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DANA Inc — Director's Dealing 2021
Feb 17, 2021
31487_dirs_2021-02-17_e8768f38-9d45-4ff0-96b4-344a0f06cca9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DANA INC (DAN)
CIK: 0000026780
Period of Report: 2021-02-15
Reporting Person: Liedberg Douglas H (SVP, General Counsel and Secty)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Common Stock, par value $0.01 | M | 10031.0000 | $22.3300 | Acquired | 39220.0000 | Direct |
| 2021-02-15 | Common Stock, par value $0.01 | M | 639.0000 | $22.3300 | Acquired | 39859.0000 | Direct |
| 2021-02-15 | Common Stock, par value $0.01 | F | 4733.0000 | $22.3300 | Disposed | 35126.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-15 | Dividend Equivalent Rights | $ | M | 639.0000 | Disposed | Common Stock, par value $0.01 (639.0000) | Direct | |
| 2021-02-15 | Restricted Stock Units | $ | M | 10031.0000 | Disposed | Common Stock, par value $0.01 (10031.0000) | Direct |
Footnotes
F1: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
F2: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
F3: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F4: Restricted stock units granted cliff vest three (3) years from date of grant.