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DANA Inc — Director's Dealing 2018
Aug 14, 2018
31487_dirs_2018-08-14_58aae2a0-2560-4e34-8c6e-369b91548616.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DANA INC (DAN)
CIK: 0000026780
Period of Report: 2018-08-11
Reporting Person: Kamsickas James Kevin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-11 | Common Stock, par value $0.01 | M | 98061.0000 | $19.9400 | Acquired | 182034.0000 | Direct |
| 2018-08-11 | Common Stock, par value $0.01 | M | 87763.0000 | $19.9400 | Acquired | 269797.0000 | Direct |
| 2018-08-11 | Common Stock, par value $0.01 | M | 4331.0000 | $19.9400 | Acquired | 274128.0000 | Direct |
| 2018-08-11 | Common Stock, par value $0.01 | F | 39055.0000 | $19.9400 | Disposed | 235073.0000 | Direct |
| 2018-08-11 | Common Stock, par value $0.01 | F | 45565.0000 | $19.9400 | Disposed | 189508.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-11 | Dividend Equivalent Rights | $ | M | 4331.0000 | Disposed | Common Stock, par value $0.01 (4331.0000) | Direct | |
| 2018-08-11 | Restricted Stock Units | $ | A | 87763.0000 | Acquired | Common Stock, par value $0.01 (87763.0000) | Direct | |
| 2018-08-11 | Restricted Stock Units | $ | M | 87763.0000 | Disposed | Common Stock, par value $0.01 (87763.0000) | Direct | |
| 2018-08-11 | Restricted Stock Units | $ | M | 98061.0000 | Disposed | Common Stock, par value $0.01 (98061.0000) | Direct |
Footnotes
F1: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
F2: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
F3: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan.
F4: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F5: As previously disclosed in 2015, these restricted stock units are immediately vested and were granted as an element of reporting person's compensation when he joined Dana.
F6: Restricted stock units granted cliff vest three (3) years from date of grant.