CVS HEALTH Corp — Director's Dealing 2020

Apr 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2020-04-01

Reporting Person: Mayhew Jonathan E. (EVP, Chief Transformation Off)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-01	Common Stock	F	763	$58.34	Disposed	15288	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-01	Stock Option	$58.61	A	28159	Acquired	2030-04-01	Common Stock (28159)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (restricted)	10592	Direct
CVS Health Future Fund 401(k) Common Stock	408.3167	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$37.91	2026-02-18	Common Stock (6634)	6634	Direct
Stock Appreciation Rights	$45.91	2027-02-16	Common Stock (11333)	11333	Direct
Stock Appreciation Rights	$52.42	2027-05-09	Common Stock (3067)	3067	Direct
Stock Option	$54.19	2029-04-01	Common Stock (44037)	44037	Direct

Footnotes

F1: Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award.

F2: The number of shares subject to the option were calculated using a 30-day average price.

F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2021.

F4: SARs became exercisable on 2/19/2019.

F5: SARs became exercisable in two equal annual installments beginning on 2/17/2019.

F6: SARs became exercisable in two equal annual installments beginning on 5/10/2019.

F7: Options became exercisable in four equal annual installments, commencing 4/1/2020.