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CYTOKINETICS INC — Director's Dealing 2013
Mar 7, 2013
30870_dirs_2013-03-07_209aa744-51a0-4083-9793-3c36ebf05aa6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTOKINETICS INC (CYTK)
CIK: 0001061983
Period of Report: 2013-03-05
Reporting Person: Blum Robert I (Director, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Incentive Stock Option (right to buy) | $1 | A | 120468 | Acquired | 2023-03-05 | Common Stock (120468) | Direct |
| 2013-03-05 | Non-Qualified Stock Option (right to buy) | $1 | A | 679532 | Acquired | 2023-03-05 | Common Stock (679532) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18416 | Direct |
| Common Stock | 12500 | Indirect |
| Common Stock | 12500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $0.58 | 2010-11-14 | Common Stock (12) | 12 | Direct |
| Incentive Stock Option (right to buy) | $1.05 | 2022-03-05 | Common Stock (92212) | 92212 | Direct |
| Incentive Stock Option (right to buy) | $1.2 | 2012-07-10 | Common Stock (18833) | 18833 | Direct |
| Incentive Stock Option (right to buy) | $1.2 | 2013-05-21 | Common Stock (32500) | 32500 | Direct |
| Incentive Stock Option (right to buy) | $1.57 | 2021-02-28 | Common Stock (62459) | 62459 | Direct |
| Incentive Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (50333) | 50333 | Direct |
| Incentive Stock Option (right to buy) | $2 | 2013-12-18 | Common Stock (27500) | 27500 | Direct |
| Incentive Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (36834) | 36834 | Direct |
| Incentive Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (8334) | 8334 | Direct |
| Incentive Stock Option (right to buy) | $6.59 | 2015-04-11 | Common Stock (45000) | 45000 | Direct |
| Incentive Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (22806) | 22806 | Direct |
| Incentive Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (28494) | 28494 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.05 | 2022-03-05 | Common Stock (357788) | 357788 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.2 | 2012-07-10 | Common Stock (12264) | 12264 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.57 | 2021-02-28 | Common Stock (437541) | 437541 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (224667) | 224667 | Direct |
| Non-Qualified Stock Option (right to buy) | $2 | 2013-12-18 | Common Stock (48692) | 48692 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (233166) | 233166 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (191666) | 191666 | Direct |
| Non-Qualified Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (227194) | 227194 | Direct |
| Non-Qualified Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (71506) | 71506 | Direct |
| Restricted Stock Units | $ | Common Stock (175000) | 175000 | Direct |
Footnotes
F1: Shares held by The Bridget Blum 2003 Irrevocable Trust.
F2: Shares held by The Brittany Blum 2003 Irrevocable Trust.
F3: When the ISO and NQ dated 03/05/2013 are combined for a total grant of 800,000 shares, the option shall vest and become exercisable as to 800,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/05/2017.
F4: This option is immediately exercisable upon grant and shall vest as to 25,000 shares on 11/14/00 and the balance of 87,500 divided into equal monthly installments thereafter such that the option shall be 100% vested on 11/14/05.
F5: When the ISO and NQ dated 03/05/2012 are combined for a total grant of 450,000 shares, the option shall vest and become exercisable as to 9,375 shares on 04/05/2012 and the balance of 440,625 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2016.
F6: When the ISO and NQ dated 07/10/02 are combined for a total grant of 150,000 shares, the option is immediately exercisable upon grant and shall vest as to 2,500 shares on 04/15/02 and the balance of 147,500 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/15/07.
F7: This option is immediately exercisable upon grant and shall vest as to 781 shares on 04/01/03 and the balance of 36,719 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/07.
F8: When the ISO and NQ dated 02/28/2011 are combined for a total grant of 500,000 shares, the option shall vest and become exercisable as to 10,416 shares on 03/31/2011 and the balance of 489,584 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015.
F9: When the ISO and NQ dated 02/26/2009 are combined for a total grant of 275,000 shares, the option shall vest and become exercisable as to 5,729 shares on 03/26/09 and the balance of 269,271 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13.
F10: When the ISO and NQ dated 12/18/03 are combined for a total grant of 141,925 shares, the option is immediately exercisable upon grant and shall vest as to 2,365 shares on 01/18/04 and the balance of 139,560 divided into equal monthly installments thereafter such that the option shall be 100% vested on 12/18/08.
F11: When the ISO and NQ dated 02/24/2010 are combined for a total grant of 270,000 shares, the option shall vest and become exercisable as to 5,625 shares on 03/24/2010 and the balance of 264,375 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014.
F12: When the ISO and NQ dated 02/29/2008 are combined for a total grant of 200,000 shares, the option shall vest and become exercisable as to 4,166 shares on 03/29/08 and the balance of 195,834 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12.
F13: This option shall vest and become exercisable as to 45,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2009.
F14: When the ISO and NQ dated 03/14/2007 are combined for a total grant of 250,000 shares, the option shall vest and become exercisable as to 5,208 shares on 04/01/07 and the balance of 244,792 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11.
F15: When the ISO and NQ dated 03/01/2006 are combined for a total grant of 100,000 shares, the option shall vest and become exercisable as to 100,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2010.
F16: Each restricted stock unit represents a contingent right to receive one share of CYTK common stock at a purchase price of $0.001 per share which is the current par value of the common stock.
F17: The restricted stock units vest in two equal annual installments. Vested shares will be delivered to the reporting person on 9/4/2012 and 9/3/2013.