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DANA Inc — Director's Dealing 2017
Feb 17, 2017
31487_dirs_2017-02-17_fd0bb3f6-06b5-43c9-907f-d297c50b7024.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DANA INC (DAN)
CIK: 0000026780
Period of Report: 2016-02-25
Reporting Person: Pyle Robert D (Pres, Light Vehicle Driveline)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-25 | Common Stock, par value $0.01 | M | 9651.0000 | $0.0000 | Acquired | 9651.0000 | Direct |
| 2016-02-25 | Common Stock, par value $0.01 | M | 312.0000 | $0.0000 | Acquired | 9963.0000 | Direct |
| 2016-02-25 | Common Stock, par value $0.01 | D | 9963.0000 | $12.0500 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-25 | Dividend Equivalent Rights | $ | M | 312.0000 | Disposed | Common Stock, par value $0.01 (312.0000) | Direct | |
| 2016-02-25 | Restricted Stock Units | $16.1900 | M | 9651.0000 | Disposed | Common Stock, par value $0.01 (9651.0000) | Direct | |
| 2017-02-15 | Restricted Stock Units | $ | A | 24667.0000 | Acquired | Common Stock, par value $0.01 (24667.0000) | Direct |
Footnotes
F1: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.
F2: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. Restricted stock units for Reporting Person were cash settled.
F3: Restricted stock units granted cliff vest three (3) years from date of grant. Restricted stock units for reporting person were cash settled.
F4: Restricted stock units granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.
F5: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F6: Restricted stock units cliff vest three (3) years from the date of grant. Reporting person may elect to surrender a portion of their unvested grant to fulfill any tax obligation related to such grant.