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Dare Bioscience, Inc. — Director's Dealing 2017
Jan 5, 2017
34825_dirs_2017-01-05_2184d124-de02-4a2f-b002-ffa1d001b4c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cerulean Pharma Inc. (CERU)
CIK: 0001401914
Period of Report: 2016-12-31
Reporting Person: GUIFFRE CHRISTOPHERD T (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-31 | Common Stock | A | 5733 | $0.60 | Acquired | 12489 | Direct |
Footnotes
F1: These shares were acquired under the Cerulean Pharma Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
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