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Dare Bioscience, Inc. Director's Dealing 2016

Jan 7, 2016

34825_dirs_2016-01-07_95d5eef6-fbaf-464e-aa3b-ab37e2fbf278.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cerulean Pharma Inc. (CERU)
CIK: 0001401914
Period of Report: 2016-01-05

Reporting Person: GUIFFRE CHRISTOPHERD T (Director, Chief Executive Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-01-05 Incentive Stock Option (right to buy) $3.04 A 137000 Acquired 2026-01-04 Common Stock (137000) Direct

Footnotes

F1: This option was granted on January 5, 2016. The option vests in 48 equal monthly installments over the four year period following the date of
grant.