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CYTOKINETICS INC — Director's Dealing 2021
Nov 2, 2021
30870_dirs_2021-11-02_a07e5eb3-330b-4955-a8db-e41bacf8ce2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTOKINETICS INC (CYTK)
CIK: 0001061983
Period of Report: 2021-10-29
Reporting Person: Blum Robert I (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-29 | Common Stock | M | 5000 | $6.0 | Acquired | 365063 | Direct |
| 2021-10-29 | Common Stock | S | 5000 | $35.7993 | Disposed | 360063 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-29 | Incentive Stock Option (right to buy) | $6.0 | M | 5000 | Disposed | 2023-03-05 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2083 | Indirect |
| Common Stock | 2083 | Indirect |
Footnotes
F1: Amount of securities beneficially owned following reported transaction has been adjusted by 2500 shares representing shares owned by reporting person as a stockholder of record on August 26, 2013, which has previously not been included prior Form 4s as a result of a reporting error.
F2: Transaction effected pursuant to a 10b5-1 plan meeting the requirements of Rule 10b5-1(c) under the Exchange Act entered into by the Reporting Person on March 31, 2020.
F3: Includes 5,695 shares of common stock purchased pursuant to the Issuer's 2015 Employee Stock Purchase Plan (ESPP).
F4: Shares held by The Bridget Blum 2003 Irrevocable Trust.
F5: Shares held by The Brittany Blum 2003 Irrevocable Trust.