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CVS HEALTH Corp — Director's Dealing 2021
Apr 5, 2021
29875_dirs_2021-04-05_9ac779c0-b0fa-43f8-82af-7141d4a138bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2021-04-03
Reporting Person: Lotvin Alan (EVP&President-PharmacyServices)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-03 | Common Stock | F | 1705 | $74.30 | Disposed | 63828.6756 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 492 | Indirect |
| Common Stock (restricted) | 6027 | Direct |
| Stock Unit | 29319.6832 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (556.7643) | 556.7643 | Direct | |
| Stock Option | $102.26 | 2022-04-01 | Common Stock (21386) | 21386 | Direct |
| Stock Option | $104.82 | 2023-04-01 | Common Stock (27395) | 27395 | Direct |
| Stock Option | $78.05 | 2024-04-03 | Common Stock (32911) | 32911 | Direct |
| Stock Option | $62.21 | 2025-04-01 | Common Stock (22541) | 22541 | Direct |
| Stock Option | $54.19 | 2029-04-01 | Common Stock (70702) | 70702 | Direct |
| Stock Option | $58.34 | 2030-04-01 | Common Stock (140797) | 140797 | Direct |
| Stock Option | $74.30 | 2031-04-01 | Common Stock (120940) | 120940 | Direct |
Footnotes
F1: Surrender of shares in payment of taxes due upon the vesting and settlement of a restricted stock unit award on April 3, 2021.
F2: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F3: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F4: Option became exercisable in four equal annual installments beginning on 4/1/2016.
F5: Option became exercisable in four equal annual installments beginning on 4/1/2017.
F6: Option became exercisable in four equal annual installments beginning on 4/3/2018.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2019.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2020.
F9: The number of shares subject to the option were calculated using a 30-day average price.
F10: Options became exercisable in four equal installments, commencing 4/1/2021.
F11: Option becomes exercisable in four equal installments, commencing 4/1/2022.