14日或在特別情況下由香港結算或14日或在特別情況下由香港結算或日或在特別情況下由香港結算或 以香港結算代理人名義發行的股份數目； 香港結算代理人指定的任何其他日期直接存入中央結算 • 同意香港結算及香港結算代理人對招股章程及本 系統，記入 閣下的中央結算系統投資者戶口持有人股 申請表格未有載列的資料及陳述概不負責； 份戶口或 閣下指定的中央結算系統參與者股份戶口。 • 同意香港結算及香港結算代理人概不以任何方式 • 如 閣下透過中央結算系統投資者戶口持有人以外的 對 閣下負責； 指定中央結算系統參與者提出申請：香港公開發售股 • 聲明及表示此乃本人╱吾等為本身或本人╱吾等 份將存入 閣下指定的中央結算系統參與者（非中央 為其利益提出申請的人士提出及擬提出的唯一申 結算系統投資者戶口持有人）股份戶口， 閣下可向 請； 該中央結算系統參與者查詢 閣下獲配發的香港公開 • 明白本公司及聯席全球協調人將依據 閣下的聲 發售股份數目。 明及陳述而決定是否向 閣下分配任何香港公開 • 如 閣下以中央結算系統投資者戶口持有人身份提出 發售股份， 閣下如作出虛假聲明，可能會被檢 申請：本公司預期於2016年11月14日在南華早報（英 控； 文）及香港經濟日報（中文）刊登中央結算系統投資者 • （如本申請是為 閣下本身利益提出）保證 閣下 戶口持有人的申請結果及香港公開發售的結果。 閣 或作為 閣下代理的任何人士或任何其他人士不 下應查閱本公司刊發的公告，如有任何資料不符，請 曾亦不會為 閣下利益而以 白色 或 黃色 申請表格 或向香港結算或 白表eIPO 服務供應商發出電子認 於2016年11月14日下午五時正或香港結算或香港結算 購指示而提出其他申請；及 代理人釐定的任何其他日期前知會香港結算。在香 • （如 閣下作為代理為另一人士的利益提出申請） 港公開發售股份存入 閣下的股份戶口後， 閣下 保證(i) 閣下（作為代理或為該人士利益）或該人 即可透過「結算通」電話系統及中央結算系統互聯網系 士或任何其他作為該人士代理的人士不曾亦不會 統（根據香港結算不時生效的《投資者戶口操作簡介》 以 白色 或 黃色 申請表格或向香港結算發出電子認 所載程序）查詢 閣下的新戶口結餘。香港結算亦將 購指示而提出其他申請；及(ii) 閣下獲正式授權 向 閣下提供一份活動結單，列出存入 閣下股份戶 作為該人士的代理代為簽署本表格或發出電子認 口的香港公開發售股份數目。 購指示。 本公司不會就申請時繳付的款項發出收據，亦不會發出 臨時所有權文件。 丁. 授權書 如 閣下透過授權人士提出申請，本公司及聯席全球 退回款項 協調人可按其認為合適的條件（包括出示獲授權證明） 若 閣下未獲分配任何香港公開發售股份或申請僅部分 酌情接納或拒絕 閣下的申請。 獲接納，本公司將不計利息退回 閣下的申請股款（包括 相關的1%經紀佣金、0.0027%證監會交易徵費及0.005% 釐定發售價及香港公開發售股份的分配 香港聯交所交易費）。如發售價低於最高發售價，本公司 預期發售價於2016年11月8日或前後釐定。申請人須繳付2016年11月8日或前後釐定。申請人須繳付年11月8日或前後釐定。申請人須繳付11月8日或前後釐定。申請人須繳付月8日或前後釐定。申請人須繳付8日或前後釐定。申請人須繳付日或前後釐定。申請人須繳付 將不計利息退回多收申請股款（包括相關的1%經紀佣金、 每股香港公開發售股份4.74港元的最高發售價，另加1%4.74港元的最高發售價，另加1%港元的最高發售價，另加1%1% 經紀佣金、0.0027%證監會交易徵費及0.005%香港聯交所0.0027%證監會交易徵費及0.005%香港聯交所證監會交易徵費及0.005%香港聯交所0.005%香港聯交所香港聯交所 0.0027%證監會交易徵費及0.005%香港聯交所交易費）。 交易費。倘若本公司與承銷商（彼等或透過其代表）並無 有關退款程序載於招股章程「如何申請香港公開發售股 於2016年11月9日或之前協定發售價，全球發售將不會進2016年11月9日或之前協定發售價，全球發售將不會進年11月9日或之前協定發售價，全球發售將不會進11月9日或之前協定發售價，全球發售將不會進月9日或之前協定發售價，全球發售將不會進9日或之前協定發售價，全球發售將不會進日或之前協定發售價，全球發售將不會進 份」一節「發送╱領取股票及退回股款」一段。

