AI assistant
DANA Inc — Director's Dealing 2014
Jan 10, 2014
31487_dirs_2014-01-10_b6c79cb0-25b2-429c-8c2c-d70dcab06c60.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: DANA HOLDING CORP (DAN)
CIK: 0000026780
Period of Report: 2014-01-01
Reporting Person: Pyle Robert D (Pres, Light Vehicle Driveline)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Dividend Equivalent Rights | $ | Common Stock, par value $0.01 (335.0000) | Direct | ||
| Restricted Stock Units | $14.6700 | Common Stock, par value $0.01 (10650.0000) | Direct | ||
| Restricted Stock Units | $16.1900 | Common Stock, par value $0.01 (9651.0000) | Direct | ||
| Stock Appreciation Right | $14.6700 | 2022-05-01 | Common Stock, par value $0.01 (20000.0000) | Direct | |
| Stock Appreciation Right | $16.1900 | 2023-02-25 | Common Stock, par value $0.01 (21029.0000) | Direct |
Footnotes
F1: The dividend equivalent rights accrued on restricted stock units previously granted and become exercisable proportionately with the restricted stock units to which they relate. Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Restricted stock units for Reporting Person will be cash settled.
F2: Restricted stock units previously granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.
F3: Restricted stock units granted cliff vest three (3) years from date of grant.
F4: Each restricted stock unit granted represents the right to receive cash for each share equal to the market value per share.
F5: Stock appreciation rights previously granted pursuant to the Dana Holding Corporation 2012 Omnibus Incentive Plan.
F6: Stock appreciation rights granted vest in three (3) equal annual installments beginning on the first year anniversary date of the grant. Stock appreciation rights are cash-settled only.