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CYTOKINETICS INC — Director's Dealing 2011
Mar 1, 2011
30870_dirs_2011-03-01_6c1bb54e-e81a-4693-9ee8-ac394be17c8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTOKINETICS INC (CYTK)
CIK: 0001061983
Period of Report: 2011-02-28
Reporting Person: MORGANS DAVID J JR (EVP-Preclinical R&D)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-28 | Incentive Stock Option (right to buy) | $1.57 | A | 51043 | Acquired | 2021-02-28 | Common Stock (51043) | Direct |
| 2011-02-28 | Non-Qualified Stock Option (right to buy) | $1.57 | A | 123957 | Acquired | 2021-02-28 | Common Stock (123957) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (43751) | 43751 | Direct |
| Incentive Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (37442) | 37442 | Direct |
| Incentive Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (27714) | 27714 | Direct |
| Incentive Stock Option (right to buy) | $6.5 | 2014-03-08 | Common Stock (34000) | 34000 | Direct |
| Incentive Stock Option (right to buy) | $6.59 | 2015-04-11 | Common Stock (35995) | 35995 | Direct |
| Incentive Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (14810) | 14810 | Direct |
| Incentive Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (15388) | 15388 | Direct |
| Non-Qualified Stock Option (right to buy) | $1.85 | 2019-02-26 | Common Stock (106249) | 106249 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.08 | 2020-02-24 | Common Stock (97558) | 97558 | Direct |
| Non-Qualified Stock Option (right to buy) | $3.37 | 2018-02-28 | Common Stock (122286) | 122286 | Direct |
| Non-Qualified Stock Option (right to buy) | $6.59 | 2015-04-11 | Common Stock (14005) | 14005 | Direct |
| Non-Qualified Stock Option (right to buy) | $6.81 | 2017-03-14 | Common Stock (50190) | 50190 | Direct |
| Non-Qualified Stock Option (right to buy) | $7.15 | 2016-03-01 | Common Stock (44612) | 44612 | Direct |
Footnotes
F1: When the ISO and NQ dated 02/28/2011 are combined for a total grant of 175,000 shares, the option shall vest and become exercisable as to 3,645 shares on 03/31/2011 and the balance of 171,355 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015.
F2: When the ISO and NQ dated 02/26/2009 are combined for a total grant of 150,000 shares, the option shall vest and become exercisable as to 3,125 shares on 03/26/09 and the balance of 146,875 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13.
F3: When the ISO and NQ dated 02/24/2010 are combined for a total grant of 135,000 shares, the option shall vest and become exercisable as to 2,812 shares on 03/24/2010 and the balance of 132,188 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014.
F4: When the ISO and NQ dated 02/29/2008 are combined for a total grant of 150,000 shares, the option shall vest and become exercisable as to 3,125 shares on 03/29/08 and the balance of 146,875 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12.
F5: This option shall vest and become exercisable as to 708 shares on 04/08/04 and the balance of 33,292 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/08/08.
F6: When the ISO and NQ dated 04/11/05 are combined for a total grant of 50,000 shares, the option shall vest and become exercisable as to 50,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2009.
F7: When the ISO and NQ dated 03/14/2007 are combined for a total grant of 65,000 shares, the option shall vest and become exercisable as to 1,354 shares on 04/01/07 and the balance of 63,646 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11.
F8: When the ISO and NQ dated 03/01/2006 are combined for a total grant of 60,000 shares, the option shall vest and become exercisable as to 60,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2010.