CVS HEALTH Corp — Director's Dealing 2019

Apr 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2019-04-01

Reporting Person: MERLO LARRY J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-01	Common Stock	F	20858	$54.19	Disposed	388783.9407	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-04-01	Stock Option	$54.19	A	545419	Acquired	2029-04-01	Common Stock (545419)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	381342.0324	Indirect
Common Stock (restricted)	81879	Direct
ESOP Common Stock	6917.0419	Indirect
Stock Unit	651163.9502	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Phantom Stock Credits	$1.00		Common Stock (5158.5846)	5158.5846	Direct
Stock Option	$54.53	2020-04-01	Common Stock (314713)	314713	Direct
Stock Option	$74.29	2021-04-01	Common Stock (335697)	335697	Direct
Stock Option	$102.26	2022-04-01	Common Stock (273929)	273929	Direct
Stock Option	$104.82	2023-04-01	Common Stock (286787)	286787	Direct
Stock Option	$78.05	2024-04-03	Common Stock (338105)	338105	Direct
Stock Option	$62.21	2025-04-01	Common Stock (394091)	394091	Direct

Footnotes

F1: Surrender of shares in payment of withholding taxes due upon the vesting of a stock award under an incentive compensation plan.

F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2020.

F3: Each share credit is equivalent to one share; 1-for-1 conversion.

F4: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F5: Reflects year end company match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.

F6: Option became exercisable in four equal annual installments, commencing 4/1/2014.

F7: Option became exercisable in four equal annual installments, commencing 4/1/2015.

F8: Option became exercisable in four equal annual installments, commencing 4/1/2016.

F9: Option became exercisable in four equal annual installments, commencing 4/1/2017.

F10: Option became exercisable in four equal annual installments, commencing 4/3/2018.

F11: Option became exercisable in four equal annual installments, commencing 4/1/2019.