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CytomX Therapeutics, Inc. — Director's Dealing 2021
Apr 2, 2021
32770_dirs_2021-04-02_baf97d13-6b08-4dcf-afff-057d162a8862.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CytomX Therapeutics, Inc. (CTMX)
CIK: 0001501989
Period of Report: 2021-03-31
Reporting Person: McCarthy Sean A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-31 | Common Stock | M | 100000 | $1.1339 | Acquired | 306894 | Direct |
| 2021-03-31 | Common Stock | S | 100000 | $7.4947 | Disposed | 206894 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-31 | Stock Option (Right to Buy) | $1.1339 | M | 100000 | Disposed | 2021-09-20 | Common Stock (100000) | Direct |
Footnotes
F1: The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades in prices ranging from $7.35 to $7.62, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: 100% of the shares subject to the option are fully vested and exercisable.