如 閣下的申請全部或部分獲接納， 閣下的股票（前提 是到2016年11月15日上午八時正（香港時間）香港公開發2016年11月15日上午八時正（香港時間）香港公開發年11月15日上午八時正（香港時間）香港公開發11月15日上午八時正（香港時間）香港公開發月15日上午八時正（香港時間）香港公開發15日上午八時正（香港時間）香港公開發日上午八時正（香港時間）香港公開發 售成為無條件而並無終止，股票成為有效的所有權證明） 將以香港結算代理人名義發出，並按 閣下在申請表格 的指示於2016年11月14日或在特別情況下由香港結算或2016年11月14日或在特別情況下由香港結算或年11月14日或在特別情況下由香港結算或11月14日或在特別情況下由香港結算或月14日或在特別情況下由香港結算或14日或在特別情況下由香港結算或日或在特別情況下由香港結算或 香港結算代理人指定的任何其他日期直接存入中央結算 系統，記入 閣下的中央結算系統投資者戶口持有人股 份戶口或 閣下指定的中央結算系統參與者股份戶口。

預期發售價於2016年11月8日或前後釐定。申請人須繳付2016年11月8日或前後釐定。申請人須繳付年11月8日或前後釐定。申請人須繳付11月8日或前後釐定。申請人須繳付月8日或前後釐定。申請人須繳付8日或前後釐定。申請人須繳付日或前後釐定。申請人須繳付 每股香港公開發售股份4.74港元的最高發售價，另加1%4.74港元的最高發售價，另加1%港元的最高發售價，另加1%1% 經紀佣金、0.0027%證監會交易徵費及0.005%香港聯交所0.0027%證監會交易徵費及0.005%香港聯交所證監會交易徵費及0.005%香港聯交所0.005%香港聯交所香港聯交所 交易費。倘若本公司與承銷商（彼等或透過其代表）並無 於2016年11月9日或之前協定發售價，全球發售將不會進2016年11月9日或之前協定發售價，全球發售將不會進年11月9日或之前協定發售價，全球發售將不會進11月9日或之前協定發售價，全球發售將不會進月9日或之前協定發售價，全球發售將不會進9日或之前協定發售價，全球發售將不會進日或之前協定發售價，全球發售將不會進 行。

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data 3. Transfer of personal data Personal data held by the Company and its H Share Registrar Personal Information Collection Statement relating to the securities holders will be kept confidential but This Personal Information Collection Statement informs the applicant the Company and its H Share Registrar may, to the extent for, and holder of, Hong Kong Public Offer Shares, of the policies necessary for achieving any of the above purposes, disclose, and practices of the Company and its H Share Registrar in relation obtain or transfer (whether within or outside Hong Kong) the to personal data and the Personal Data (Privacy) Ordinance (Chapter personal data to, from or with any of the following: 486 of the Laws of Hong Kong) (the “Ordinance”). • the Company’s appointed agents such as financial 1. Reasons for the collection of your personal data advisers, receiving bankers and overseas principal share It is necessary for applicants and registered holders of registrar; securities to supply correct personal data to the Company • where applicants for securities request a deposit into or its agents and the H Share Registrar when applying for CCASS, HKSCC or HKSCC Nominees, who will use securities or transferring securities into or out of their names the personal data for the purposes of operating CCASS; or in procuring the services of the H Share Registrar. • any agents, contractors or third-party service providers Failure to supply the requested data may result in your who offer administrative, telecommunications, computer, application for securities being rejected, or in delay or the payment or other services to the Company or the H Share inability of the Company or its H Share Registrar to effect Registrar in connection with their respective business transfers or otherwise render their services. It may also prevent operation; or delay registration or transfers of the Hong Kong Public • the Hong Kong Stock Exchange, the SFC and any other Offer Shares which you have successfully applied for and/or statutory regulatory or governmental bodies or otherwise the dispatch of share certificate(s) and/or refund cheque(s) to as required by laws, rules or regulations; and which you are entitled. It is important that securities holders inform the Company and the H Share Registrar immediately • any persons or institutions with which the securities’ of any inaccuracies in the personal data supplied. holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc. 2. Purposes The personal data of the securities holders may be used, 4. Retention of personal data held, processed, and/or stored (by whatever means) for the The Company and its H Share Registrar will keep the personal following purposes: data of the applicants and holders of securities for as long as • processing your application and refund cheque, where necessary to fulfil the purposes for which the personal data were applicable, verification of compliance with the terms and collected. Personal data which is no longer required will be application procedures set out in this Application Form destroyed or dealt with in accordance with the Ordinance. and the Prospectus and announcing results of allocation of the Hong Kong Public Offer Shares; • compliance with applicable laws and regulations in Hong 5. Access to and correction of personal data Kong and elsewhere; Securities holders have the right to ascertain whether the • registering new issues or transfers into or out of the Company or the H Share Registrar hold their personal data, names of securities’ holders including, where applicable, to obtain a copy of that data, and to correct any data that is HKSCC Nominees; inaccurate. The Company and the H Share Registrar have the • maintaining or updating the register of securities’ holders right to charge a reasonable fee for the processing of such of the Company; requests. All requests for access to data or correction of data • verifying securities holders’ identities; should be addressed to us, at our registered address disclosed • establishing benefit entitlements of securities’ holders in the “Corporate Information” section of the Prospectus or as of the Company, such as dividends, rights issues, bonus notified from time to time, for the attention of the company issues, etc.; secretary, or our H Share Registrar for the attention of the • distributing communications from the Company and its privacy compliance officer. subsidiaries; • compiling statistical information and securities’ holders By signing an Application Form or by giving electronic profiles; • disclosing relevant information to facilitate claims on application instructions to HKSCC, you agree to all of the entitlements; and above. • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

