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Cytek Biosciences, Inc. — Director's Dealing 2021
Jul 28, 2021
32966_dirs_2021-07-27_ee541515-d3fe-44a5-a130-96c5101a54ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cytek Biosciences, Inc. (CTKB)
CIK: 0001831915
Period of Report: 2021-07-22
Reporting Person: DENG FENG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-22 | Common Stock | C | 147933 | — | Acquired | 147933 | Indirect |
| 2021-07-22 | Common Stock | C | 4168777 | — | Acquired | 4168777 | Indirect |
| 2021-07-22 | Common Stock | C | 443800 | — | Acquired | 443800 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | Series A Preferred Stock | $ | C | 147933 | Disposed | Common Stock (147933) | Indirect | |
| 2021-07-22 | Series C Preferred Stock | $ | C | 4168777 | Disposed | Common Stock (4168777) | Indirect | |
| 2021-07-22 | Series D Preferred Stock | $ | C | 443800 | Disposed | Common Stock (443800) | Indirect |
Footnotes
F1: Each share of Preferred Stock automatically converted on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The shares of Preferred Stock have no expiration date.
F2: Shares held directly by Northern Light Venture Capital V, Ltd. ("NLVC V"). Fund V serves as the nominee for each of Northern Light Venture Fund V, L.P., Northern Light Strategic Fund V, L.P. and Northern Light Partners Fund V, L.P (together, the "NLVC V Funds"). Northern Light Partners V, L.P., a Cayman Islands exempted limited liability partnership, is the general partner of the NLVC V Funds. NLVC V is the general partner of Northern Light Partners V, L.P. Feng Deng is the controlling shareholder of NLVC V and may be deemed to have voting and dispositive power with respect to the shares held by NLVC V.