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CYTOKINETICS INC — Director's Dealing 2016
Dec 5, 2016
30870_dirs_2016-12-05_13a5dec9-8020-4507-8045-c9e4a7407fed.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CYTOKINETICS INC (CYTK)
CIK: 0001061983
Period of Report: 2016-12-01
Reporting Person: Schnieders Elisabeth (Sr. VP, Business Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16485 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $6.0 | 2023-03-05 | Common Stock (21163) | Direct | |
| Incentive Stock Option (right to buy) | $6.3 | 2022-03-05 | Common Stock (14990) | Direct | |
| Incentive Stock Option (right to buy) | $6.67 | 2026-02-23 | Common Stock (14442) | Direct | |
| Incentive Stock Option (right to buy) | $7.96 | 2025-02-26 | Common Stock (11043) | Direct | |
| Incentive Stock Option (right to buy) | $9.42 | 2021-02-28 | Common Stock (12500) | Direct | |
| Incentive Stock Option (right to buy) | $9.65 | 2024-02-24 | Common Stock (18419) | Direct | |
| Incentive Stock Option (right to buy) | $11.1 | 2019-02-26 | Common Stock (3866) | Direct | |
| Incentive Stock Option (right to buy) | $18.48 | 2020-02-24 | Common Stock (8666) | Direct | |
| Incentive Stock Option (right to buy) | $20.22 | 2018-02-28 | Common Stock (2500) | Direct | |
| Incentive Stock Option (right to buy) | $40.86 | 2017-03-14 | Common Stock (2000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $6.0 | 2023-03-05 | Common Stock (3836) | Direct | |
| Non-Qualified Stock Option (right to buy) | $6.3 | 2022-03-05 | Common Stock (9) | Direct | |
| Non-Qualified Stock Option (right to buy) | $6.67 | 2026-02-23 | Common Stock (20558) | Direct | |
| Non-Qualified Stock Option (right to buy) | $7.96 | 2025-02-26 | Common Stock (18957) | Direct | |
| Non-Qualified Stock Option (right to buy) | $9.65 | 2024-02-24 | Common Stock (11581) | Direct |
Footnotes
F1: When the ISO and NQ dated 03/05/2013 are combined for a total grant of 24,999 shares, the option shall vest and become exercisable as to 24,999 shares divided into equal monthly installments such that the option shall be 100% vested on 03/05/2017.
F2: When the ISO and NQ dated 03/05/2012 are combined for a total grant of 14,999 shares, the option vested and became exercisable as to 14,999 shares divided into equal monthly installments such that the option was 100% vested on 03/05/2016.
F3: When the ISO and NQ dated 02/23/2016 are combined for a total grant of 35,000 shares, the option shall vest and become exercisable as to 35,000 shares divided into equal monthly installments such that the option shall be 100% vested on 02/23/2020.
F4: When the ISO and NQ dated 02/26/2015 are combined for a total grant of 30,000 shares, the option shall vest and become exercisable as to 30,000 shares divided into equal monthly installments such that the option shall be 100% vested on 02/26/2019.
F5: This option vested and became exercisable as to 12,500 shares divided into equal monthly installments and became fully vested on 02/28/2015.
F6: When the ISO and NQ dated 02/24/2014 are combined for a total grant of 30,000 shares, the option shall vest and become exercisable as to 30,000 shares divided into equal monthly installments such that the option shall be 100% vested on 02/24/2018.
F7: This option vested and became exercisable as to 3,866 shares divided into equal monthly installments such that the option was 100% vested on 02/26/2013.
F8: This option vested and became exercisable as to 8,666 shares divided into equal monthly installments such that the option was 100% vested on 02/24/2014.
F9: This option vested and became exercisable as to 2,500 shares divided into equal monthly installments and became fully vested on 02/29/2012.
F10: This option vested and became exercisable as to 2,000 shares divided into equal monthly installments and became fully vested on 03/01/2011.