個人資料

3. 轉交個人資料 本公司及其H股證券登記處所持有關證券持有人 的個人資料將會保密，但本公司及其H股證券

此項個人資料收集聲明是向香港公開發售股份的申 登記處可以在為達到上述任何目的之必要情況 請人和持有人說明有關本公司及其H股證券登記處H股證券登記處股證券登記處 下，向下列任何人士披露，獲取或轉交（無論在 有關個人資料和香港法例第486章《個人資料（私隱）486章《個人資料（私隱）章《個人資料（私隱） 香港境內或境外）有關個人資料： （「《條例》」）方面的政策和慣例。 • 本公司委任的代理人，例如財務顧問、收款 銀行和主要海外股份過戶登記處；

收集 閣下個人資料的原因 • （如證券申請人要求將證券存於中央結算系 證券申請人及登記持有人以本身名義申請證券 統）香港結算或香港結算代理人；彼等將會 或轉讓或受讓證券時或尋求H股證券登記處的服 就中央結算系統的運作使用有關個人資料； 務時，必須向本公司或其代理人及H股證券登記 • 向本公司或H股證券登記處提供與其各自業 處提供準確個人資料。 務營運有關的行政、電訊、電腦、付款或其 未能提供所要求的資料可能導致 閣下申請證 他服務的任何代理人、承包商或第三方服務 券被拒或延遲，或本公司或其H股證券登記處無 供應商； 法落實轉讓或提供服務。此舉也可能妨礙或延 • 香港聯交所、證監會及任何其他法定監管機 遲登記或轉讓 閣下成功申請的香港公開發售 關或政府部門或遵照其他法例、規則或法 股份及╱或寄發 閣下應得的股票及╱或退款 規；及 支票。證券持有人所提供的個人資料如有任何 • 證券持有人與其進行或擬進行交易的任何人 錯誤，須立即通知本公司及H股證券登記處。 士或機構，例如彼等的銀行、律師、會計師 或股票經紀等。

目的 證券持有人的個人資料可被採用及以任何方式 4. 個人資料的保留 持有，處理及╱或保存，以作下列用途： 本公司及其H股證券登記處將按收集個人資料 • 處理 閣下的申請及退款支票（如適用）、核 所需的用途保留證券申請人及持有人的個人資 實是否符合本申請表格及招股章程載列的條 料。無需保留的個人資料將會根據條例銷毀或 款和申請程序以及公佈香港公開發售股份的 處理。 分配結果；

• 遵守香港及其他地區的適用法律及法規； 5. 查閱和更正個人資料 • 以證券持有人（包括香港結算代理人（如適 證券持有人有權確定本公司或H股證券登記處是 用））的名義登記新發行證券或轉讓或受讓證 否持有其個人資料，並有權索取有關該資料的 券； 副本並更正任何不準確資料。本公司和H股證券

• 存置或更新本公司證券持有人的名冊； 登記處有權就處理任何查閱資料的要求收取合 • 核實證券持有人的身份； 理費用。所有查閱資料或更正資料的要求應按 • 確定本公司證券持有人的受益權利，例如股 招股章程「公司資料」一節所披露或不時通知的 息、供股和紅股等； 本公司註冊地址送交公司秘書，或向本公司的HH

• 分發本公司及其附屬公司的通訊； 股證券登記處的私隱事務主任提出。

個人資料收集聲明

此項個人資料收集聲明是向香港公開發售股份的申 請人和持有人說明有關本公司及其H股證券登記處H股證券登記處股證券登記處 有關個人資料和香港法例第486章《個人資料（私隱）486章《個人資料（私隱）章《個人資料（私隱） 條例》（「《條例》」）方面的政策和慣例。

1. 收集 閣下個人資料的原因

2. 目的

  • 存置或更新本公司證券持有人的名冊； 登記處有權就處理任何查閱資料的要求收取合

  • • 核實證券持有人的身份； 理費用。所有查閱資料或更正資料的要求應按 • 確定本公司證券持有人的受益權利，例如股 招股章程「公司資料」一節所披露或不時通知的 息、供股和紅股等； 本公司註冊地址送交公司秘書，或向本公司的HH

  • • 分發本公司及其附屬公司的通訊； 股證券登記處的私隱事務主任提出。 • 編製統計數據和證券持有人資料； • 披露有關資料以便就權益索償；及 閣下簽署申請表格或向香港結算發出電子認購指 • 與上述有關的任何其他附帶或相關目的及╱ 示，即表示同意上述各項。 或使本公司及H股證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他目的。

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