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Cyngn Inc. — Director's Dealing 2021
Oct 26, 2021
34666_dirs_2021-10-26_e38c34d6-fc36-4c40-8885-f137592dac60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cyngn, Inc. (CYN)
CIK: 0001874097
Period of Report: 2021-10-22
Reporting Person: Redpoint Ventures IV, L.P. (10% Owner)
Reporting Person: Redpoint Associates IV, LLC (10% Owner)
Reporting Person: Redpoint Ventures IV, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-22 | Common Stock | C | 1710026 | — | Acquired | 1710026 | Direct |
| 2021-10-22 | Common Stock | C | 43847 | — | Acquired | 43847 | Indirect |
| 2021-10-22 | Common Stock | C | 560196 | — | Acquired | 2270222 | Direct |
| 2021-10-22 | Common Stock | C | 14364 | — | Acquired | 58211 | Indirect |
| 2021-10-22 | Common Stock | C | 132033 | — | Acquired | 2402255 | Direct |
| 2021-10-22 | Common Stock | C | 3385 | — | Acquired | 61596 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-22 | Series A Preferred Stock | $ | C | 1710026 | Disposed | Common Stock (1710026) | Direct | |
| 2021-10-22 | Series A Preferred Stock | $ | C | 43847 | Disposed | Common Stock (43847) | Indirect | |
| 2021-10-22 | Series B Preferred Stock | $ | C | 560196 | Disposed | Common Stock (560196) | Direct | |
| 2021-10-22 | Series B Preferred Stock | $ | C | 14364 | Disposed | Common Stock (14364) | Indirect | |
| 2021-10-22 | Series C Preferred Stock | $ | C | 132033 | Disposed | Common Stock (132033) | Direct | |
| 2021-10-22 | Series C Preferred Stock | $ | C | 3385 | Disposed | Common Stock (3385) | Indirect |
Footnotes
F1: The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date.
F2: Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.