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CYTOKINETICS INC — Director's Dealing 2012
Sep 5, 2012
30870_dirs_2012-09-05_2831f20c-64ce-4234-882f-fc24156ab979.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTOKINETICS INC (CYTK)
CIK: 0001061983
Period of Report: 2012-09-04
Reporting Person: Cragg David (SVP Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Common Stock | M | 62500 | — | Acquired | 78975 | Direct |
| 2012-09-04 | Common Stock | F | 22894 | $0.7598 | Disposed | 56081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Restricted Stock Units | $ | M | 62500 | Disposed | Common Stock (62500) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $1.05 | 2022-03-05 | Common Stock (50625) | 50625 | Direct |
| Incentive Stock Option (right to buy) | $1.57 | 2021-02-28 | Common Stock (44547) | 44547 | Direct |
| Incentive Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (35466) | 35466 | Direct |
| Incentive Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (42762) | 42762 | Direct |
| Incentive Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (20418) | 20418 | Direct |
| Incentive Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (15184) | 15184 | Direct |
| Incentive Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (12046) | 12046 | Direct |
| Incentive Stock Option (right to buy) | $9.52 | 2015-02-14 | Common Stock (34846) | 34846 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.05 | 2022-03-05 | Common Stock (39375) | 39375 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.57 | 2021-02-28 | Common Stock (55453) | 55453 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (49534) | 49534 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (47238) | 47238 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (49582) | 49582 | Direct |
| Non-Qualified Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (34816) | 34816 | Direct |
| Non-Qualified Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (27954) | 27954 | Direct |
| Non-Qualified Stock Option (right to buy) | $9.52 | 2015-02-14 | Common Stock (45154) | 45154 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of CYTK common stock at a purchase price of $0.001 per share which is the current par value of the common stock.
F2: Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units
F3: The restricted stock units vest in two equal annual installments. Vested shares will be delivered to the reporting person on 9/4/2012 and 9/3/2013.
F4: When the ISO and NQ dated 03/05/2012 are combined for a total grant of 90,000 shares, the option shall vest and become exercisable as to 1,875 shares on 04/05/2012 and the balance of 88,125 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2016.
F5: When the ISO and NQ dated 02/28/2011 are combined for a total grant of 100,000 shares, the option shall vest and become exercisable as to 2,083 shares on 03/31/2011 and the balance of 97,917 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015.
F6: When the ISO and NQ dated 02/26/2009 are combined for a total grant of 85,000 shares, the option shall vest and become exercisable as to 1,770 shares on 03/26/09 and the balance of 83,230 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13.
F7: When the ISO and NQ dated 02/24/2010 are combined for a total grant of 90,000 shares, the option shall vest and become exercisable as to 1,875 shares on 03/24/2010 and the balance of 88,125 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014.
F8: When the ISO and NQ dated 02/29/2008 are combined for a total grant of 70,000 shares, the option shall vest and become exercisable as to 1,458 shares on 03/29/08 and the balance of 68,542 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12.
F9: When the ISO and NQ dated 03/14/2007 are combined for a total grant of 50,000 shares, the option shall vest and become exercisable as to 1,042 shares on 04/01/07 and the balance of 48,958 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11.
F10: When the ISO and NQ dated 03/01/2006 are combined for a total grant of 40,000 shares, the option shall vest and become exercisable as to 40,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2010.
F11: When the ISO and NQ dated 02/14/05 are combined for a total grant of 80,000 shares, the option shall vest and become exercisable as to 20,000 shares on 02/01/06 and the balance of 60,000 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/01/09.