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Dare Bioscience, Inc. Director's Dealing 2016

Jan 7, 2016

34825_dirs_2016-01-07_fa04a21e-7b2e-4b89-b2fd-d487c916d20d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cerulean Pharma Inc. (CERU)
CIK: 0001401914
Period of Report: 2015-12-31

Reporting Person: GUIFFRE CHRISTOPHERD T (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-31 Common Stock A 2757 $2.38 Acquired 2757 Direct

Footnotes

F1: These shares were acquired under the Cerulean Pharma Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule
16b-3(d) and Rule 16b-3(c)