CVS HEALTH Corp — Director's Dealing 2021

Jun 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2021-06-07

Reporting Person: Finke Daniel P (EVP/Pres, Health Care Benefits)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-07	Common Stock	M	32320	$54.19	Acquired	60903.5841	Direct
2021-06-07	Common Stock	S	37594	$86.60	Disposed	23309.5841	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-07	Stock Option	$54.19	M	32320	Disposed	2029-04-01	Common Stock (32320)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (pep)	3041.5841	Direct
Common Stock (restricted)	25701	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$58.34	2030-04-01	Common Stock (54332)	54332	Direct
Stock Option	$74.30	2031-04-01	Common Stock (82066)	82066	Direct
Stock Option	$52.37	2029-05-31	Common Stock (28640)	28640	Direct

Footnotes

F1: All sales were effected pursuant to a Rule 10b5-1 plan.

F2: Represents weighted average sale price for this group of sales, which occurred on the same trading day. Multiple sales were executed, with sales prices ranging from $86.52 and $86.71 per share.

F3: Option became exercisable in four equal annual installments, beginning on 4/1/2020.

F4: Option became exercisable in four equal annual installments, commencing 4/1/2021.

F5: Option becomes exercisable in four equal installments, commencing 4/1/2022.

F6: Option becomes exercisable in three equal installments, commencing 5/31/2022.