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DANA Inc — Director's Dealing 2014
Apr 22, 2014
31487_dirs_2014-04-22_be6fab97-2235-4901-8487-8f28e17b1484.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DANA HOLDING CORP (DAN)
CIK: 0000026780
Period of Report: 2014-04-18
Reporting Person: WOOD ROGER (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-18 | Common Stock, par value $0.01 | M | 76351.0000 | $0.0000 | Acquired | 288211.0000 | Direct |
| 2014-04-18 | Common Stock, par value $0.01 | M | 2096.0000 | $0.0000 | Acquired | 290307.0000 | Direct |
| 2014-04-18 | Common Stock, par value $0.01 | F | 36420.0000 | $22.7800 | Disposed | 253887.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-18 | Dividend Equivalent Rights | $ | M | 2096.0000 | Disposed | Common Stock, par value $0.01 (2096.0000) | Direct | |
| 2014-04-18 | Restricted Stock Units | $ | M | 76351.0000 | Disposed | Common Stock, par value $0.01 (76351.0000) | Direct |
Footnotes
F1: Vesting of restricted stock units previously reported and granted to the Reporting Person.
F2: Dividend equivalent rights accrued on previously granted restricted stock units that have vested.
F3: Represents the total number of shares of common stock withheld for the Reporting Person's tax obligation.
F4: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on Dana common stock and were exercisable proportionately with the restricted stock units to which they related. Each dividend equivalent right is an economic equivalent of one share of Dana common stock.
F5: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested.
F6: Restricted stock units previously reported and granted pursuant to the Dana Holding Corporation 2008 Omnibus Incentive Plan.
F7: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights.
F8: Restricted stock units granted cliff vest three (3) years from date of grant.