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Dah Sing Banking Group Limited Capital/Financing Update 2016

Oct 4, 2016

50545_rns_2016-10-04_fc803f47-c188-40b2-a574-b09ebe76489a.pdf

Capital/Financing Update

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30/09/2016

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To : Hong Kong Exchanges and Clearing Limited
Name of Issuer DAH SING BANKING GROUP LIMITED
Date Submitted 4 October 2016
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : [2356 ] Description : N/A
Authorised share
No. of ordinary Par value capital
shares (State currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
(2) Stock code : [N/A] Description :
Authorised share
No. of ordinary Par value capital
shares (State currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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SEHK - Monthly Return – 2356 (September 2016) (E)

  • 1 -

2. Preference Shares

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Stock code : N/A Description :
No. of Authorised share
preference Par value capital
shares (State currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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3. Other Classes of Shares

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Stock code : N/A Description :
No. of other Authorised share
classes of Par value capital
shares (State currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
----- End of picture text -----

Total authorised share capital at the end of the month (State currency) : N/A

II. Movements in Issued Share Capital

II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital II. Movements in Issued Share Capital
Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
No of preference
shares
(1)
(2)		 No. of other
classes of shares
1,402,137,996
1,121,629
1,403,259,625		 -
-
-		 -
-
-		 -
-
-
  • 2 - SEHK - Monthly Return – 2356 (September 2016) (E)

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of
share option
scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement during themonth Movement during themonth Movement during themonth No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
Granted Exercised Cancelled Lapsed
1. Exercise price:-
HK$8.91@
-
-
-
-
-
HK$7.96@
-
1,121,629
-
-
1,121,629
HK$11.68@
-
-
-
-
-
EGM
(12/06/2004)
Ordinary shares
(Note 1)
2.-
(/ /)
shares
(Note 1)
3.-
(/ /)
shares
(Note 1)
Total A. (Ordinary shares)
1,121,629
(Preference shares)
-
(Other class)
-
Total funds raised during the month from exercise
of options (State currency)
HK$8,928,166.84		 -
-
-		 6,480,525
768,525
-

SEHK - Monthly Return – 2356 (September 2016) (E)

  • 3 -

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Description of warrants
(Date of expiry-dd/mm/yyyy)		 Currency
of nominal
value
Nominal value
at close of
preceding
month		 Currency
of nominal
value
Nominal value
at close of
preceding
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. - -
-
-
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. -
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.-
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. -
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )

SEHK - Monthly Return – 2356 (September 2016) (E)

  • 4 -

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding

Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto		 No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month






1. -











Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2.-


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. -







-


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. -


Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
-
-
  • 5 - SEHK - Monthly Return – 2356 (September 2016) (E)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
themonth

1.
2.
3.
-
-
-
-
( / / )
shares_(Note 1)_
-
( / / )
shares_(Note 1)_
-
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)

(Preference shares)
(Other class)
  • 6 - SEHK - Monthly Return – 2356 (September 2016) (E)

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

1. Rights issue
At price :
State
currency
Class
of
shares
issuable_(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
2. Open offer
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
3. Placing
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
  • 7 - SEHK - Monthly Return – 2356 (September 2016) (E)
Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

5. Scrip dividend
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
8. Consideration
issue
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

-
  • 8 - SEHK - Monthly Return – 2356 (September 2016) (E)
Type of Issue No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

9. Capital
reorganisation		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
-
10. Other
(Please specify)At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
-
Total E. (Ordinary shares)
(Preference shares)
(Other class)		 -
-
-

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)
(2)
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
(These figures should be the same as the relevant figures under II above
(“Movements in Issued Share Capital”).)		 1,121,629
-
-
-
  • 9 - SEHK - Monthly Return – 2356 (September 2016) (E)

Remarks (if any):

-

Submitted by: Doris W.N. Wong Title: ___Company Secretary (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

  • 10 - SEHK - Monthly Return – 2356 (September 2016) (E)

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