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CytomX Therapeutics, Inc. — Director's Dealing 2021
Jun 16, 2021
32770_dirs_2021-06-16_bb63c22f-f8ee-4159-bbf1-27bdd6c43b12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CytomX Therapeutics, Inc. (CTMX)
CIK: 0001501989
Period of Report: 2021-06-14
Reporting Person: McCarthy Sean A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-14 | Common Stock | M | 30.00 | $1.1339 | Acquired | 7839 | Direct |
| 2021-06-14 | Common Stock | M | 10 | $0.945 | Acquired | 7849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Stock Option (Right to Buy) | $1.1339 | M | 30 | Disposed | 2021-09-20 | Common Stock (30) | Direct |
| 2021-06-14 | Stock Option (Right to Buy) | $0.9450 | M | 10 | Disposed | 2023-02-25 | Common Stock (10) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 193118 | Indirect |
Footnotes
F1: Shares held by Sean A. McCarthy 2018 Trust, of which Reporting Person is trustee.
F2: 100% of the shares subject to the option are fully vested and exercisable.
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