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DANA Inc — Director's Dealing 2023
Feb 16, 2023
31487_dirs_2023-02-16_6a1bda01-65dd-4a0d-aee1-9de4fa04bd31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DANA INC (DAN)
CIK: 0000026780
Period of Report: 2023-02-14
Reporting Person: Valencia Antonio (Pres. Power Technologies Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-15 | Common Stock, par value $0.01 | M | 8538.0000 | $0.0000 | Acquired | 8538.0000 | Direct |
| 2023-02-15 | Common Stock, par value $0.01 | M | 3345.0000 | $0.0000 | Acquired | 11883.0000 | Direct |
| 2023-02-15 | Common Stock, par value $0.01 | M | 286.0000 | $0.0000 | Acquired | 12169.0000 | Direct |
| 2023-02-15 | Common Stock, par value $0.01 | D | 12169.0000 | $18.7900 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-14 | Restricted Stock Units | $ | A | 31456.0000 | Acquired | Common Stock, par value $0.01 (31456.0000) | Direct | |
| 2023-02-15 | Dividend Equivalent Rights | $ | M | 286.0000 | Disposed | Common Stock, par value $0.01 (286.0000) | Direct | |
| 2023-02-15 | Restricted Stock Units | $ | M | 3345.0000 | Disposed | Common Stock, par value $0.01 (3345.0000) | Direct | |
| 2023-02-15 | Restricted Stock Units | $ | M | 8538.0000 | Disposed | Common Stock, par value $0.01 (8538.0000) | Direct |
Footnotes
F1: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan.
F2: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person will be cash settled.
F3: Restricted stock units granted vest in three (3) equal annual installments beginning on the first anniversary date of the grant.
F4: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.
F5: Restricted stock units granted vest in two (2) equal annual installments beginning on the first anniversary date of the grant.