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Dare Bioscience, Inc. Director's Dealing 2017

Jan 5, 2017

34825_dirs_2017-01-05_2184d124-de02-4a2f-b002-ffa1d001b4c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cerulean Pharma Inc. (CERU)
CIK: 0001401914
Period of Report: 2016-12-31

Reporting Person: GUIFFRE CHRISTOPHERD T (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-31 Common Stock A 5733 $0.60 Acquired 12489 Direct

Footnotes

F1: These shares were acquired under the Cerulean Pharma Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).